OTC & Other
OTC & Other filings
Exchange hubScan disclosures from OTC and alternative trading venues—often the first glimpse into emerging issuers.
Issuers shown
11
Recent filings surfaced
40
Exchange
OTC & Other
Representative issuers
- 1
1606 CORP.
CBDW · CIK 0001877461
- 5
5E Advanced Materials, Inc.
FEAV · CIK 0001888654
- A
ADM ENDEAVORS, INC.
ADMQ · CIK 0001588014
- A
ADM TRONICS UNLIMITED, INC.
ADMT · CIK 0000849401
- A
ADVANCED OXYGEN TECHNOLOGIES INC
AOXY · CIK 0000352991
- A
ADVENT TECHNOLOGIES HOLDINGS, INC.
ADNWW · CIK 0001744494
- A
AEGON LTD.
AEGOF · CIK 0000769218
- A
AEI INCOME & GROWTH FUND XXI LTD PARTNERSHIP
XXAAU · CIK 0000931755
- A
AEI INCOME & GROWTH FUND XXII LTD PARTNERSHIP
XAEIU · CIK 0001023458
- A
AI Technology Group Inc.
AIPG · CIK 0001289047
- A
AIBOTICS, INC.
AIBT · CIK 0001763329
Recent filings
SmartStop Self Storage REIT, Inc. 8-K
145.0 KBSmartStop Self Storage REIT, Inc. 8-K
145.0 KBGrayscale Stellar Lumens Trust (XLM) 8-K
158.8 KBGrayscale Bitcoin Cash Trust (BCH) 8-K
155.9 KBStrategic Student & Senior Housing Trust, Inc. 8-K
597.6 KBLIBERTY STAR URANIUM & METALS CORP. 8-K
226.0 KBInternational Land Alliance Inc. 8-K
35.2 MBNew Oriental Education & Technology Group Inc. 6-K
62.4 KB
Exchange overview
Lower listing barriers
OTC companies face minimal financial thresholds—OTCQB requires just $0.01 bid price and current SEC reporting. Pink tier has no financial standards, making it accessible to pre-revenue startups, shell companies, and distressed firms unwinding from major exchanges.
OTC disclosure quality varies dramatically by tier. OTCQX and OTCQB companies generally maintain SEC reporting (10-K, 10-Q, 8-K) comparable to exchange-listed peers. Pink tier ranges from current filers to defunct shells with years-old information. Reverse mergers and SPAC transactions often appear in OTC markets first, making Form S-1 registration statements and proxy filings (PREM14A) key indicators. Investors monitor Item 3.01 (Notice of Delisting) 8-Ks closely as companies move between tiers or regain exchange compliance.
Higher disclosure risk
Unlike exchange-listed companies, many OTC issuers are delinquent filers or provide limited financial transparency. Pink tier firms may operate without audited financials or current 10-Ks, increasing information asymmetry. Investors rely heavily on Form 8-K event disclosures and management updates.
OTCQB requires companies to undergo annual verification, maintain $0.01 minimum bid price, and file current SEC reports (10-K, 10-Q, 8-K) or international equivalents. OTCQX adds financial standards including $2M net tangible assets or $5M revenue, plus audit by PCAOB-registered firms. Pink tier has no financial standards but offers subdivisions: Current Information companies provide regular disclosures, Limited Information firms supply basic data, and No Information issuers provide no public updates. All OTC companies must comply with SEC Rule 15c2-11 information requirements for broker-dealers.
Foreign issuer concentration
OTCQX attracts international blue-chips like Roche, Nestlé, and adidas who avoid dual listing costs by trading ADRs over-the-counter. These companies file Form 20-F annual reports and 6-K current reports, providing access to established foreign corporations without exchange fees.
OTC filing patterns are highly variable. OTCQX companies maintain exchange-quality disclosure with 4-6 annual 8-Ks for earnings and material events. OTCQB issuers file sporadically, often missing 10-Q deadlines and catching up with NT 10-Q notifications. Pink tier companies may go months between filings, with occasional 8-K bursts around financings or management changes. Form D private placement filings are common as OTC firms raise capital outside public markets. S-1 registration statements signal potential uplistings to NASDAQ or NYSE, while Form 15 deregistrations indicate companies going dark.