Lyons William P

CIK 00011699172 companiesRUTHERFORD, NJ

SEC Profile

Transactions

Companies

Filings

CIK

0001169917

Recent Transactions

38 trades

Purchase
AXS ONE INC
Series E 6% Convertible Promissory Note
2008-10-30$50000.00/sh
Purchase
AXS ONE INC
Common Stock Warrant
2008-10-30+150,000→ 150,000 total
Purchase
AXS ONE INC
AXS-One Inc. Common Stock
2005-09-20$1.49/sh+157,866→ 257,466 total
Purchase
AXS ONE INC
AXS-One Inc. Class C Warrants
2005-09-20+15,787→ 15,787 total
Purchase
AXS ONE INC
AXS-One Inc. Class D Warrants
2005-09-20+15,786→ 15,786 total
Purchase
AXS ONE INC
AXS-One Common Stock
2004-09-13$2.51/sh+4,200→ 62,700 total
Purchase
AXS ONE INC
Common Stock
2004-09-10$2.49/sh+5,000→ 58,500 total
Purchase
AXS ONE INC
Common Stock
2004-09-10$2.49/sh+5,000→ 58,500 total
Purchase
AXS ONE INC
Common Stock
2004-09-09$2.48/sh+3,500→ 53,500 total
Purchase
AXS ONE INC
Common Stock
2004-09-09$2.48/sh+3,500→ 53,500 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.82/sh−900→ 6,100 total
Exercise/Conversion
FILENET CORP
Director Stock Option (right to buy)
2003-11-13−1,750→ 0 total
Exercise/Conversion
FILENET CORP
Common Stock
2003-11-13$6.53/sh+1,750→ 1,750 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.78/sh−808→ 4,242 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.78/sh−808→ 4,242 total
Exercise/Conversion
FILENET CORP
Director Stock Option (right to buy)
2003-11-13−1,750→ 0 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.71/sh−242→ 0 total
Exercise/Conversion
FILENET CORP
Common Stock
2003-11-13$6.53/sh+1,750→ 1,750 total
Exercise/Conversion
FILENET CORP
Common Stock
2003-11-13$8.88/sh+5,250→ 7,000 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.79/sh−450→ 5,650 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.75/sh−1,600→ 2,642 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.77/sh−200→ 2,442 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.70/sh−2,200→ 242 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.79/sh−450→ 5,650 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.76/sh−200→ 5,050 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.78/sh−100→ 5,250 total
Exercise/Conversion
FILENET CORP
Director Stock Option (right to buy)
2003-11-13−5,250→ 0 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.78/sh−300→ 5,350 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.82/sh−900→ 6,100 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.78/sh−100→ 5,250 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.75/sh−1,600→ 2,642 total
Exercise/Conversion
FILENET CORP
Director Stock Option (right to buy)
2003-11-13−5,250→ 0 total
Exercise/Conversion
FILENET CORP
Common Stock
2003-11-13$8.88/sh+5,250→ 7,000 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.78/sh−300→ 5,350 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.76/sh−200→ 5,050 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.77/sh−200→ 2,442 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.70/sh−2,200→ 242 total
Sale
FILENET CORP
Common Stock
2003-11-13$26.71/sh−242→ 0 total

Companies

Recent Filings

Address

C/O AXS-ONE INC. 301 ROUTE 17 NORTH

RUTHERFORD, NJ, 07070

View on SEC.gov