WINMILL & CO. INC

WINMILL & CO. INC pursues a focused mission to deliver underwriting, financial advisory, and portfolio management services tailored to small-cap issuers and institutional investors navigating specialty capital markets; while the lack of a publicly stated SIC makes the exact positioning less visible, the firm still adheres to general standards for securities brokers and investment advisors in specialty finance. CIK 52234, with the latest filing status currently unreported. The company emphasizes capital allocation, risk mitigation, and compliance-driven research as its core workflows, weaving regulatory due diligence and disclosure preparation into every client engagement so emerging growth issuers, private capital sponsors, and wealth managers can rely on orderly access to financing solutions. Material risks for counterparties include market volatility, liquidity constraints, and the ongoing burden of SEC, FINRA, and state-advisor oversight, all of which demand continuous operational controls and transparency even when filings are sparse; view live SEC filings on Earnings Feed for the latest updates.

Source: Earnings Feed research · last updated 11/24/2025