Insider · CIK 0001005548

KASE RONALD H

Reports to the SEC for 5 companies · BALTIMORE, MD

sec.gov

Transactions

Companies

Filings

CIK

0001005548

Forms 4 and 5

Insider transactions

15 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2005-01-07	OCCAM NETWORKS INC/DESeries A-2 Preferred StockP Purchase	Former 10% Owner	PPurchase	+75K sh	$10.00	+$750K	275,000
2004-09-29	MYOGEN INCP Purchase	Former 10% Owner	PPurchase	+858K sh	$6.50	+$5.58M	4,203,690
2004-09-29	MYOGEN INCCommon Stock Warrants (right to buy)P Purchase	Former 10% Owner	PPurchase	+172K sh	$0.13	+$21.5K	171,647
2004-09-28	PHARMION CORPJ Other	Former 10% Owner	JOther	+14.5K sh	—	—	14,470
2004-09-28	PHARMION CORPJ Other	Former 10% Owner	JOther	−1.45M sh	—	—	2,894,268
2004-01-22	APPLIED IMAGING CORPS Sale	Former 10% Owner	SSale	−50K sh	$2.30	−$115K	1,506,605
2004-01-21	APPLIED IMAGING CORPS Sale	Former 10% Owner	SSale	−50K sh	$2.45	−$123K	1,556,605
2004-01-20	APPLIED IMAGING CORPS Sale	Former 10% Owner	SSale	−30K sh	$2.54	−$76.2K	1,606,605
2003-11-19	OCCAM NETWORKS INC/DESeries A-2 PreferredP Purchase	Former 10% Owner	PPurchase	+200K sh	$10.00	+$2M	200,000
2003-11-13	ZTI MERGER SUBSIDIARY III INCC Conversion	10% Owner	CConversion	+6.88M sh	$4.00	+$27.5M	6,875,000
2003-11-13	ZTI MERGER SUBSIDIARY III INCC Conversion	10% Owner	CConversion	+5.96M sh	$2.02	+$12.1M	5,956,205
2003-11-13	ZTI MERGER SUBSIDIARY III INCSeries AA PreferredC Conversion	10% Owner	CConversion	−6.88M sh	$4.00	−$27.5M	0
2003-11-13	ZTI MERGER SUBSIDIARY III INCU Disposition from Tender	10% Owner	UDisposition from Tender	−12.8M sh	—	—	0
2003-11-13	ZTI MERGER SUBSIDIARY III INCSeries B PreferredC Conversion	10% Owner	CConversion	−5.96M sh	$2.02	−$12.1M	0
2003-11-05	PHARMION CORPP Purchase	Former 10% Owner	PPurchase	+400K sh	$14.00	+$5.6M	4,341,268

Recent filings

Accepted (ET)
Jan 114
KASE RONALD H0001255224-05-000009
SEC(opens sec.gov)
Oct 14
MYOGEN INC0001255224-04-000207
SEC(opens sec.gov)
Sep 304
PHARMION CORP0001255224-04-000192
SEC(opens sec.gov)
Jan 224
APPLIED IMAGING CORP0001255224-04-000024
SEC(opens sec.gov)
Nov 214
OCCAM NETWORKS INC/DE0001255224-03-000194
SEC(opens sec.gov)
Nov 184
ZTI MERGER SUBSIDIARY III INC0001255224-03-000179
SEC(opens sec.gov)
Nov 74
PHARMION CORP0001255224-03-000143
SEC(opens sec.gov)

Companies

Address

1119 ST. PAUL STREET

BALTIMORE, MD, 21202