HELM CAPITAL GROUP INC

HELM CAPITAL GROUP INC operates within the Finance Services realm, tracing its roots to the security brokerage sphere described by SIC codes focused on investment banking and securities trading, and it channels its expertise into customized capital markets solutions, institutional sales, and tailored risk management for middle-market firms and asset managers that rely on disciplined liquidity and custody support. The firm’s core capabilities include structuring private placements, orchestrating debt and equity issuances, and providing continuous research-backed market intelligence, all designed to keep hedge funds, private equity sponsors, and corporate treasuries aligned with shifting valuation trends. With regulatory oversight from the SEC and FINRA on activities tied to underwriting, advisory services, and customer asset protections, compliance with capital adequacy and disclosure demands remains a material risk, especially as demonstrated in the latest Form 10-Q filed in August 1998, which underscores how market volatility, counterparty credit concerns, and evolving reporting standards can affect earnings and client trust. CIK 351685 anchors the company’s public disclosure trail—view live SEC filings on Earnings Feed.

Source: Earnings Feed research · last updated 11/24/2025