LEGG MASON, INC.

Legg Mason, Inc. has long operated within the SIC 6282 investment advice niche, delivering discretionary portfolio management, mutual fund distribution, and bespoke wealth planning services to institutions, family offices, and high-net-worth individuals who expect global research and risk-aware solutions; in recent disclosures such as the Form 10-Q filed in November 1999 the firm highlighted the breadth of its capital market strategies alongside its commitment to disciplined asset allocation and the personalized fiduciary counsel that defines its offering. CIK 704051 frames a story of an advisory business subject to heightened SEC scrutiny and a patchwork of state licensing, with material risks arising from market turbulence, client concentration, fee pressure, and the need to continuously demonstrate compliance with Investment Advisers Act standards while navigating potential conflicts of interest in a fee-based world. Given those regulatory and performance pressures, investors tracking Legg Mason’s evolution should view live SEC filings on Earnings Feed.

Source: Earnings Feed research · last updated 11/24/2025