Insider · CIK 0000943504

GLOBUS KENNETH H

Reports to the SEC for 1 company · HAUPPAUGE, NY

sec.gov

Transactions

Companies

Filings

CIK

0000943504

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-01-21	UGUNITED GUARDIAN INCG Gift	Director	GGift	−7,480 sh	—	—	1,031,546
2021-02-19	UGUNITED GUARDIAN INCG Gift	Director	GGift	−8,400 sh	—	—	1,318,053
2020-03-05	UGUNITED GUARDIAN INCG Gift	Director	GGift	−8,000 sh	—	—	1,334,853
2019-05-20	UGUNITED GUARDIAN INCG Gift	Director	GGift	−5,600 sh	—	—	1,350,853
2018-09-24	UGUNITED GUARDIAN INCG Gift	Director	GGift	−5,620 sh	—	—	1,362,053
2017-08-01	UGUNITED GUARDIAN INCG Gift	Director	GGift	−2,000 sh	—	—	1,373,293
2017-07-05	UGUNITED GUARDIAN INCG Gift	Director	GGift	−6,700 sh	—	—	1,377,293
2016-12-09	UGUNITED GUARDIAN INCG Gift	Director	GGift	−5,300 sh	—	—	1,390,693
2012-04-17	UGUNITED GUARDIAN INCJ Other	Director	JOther	−77K sh	—	—	1,478,293
2012-04-17	UGUNITED GUARDIAN INCJ Other	Director	JOther	−77K sh	—	—	1,401,293
2010-05-28	UGUNITED GUARDIAN INCS Sale	Director	SSale	−350K sh	$10.75	−$3.76M	569,293
2009-12-01	UGUNITED GUARDIAN INCJ Other	Director	JOther	−77K sh	—	—	1,021,500
2009-12-01	UGUNITED GUARDIAN INCJ Other	Director	JOther	−35.5K sh	—	—	986,000
2009-12-01	UGUNITED GUARDIAN INCJ Other	Director	JOther	−77K sh	—	—	0
2009-12-01	UGUNITED GUARDIAN INCJ Other	Director	JOther	−35.5K sh	—	—	0
2009-12-01	UGUNITED GUARDIAN INCJ Other	Director	JOther	−77K sh	—	—	0
2009-12-01	UGUNITED GUARDIAN INCJ Other	Director	JOther	−35.5K sh	—	—	0
2009-11-30	UGUNITED GUARDIAN INCS Sale	Director	SSale	−500 sh	$10.40	−$5,200	921,693
2009-11-30	UGUNITED GUARDIAN INCS Sale	Director	SSale	−360 sh	$10.55	−$3,798	921,333
2009-11-30	UGUNITED GUARDIAN INCS Sale	Director	SSale	−2,040 sh	$10.44	−$21.3K	919,293
2009-11-30	UGUNITED GUARDIAN INCS Sale	Director	SSale	−500 sh	$10.40	−$5,200	921,693
2009-11-30	UGUNITED GUARDIAN INCS Sale	Director	SSale	−360 sh	$10.55	−$3,798	921,333
2009-11-30	UGUNITED GUARDIAN INCS Sale	Director	SSale	−2,040 sh	$10.44	−$21.3K	919,293
2009-11-30	UGUNITED GUARDIAN INCS Sale	Director	SSale	−500 sh	$10.40	−$5,200	921,693
2009-11-30	UGUNITED GUARDIAN INCS Sale	Director	SSale	−360 sh	$10.55	−$3,798	921,333
2009-11-30	UGUNITED GUARDIAN INCS Sale	Director	SSale	−2,040 sh	$10.44	−$21.3K	919,293
2009-11-27	UGUNITED GUARDIAN INCS Sale	Director	SSale	−100 sh	$10.51	−$1,051	922,193
2009-11-27	UGUNITED GUARDIAN INCS Sale	Director	SSale	−100 sh	$10.51	−$1,051	922,193
2009-11-27	UGUNITED GUARDIAN INCS Sale	Director	SSale	−100 sh	$10.51	−$1,051	922,193
2009-11-24	UGUNITED GUARDIAN INCS Sale	Director	SSale	−500 sh	$10.61	−$5,305	922,293
2009-11-23	UGUNITED GUARDIAN INCS Sale	Director	SSale	−1,900 sh	$10.75	−$20.4K	2,023,393
2009-11-23	UGUNITED GUARDIAN INCS Sale	Director	SSale	−600 sh	$10.68	−$6,408	2,022,793
2009-11-23	UGUNITED GUARDIAN INCS Sale	Director	SSale	−1,000 sh	$10.65	−$10.7K	923,293
2009-11-23	UGUNITED GUARDIAN INCS Sale	Director	SSale	−500 sh	$10.60	−$5,300	922,793
2009-11-20	UGUNITED GUARDIAN INCS Sale	Director	SSale	−2,500 sh	$10.90	−$27.3K	2,025,293
2009-10-30	UGUNITED GUARDIAN INCW Will/Inheritance	Director	WWill/Inheritance	+391K sh	—	—	924,293
2009-10-30	UGUNITED GUARDIAN INCW Will/Inheritance	Director	WWill/Inheritance	+760K sh	—	—	2,027,793
2009-02-17	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	533,053
2009-02-17	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	77,000
2009-02-17	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	77,000
2009-02-17	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	77,000
2009-02-17	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	77,000
2009-02-17	UGUNITED GUARDIAN INCJ Other	Director	JOther	0 sh	—	—	35,500
2007-08-14	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	522,053
2007-08-14	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	66,000
2007-08-14	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	66,000
2007-08-14	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	66,000
2007-08-14	UGUNITED GUARDIAN INCG Gift	Director	GGift	+6,200 sh	—	—	66,000
2005-06-01	UGUNITED GUARDIAN INCM Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	$3.86	+$3,861	766,553
2005-06-01	UGUNITED GUARDIAN INCS Sale	Director	SSale	−1,000 sh	$7.90	−$7,900	765,553

Recent filings

Accepted (ET)
Jan 234
GLOBUS KENNETH H0000943504-26-000001
SEC(opens sec.gov)
Feb 224
GLOBUS KENNETH H0000101295-21-000001
SEC(opens sec.gov)
Mar 64
GLOBUS KENNETH H0000101295-20-000001
SEC(opens sec.gov)
May 224
GLOBUS KENNETH H0000101295-19-000001
SEC(opens sec.gov)
Sep 254
GLOBUS KENNETH H0000101295-18-000001
SEC(opens sec.gov)
Aug 24
GLOBUS KENNETH H0000943504-17-000001
SEC(opens sec.gov)
Jul 64
UNITED GUARDIAN INC0000101295-17-000001
SEC(opens sec.gov)
Dec 94
UNITED GUARDIAN INC0000943504-16-000001
SEC(opens sec.gov)
Apr 184
GLOBUS KENNETH H0000101295-12-000001
SEC(opens sec.gov)
Jun 14
GLOBUS KENNETH H0000943504-10-000001
SEC(opens sec.gov)
Dec 44/A
GLOBUS KENNETH H0000943504-09-000002
SEC(opens sec.gov)
Dec 34/A
GLOBUS KENNETH H0000943504-09-000001
SEC(opens sec.gov)

Companies

UNITED GUARDIAN INCDirectorUG

Address

C/O UNITED-GUARDIAN, INC. 230 MARCUS BLVD., P.O. BOX 18050

HAUPPAUGE, NY, 11788