4//SEC Filing
RIVERNORTH CAPITAL MANAGEMENT, LLC 4
Accession 0001398344-19-018481
CIK 0001501072other
Filed
Oct 23, 8:00 PM ET
Accepted
Oct 24, 7:16 PM ET
Size
9.8 KB
Accession
0001398344-19-018481
Insider Transaction Report
Form 4
Transactions
- Sale
Transferable Subscription Rights (RIV RT)
2019-10-23$0.06/sh−10,290$617→ 0 total - Sale
Transferable Subscription Rights (RIV RT)
2019-10-22$0.04/sh−51,429$2,062→ 10,290 total
Schmucker Brian H
Other
Transactions
- Sale
Transferable Subscription Rights (RIV RT)
2019-10-22$0.04/sh−51,429$2,062→ 10,290 total - Sale
Transferable Subscription Rights (RIV RT)
2019-10-23$0.06/sh−10,290$617→ 0 total
Galley Patrick W.
DirectorPresident
Transactions
- Sale
Transferable Subscription Rights (RIV RT)
2019-10-22$0.04/sh−51,429$2,062→ 10,290 total - Sale
Transferable Subscription Rights (RIV RT)
2019-10-23$0.06/sh−10,290$617→ 0 total
Footnotes (1)
- [F1]RiverNorth Capital Management, LLC serves as the subadviser for the Fund. Indirect reporting persons Brian H. Schmucker, the Chief Executive Officer and a manager of RiverNorth Capital, and Patrick W. Galley, the Chief Investment Officer and a manager of RiverNorth Capital, each are principals of RiverNorth Holding Co., RiverNorth Capital's indirect parent company. Each of Messrs. Galley and Schmucker may be deemed to have the power to direct the voting or disposition of the Shares held by RiverNorth Capital, and may have direct beneficial interest in additional shares disclosed in previous filings.
Documents
Issuer
RIVERNORTH OPPORTUNITIES FUND, INC.
CIK 0001501072
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001447578
Filing Metadata
- Form type
- 4
- Filed
- Oct 23, 8:00 PM ET
- Accepted
- Oct 24, 7:16 PM ET
- Size
- 9.8 KB