DUFFY DENNIS J 4
4 · UNION PACIFIC CORP · Filed Feb 9, 2009
Insider Transaction Report
Form 4
DUFFY DENNIS J
EVP OPS
Transactions
- Award
Common Stock
2009-02-05+26,442→ 228,312 total - Award
Common Stock
2009-02-05+13,220→ 201,870 total - Award
Non-Qualified Stock Option (right to buy)
2009-02-05+110,292→ 110,292 totalExercise: $47.28From: 2010-02-05Exp: 2019-02-05→ Common Stock (110,292 underlying)
Holdings
- 163,069.11(indirect: (1))
Common Stock
- 141,332.115(indirect: By Trust)
Common Stock
- 0(indirect: by Managed Account)
Common Stock
Footnotes (4)
- [F1]Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.
- [F2]Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.
- [F3]Represents conversion of restricted stock units to fully vested stock units with a distribution ratio of 1:1 - Payable only in shares of common stock at termination of employment or a date certain.
- [F4]This option becomes exercisable in three equal installments starting one year from the grant date.