Insider · CIK 0001010207

Roth Michael Anthony

Reports to the SEC for 13 companies · ST. FRANCIS, WI

sec.gov

Transactions

Companies

Filings

CIK

0001010207

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-11-09	CLST HOLDINGS, INC.S Sale	10% Owner	SSale	−10K sh	$0.03	−$300	3,003,334
2011-11-01	CLST HOLDINGS, INC.S Sale	10% Owner	SSale	−5,000 sh	$0.03	−$125	3,013,334
2011-11-01	CLST HOLDINGS, INC.S Sale	10% Owner	SSale	−50K sh	$0.03	−$1,255	3,018,334
2011-10-26	CLST HOLDINGS, INC.S Sale	10% Owner	SSale	−10K sh	$0.03	−$300	3,068,334
2011-10-19	CLST HOLDINGS, INC.S Sale	10% Owner	SSale	−9,020 sh	$0.03	−$270.6	3,078,334
2011-10-18	CLST HOLDINGS, INC.S Sale	10% Owner	SSale	−175K sh	$0.03	−$5,421.9	3,087,354
2010-06-10	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−510K sh	$0.04	−$20.4K	0
2009-07-08	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−20K sh	$0.01	−$100	3,403,685
2009-07-07	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−1M sh	$0.01	−$6,926.248	3,423,685
2009-07-06	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−234K sh	$0.01	−$1,334.37	4,427,489
2009-07-01	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−500K sh	$0.01	−$5,000	4,661,589
2009-06-29	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−1M sh	$0.01	−$11.4K	5,161,589
2009-06-26	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−50K sh	$0.02	−$1,000	6,161,589
2009-06-24	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−191K sh	$0.02	−$3,813	6,231,589
2009-06-23	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−230K sh	$0.02	−$4,600	6,422,239
2009-06-09	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−1M sh	$0.01	−$12.5K	21,515,067
2009-06-08	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−50K sh	$0.01	−$750	22,515,067
2009-05-27	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−256K sh	$0.01	−$3,372.6	22,565,067
2009-05-26	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−56K sh	$0.01	−$672	22,820,567
2009-05-20	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−163K sh	$0.01	−$2,024.424	22,876,567
2009-05-19	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−386K sh	$0.01	−$4,936.896	23,039,827
2009-05-14	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−74K sh	$0.02	−$1,161.8	23,425,522
2009-05-13	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−230K sh	$0.02	−$3,864	23,499,522
2009-05-08	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−12.5K sh	$0.02	−$250	23,729,522
2009-05-07	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−44.5K sh	$0.02	−$890	23,742,022
2009-05-06	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−162K sh	$0.02	−$2,494.8	23,786,522
2009-05-01	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−28.5K sh	$0.02	−$570	23,948,522
2009-05-01	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−1,600 sh	$0.14	−$224	6,652,239
2009-04-30	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−100K sh	$0.02	−$2,000	23,977,022
2009-04-29	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−3,000 sh	$0.15	−$450	6,653,839
2009-04-27	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−1,000 sh	$0.02	−$20	24,077,022
2009-04-27	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−18.1K sh	$0.14	−$2,534	6,656,839
2009-04-21	NORTH AMERICAN SCIENTIFIC INCS Sale	10% Owner	SSale	−5,000 sh	$0.02	−$100	1,823,959
2009-04-21	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−25K sh	$0.13	−$3,250	6,674,939
2009-04-17	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−45.3K sh	$0.14	−$6,342	6,699,939
2009-04-17	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−250K sh	$0.02	−$3,800	24,078,022
2009-04-17	NORTH AMERICAN SCIENTIFIC INCS Sale	10% Owner	SSale	−5,000 sh	$0.02	−$105	1,828,959
2009-04-07	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−50K sh	$0.13	−$6,500	6,745,239
2009-04-07	NORTH AMERICAN SCIENTIFIC INCS Sale	10% Owner	SSale	−57.6K sh	$0.02	−$1,151.48	1,833,959
2009-04-06	NORTH AMERICAN SCIENTIFIC INCS Sale	10% Owner	SSale	−114K sh	$0.02	−$2,270	1,891,533
2009-04-06	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−102K sh	$0.02	−$2,040	24,328,022
2009-04-06	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−5,600 sh	$0.14	−$784	6,795,239
2009-04-03	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−11.4K sh	$0.15	−$1,710	6,800,839
2009-04-03	NORTH AMERICAN SCIENTIFIC INCS Sale	10% Owner	SSale	−120K sh	$0.02	−$2,400	2,005,033
2009-04-03	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−56K sh	$0.02	−$1,120	24,430,022
2009-04-02	NORTH AMERICAN SCIENTIFIC INCS Sale	10% Owner	SSale	−19.6K sh	$0.03	−$489.75	2,125,033
2009-04-02	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−50K sh	$0.15	−$7,500	6,812,239
2009-03-31	Fibrocell Science, Inc.S Sale	10% Owner	SSale	−25K sh	$0.17	−$4,246.94	6,862,239
2009-03-31	NORTH AMERICAN SCIENTIFIC INCS Sale	10% Owner	SSale	−135K sh	$0.03	−$3,377.5	2,144,623
2009-03-31	APPLIED NEUROSOLUTIONS INCS Sale	10% Owner	SSale	−24.5K sh	$0.02	−$509.6	24,486,022

Recent filings

Accepted (ET)
Nov 144
Roth Michael Anthony0001140361-11-053473
SEC(opens sec.gov)
Nov 34
Roth Michael Anthony0001140361-11-051723
SEC(opens sec.gov)
Nov 24
Roth Michael Anthony0001140361-11-051463
SEC(opens sec.gov)
Oct 204
Roth Michael Anthony0001140361-11-049959
SEC(opens sec.gov)
Jun 144/A
Roth Michael Anthony0001140361-10-025470
SEC(opens sec.gov)
Jun 144
Roth Michael Anthony0001140361-10-025478
SEC(opens sec.gov)
Jul 84
Roth Michael Anthony0001010207-09-000093
SEC(opens sec.gov)
Jul 24
Roth Michael Anthony0001010207-09-000091
SEC(opens sec.gov)
Jun 304
Roth Michael Anthony0001010207-09-000089
SEC(opens sec.gov)
Jun 254
Roth Michael Anthony0001010207-09-000087
SEC(opens sec.gov)
Jun 104
Roth Michael Anthony0001010207-09-000085
SEC(opens sec.gov)
May 284
Roth Michael Anthony0001010207-09-000082
SEC(opens sec.gov)

Companies

Address

C/O STARK INVESTMENTS 3600 SOUTH LAKE DRIVE

ST. FRANCIS, WI, 53235