Gebbia Gloria E 4

What Happened
Gloria E. Gebbia, a reported 10% owner of Siebert Financial Corp (SIEB), reported a gift of 6,000 shares on 2026-03-09 (transaction code G). The shares were transferred as a gift (reported price $0.00), producing $0 in proceeds. The filing notes the Reporting Person does not directly own shares; the gift reduced her indirect holdings in the family trust.

Key Details

• Transaction date: 2026-03-09; Form 4 filed: 2026-03-12.
• Transaction type/code: Gift (G); price per share reported $0.00; total proceeds $0.
• Shares transferred: 6,000 (disposed by gift).
• Shares owned after transaction: Reporting Person indirectly owns 9,827,494 shares held by the John J & Gloria E Gebbia Living Trust. The Reporting Person does not directly own any shares.
• Notable footnotes: (F2) the shares were held and gifted by the John J & Gloria E Gebbia Trust; (F3) the Reporting Person is part of a family control group that made the gift and disclaims beneficial ownership except for pecuniary interest.
• Timeliness: The Form 4 was filed three days after the transaction date (filed 2026-03-12 for a 2026-03-09 transfer), which likely missed the standard two-business-day filing window.

Context
Gifts are non-market transfers and generally do not signal the insider's view on the stock price. This filing reflects a trust/control-group transfer rather than an open-market sale or purchase. As a 10% owner and member of a family control group, the Reporting Person's disclosure focuses on indirect holdings and legal ownership arrangements rather than executive trading activity.