Insider · CIK 0002001931
Wardell-Smith Sara
Reports to the SEC for 2 companies · LAS VEGAS, NV
Transactions
12
Companies
2
Filings
7
CIK
0002001931
Forms 4 and 5
Insider transactions
| Date | Company | Value |
|---|---|---|
| 2025-11-14 | AXAxos Financial, Inc.M Exercise/Conversion | +$339K |
| 2025-11-14 | AXAxos Financial, Inc.D Disposition to Issuer | −$170K |
| 2025-11-14 | AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion | — |
| 2025-11-14 | AXAxos Financial, Inc. · Restricted Stock UnitsA Award | — |
| 2025-08-08 | CFNDC1 Fund Inc.P Purchase | +$300K |
| 2025-03-04 | AXAxos Financial, Inc.P Purchase | +$194K |
| 2024-12-15 | AXAxos Financial, Inc.M Exercise/Conversion | +$358K |
| 2024-12-15 | AXAxos Financial, Inc.D Disposition to Issuer | −$179K |
| 2024-12-15 | AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion | — |
| 2024-11-14 | AXAxos Financial, Inc. · Restricted Stock UnitsA Award | — |
| 2024-03-15 | AXAxos Financial, Inc.P Purchase | +$249K |
| 2023-12-15 | AXAxos Financial, Inc. · Restricted Stock UnitsA Award | — |
Recent filings
- 4Wardell-Smith Sara0002001931-25-000003SEC(opens sec.gov)
- 4Wardell-Smith Sara0001104659-25-076103SEC(opens sec.gov)
- 4Wardell-Smith Sara0001299709-25-000017SEC(opens sec.gov)
- 4Wardell-Smith Sara0001299709-24-000262SEC(opens sec.gov)
- 4Wardell-Smith Sara0001299709-24-000253SEC(opens sec.gov)
- 4Wardell-Smith Sara0001299709-24-000058SEC(opens sec.gov)
- 4Wardell-Smith Sara0001299709-23-000322SEC(opens sec.gov)
Companies
Address
9205 WEST RUSSELL ROAD SUITE 400
LAS VEGAS, NV, 89148