Gebbia John J 4

What Happened John J. Gebbia, reported as a 10% owner of Siebert Financial Corp (SIEB), made a gift of 140,000 shares of common stock on January 20, 2026. The shares were disposed with a $0.00 sale price (gift), so there were no sale proceeds. The Form 4 was filed on January 22, 2026.

Key Details

• Transaction date: 2026-01-20; Form 4 filed: 2026-01-22.
• Transaction type: Gift (code G); 140,000 shares disposed at $0.00.
• Shares owned after transaction (indirect): 9,833,494 shares held indirectly via the Gebbia Living Trust (per footnote). The reporting person does not directly own any shares.
• Footnote disclosures: (1) reporting person has no direct holdings; (2) prior underreporting of 403,780 shares relating to warrants issued May 22, 2023; (3) the Gebbia Living Trust made the 140,000-share gift that produced the net decrease; (4) a broader family control group also had a net decrease of 143,000 shares from gifts.
• No indication in the filing that the transaction was part of a 10b5-1 plan or involved tax withholding.

Context Gifts of shares are transfers for estate/planning or personal reasons and do not necessarily indicate the insider’s view of the company’s prospects. As a 10% owner, Gebbia’s holdings are largely indirect through a family trust; this filing mainly updates ownership and corrects previously omitted warrant-related shares.