Insider · CIK 0000938201

HICKS THOMAS O

Reports to the SEC for 10 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0000938201

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-08-27	BENFBeneficientA Award	Director	AAward	+50K sh	$1.97	+$98.5K	50,000
2024-08-27	BENFBeneficientA Award	Director	AAward	+50K sh	$1.97	+$98.5K	51,979
2024-06-07	BENFBeneficientF Tax Payment	Director	FTax Payment	−415 sh	$5.38	−$2,232.7	1,979
2023-07-15	BENFBeneficientA Award	Director	AAward	+643 sh	—	—	2,394
2023-06-20	DTIDrilling Tools International CorpA Award	Director, 10% Owner	AAward	+15.9M sh	—	—	15,928,111
2023-06-20	DTIDrilling Tools International CorpA Award	Director, 10% Owner	AAward	+695K sh	—	—	695,181
2020-06-18	GWG Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+8,169 sh	—	—	8,169
2020-06-18	GWG Holdings, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−8,169 sh	—	—	0
2019-06-18	GWG Holdings, Inc.Restricted Stock UnitsA Award	Director	AAward	+8,169 sh	—	—	8,169
2013-12-02	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−2,694 sh	$60.59	−$163K	35,388
2013-12-02	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−2,694 sh	$60.59	−$163K	35,388
2013-12-02	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−2,694 sh	$60.59	−$163K	35,388
2013-12-02	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−2,694 sh	$60.59	−$163K	35,388
2013-12-02	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−3,234 sh	$60.59	−$196K	42,465
2013-12-02	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−1,617 sh	$60.59	−$98K	49,513
2013-11-29	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−16K sh	$60.54	−$969K	38,082
2013-11-29	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−16K sh	$60.54	−$969K	38,082
2013-11-29	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−23.5K sh	$60.54	−$1.42M	51,130
2013-11-29	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−16K sh	$60.54	−$969K	38,082
2013-11-29	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−16K sh	$60.54	−$969K	38,082
2013-11-29	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−19.2K sh	$60.54	−$1.16M	45,699
2013-11-27	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−677 sh	$60.53	−$41K	54,083
2013-11-27	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−964 sh	$60.53	−$58.4K	74,598
2013-11-27	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−811 sh	$60.53	−$49.1K	64,900
2013-11-27	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−677 sh	$60.53	−$41K	54,083
2013-11-27	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−677 sh	$60.53	−$41K	54,083
2013-11-27	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−677 sh	$60.53	−$41K	54,083
2013-11-26	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−23.1K sh	$60.61	−$1.4M	75,592
2013-11-26	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−15.8K sh	$60.61	−$956K	54,760
2013-11-26	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−15.8K sh	$60.61	−$956K	54,760
2013-11-26	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−18.9K sh	$60.61	−$1.15M	65,711
2013-11-26	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−15.8K sh	$60.61	−$956K	54,760
2013-11-26	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−15.8K sh	$60.61	−$956K	54,760
2013-11-22	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−240 sh	$61.06	−$14.7K	70,537
2013-11-22	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−288 sh	$61.06	−$17.6K	84,643
2013-11-22	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−352 sh	$61.06	−$21.5K	98,735
2013-11-22	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−240 sh	$61.06	−$14.7K	70,537
2013-11-22	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−240 sh	$61.06	−$14.7K	70,537
2013-11-22	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−240 sh	$61.06	−$14.7K	70,537
2013-10-15	CRSCARPENTER TECHNOLOGY CORP · Director Stock UnitsA Award	Director	AAward	+1,518 sh	$59.32	+$90K	4,291.22
2013-10-15	CRSCARPENTER TECHNOLOGY CORP · Director Stock Option (Right to Buy)A Award	Director	AAward	+1,227 sh	—	—	1,227
2013-03-28	CRSCARPENTER TECHNOLOGY CORPJ Other	Director	JOther	−170K sh	—	—	666,645
2013-03-07	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−154K sh	$47.08	−$7.25M	0
2013-02-26	CRSCARPENTER TECHNOLOGY CORPS Sale	Director	SSale	−340K sh	—	—	154,041
2013-01-15	CRSCARPENTER TECHNOLOGY CORPJ Other	Director	JOther	−9,684 sh	—	—	836,992
2013-01-07	Cimarex Resolute LLCFounder's Warrants (right to buy)J Other	10% Owner	JOther	−613 sh	—	—	0
2013-01-07	Cimarex Resolute LLCSponsor's Warrants (right to buy)J Other	10% Owner	JOther	−4.67M sh	—	—	0
2013-01-07	Cimarex Resolute LLCFounder's Warrants (right to buy)J Other	10% Owner	JOther	−3.61M sh	—	—	0
2012-12-12	CRSCARPENTER TECHNOLOGY CORPJ Other	Director	JOther	−1.43M sh	—	—	494,145
2012-10-08	CRSCARPENTER TECHNOLOGY CORP · Stock UnitsA Award	Director	AAward	+1,702 sh	—	—	2,740.02

Recent filings

Accepted (ET)
Aug 284
HICKS THOMAS O0001493152-24-034184
SEC(opens sec.gov)
Jun 114
HICKS THOMAS O0000950170-24-072173
SEC(opens sec.gov)
Jun 115
HICKS THOMAS O0000950170-24-072155
SEC(opens sec.gov)
Jun 284
HICKS THOMAS O0000899243-23-016622
SEC(opens sec.gov)
Jul 234
HICKS THOMAS O0001179110-20-008453
SEC(opens sec.gov)
Jun 204
HICKS THOMAS O0001179110-19-007965
SEC(opens sec.gov)
Dec 34
CARPENTER TECHNOLOGY CORP0001209191-13-054899
SEC(opens sec.gov)
Dec 24
CARPENTER TECHNOLOGY CORP0001209191-13-054557
SEC(opens sec.gov)

Companies

Address

100 CRESCENT COURT, SUITE 1200

DALLAS, TX, 75201