Insider · CIK 0001969856

Chang William Herbert

Reports to the SEC for 2 companies · WESTLAKE VILLAGE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001969856

Forms 4 and 5

Insider transactions

29 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-03-20	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Investment Officer	FTax Payment	−1,977 sh	$14.20	−$28.1K	50,490
2024-03-19	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Capital Markets Officer	FTax Payment	−260 sh	$85.06	−$22.1K	36,937
2024-03-12	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsA Award	Chief Investment Officer	AAward	+4,221 sh	—	—	4,221
2024-03-12	PMTPennyMac Mortgage Investment TrustA Award	Chief Investment Officer	AAward	+15.7K sh	—	—	59,984
2024-03-12	PMTPennyMac Mortgage Investment TrustM Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+4,389 sh	—	—	32,946
2024-03-12	PMTPennyMac Mortgage Investment TrustM Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+4,221 sh	—	—	37,167
2024-03-12	PMTPennyMac Mortgage Investment TrustM Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	+7,149 sh	—	—	44,316
2024-03-12	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Investment Officer	FTax Payment	−1,753 sh	$14.28	−$25K	58,231
2024-03-12	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Investment Officer	FTax Payment	−2,140 sh	$14.28	−$30.6K	56,091
2024-03-12	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Investment Officer	FTax Payment	−3,624 sh	$14.28	−$51.8K	52,467
2024-03-12	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsA Award	Chief Investment Officer	AAward	+4,389 sh	—	—	4,389
2024-03-12	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsM Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−4,389 sh	—	—	0
2024-03-12	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsM Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−4,221 sh	—	—	0
2024-03-12	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsA Award	Chief Investment Officer	AAward	+7,149 sh	—	—	7,149
2024-03-12	PMTPennyMac Mortgage Investment Trust · Performance-Based Restricted Share UnitsM Exercise/Conversion	Chief Investment Officer	MExercise/Conversion	−7,149 sh	—	—	0
2024-02-29	PFSIPennyMac Financial Services, Inc. · Nonstatutory Stock Option (Right to Buy)A Award	Chief Capital Markets Officer	AAward	+7,910 sh	—	—	7,910
2024-02-29	PFSIPennyMac Financial Services, Inc.A Award	Chief Capital Markets Officer	AAward	+3,164 sh	—	—	39,622
2024-02-29	PFSIPennyMac Financial Services, Inc. · Performance-Based Restricted Stock UnitsA Award	Chief Capital Markets Officer	AAward	+6,795 sh	—	—	6,795
2024-02-29	PFSIPennyMac Financial Services, Inc.M Exercise/Conversion	Chief Capital Markets Officer	MExercise/Conversion	+6,795 sh	—	—	36,458
2024-02-29	PFSIPennyMac Financial Services, Inc. · Performance-Based Restricted Stock UnitsM Exercise/Conversion	Chief Capital Markets Officer	MExercise/Conversion	−6,795 sh	—	—	0
2024-02-29	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Capital Markets Officer	FTax Payment	−2,425 sh	$83.87	−$203K	37,197
2024-02-28	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Investment Officer	FTax Payment	−822 sh	$13.81	−$11.4K	28,557
2024-02-27	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Capital Markets Officer	FTax Payment	−318 sh	$87.06	−$27.7K	29,946
2024-02-27	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Capital Markets Officer	FTax Payment	−283 sh	$87.06	−$24.6K	29,663
2024-02-25	PMTPennyMac Mortgage Investment TrustF Tax Payment	Chief Investment Officer	FTax Payment	−684 sh	$13.95	−$9,541.8	29,379
2024-02-23	PFSIPennyMac Financial Services, Inc.F Tax Payment	Chief Capital Markets Officer	FTax Payment	−795 sh	$86.77	−$69K	30,264
2023-12-15	PFSIPennyMac Financial Services, Inc.G Gift	Chief Capital Markets Officer	GGift	−100 sh	—	—	31,059
2023-12-14	PFSIPennyMac Financial Services, Inc.S Sale	Chief Capital Markets Officer	SSale	−9,900 sh	$91.85	−$909K	31,159
2023-03-20	PMTPennyMac Mortgage Investment TrustA Award	Chief Investment Officer	AAward	+11.7K sh	—	—	30,063

Recent filings

Accepted (ET)
Mar 204
Chang William Herbert0001127602-24-010861
SEC(opens sec.gov)
Mar 204
Chang William Herbert0001127602-24-010863
SEC(opens sec.gov)
Mar 144
Chang William Herbert0001127602-24-010159
SEC(opens sec.gov)
Mar 44
Chang William Herbert0001127602-24-008248
SEC(opens sec.gov)

Companies

Address

C/O PENNYMAC FINANCIAL SERVICES, INC. 3043 TOWNSGATE ROAD

WESTLAKE VILLAGE, CA, 91361