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Insider · CIK 0001033949

KNOLL FRED

Reports to the SEC for 4 companies · NEW YORK, NY

Transactions

13

Companies

4

Filings

6

CIK

0001033949

Forms 4 and 5

Insider transactions

13 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-09-12	AtheroNova Inc.Common Stock Purchase WarrantP Purchase	Director, 10% Owner	PPurchase	+1 sh	—	—	1
2014-09-12	AtheroNova Inc.8% Senior Secured Convertible NoteP Purchase	Director, 10% Owner	PPurchase	+1 sh	—	—	1
2014-01-13	AtheroNova Inc.6% Senior Subordinated Convertible NoteP Purchase	Director, 10% Owner	PPurchase	+1 sh	—	—	1
2014-01-13	AtheroNova Inc.Common Stock Purchase WarrantP Purchase	Director, 10% Owner	PPurchase	+1 sh	—	—	1
2013-06-17	AtheroNova Inc.Warrants to Purchase Common StockJ Other	Director, 10% Owner	JOther	+60K sh	—	—	60,000
2013-06-17	AtheroNova Inc.2.5% Senior Secured Convertible NoteJ Other	Director, 10% Owner	JOther	+1.6M sh	—	—	1,596,062
2013-06-17	AtheroNova Inc.2.5% Senior Secured Convertible NoteJ Other	Director, 10% Owner	JOther	+882K sh	—	—	882,423
2013-06-17	AtheroNova Inc.2.5% Senior Secured Convertible NoteJ Other	Director, 10% Owner	JOther	+587K sh	—	—	587,484
2013-06-17	AtheroNova Inc.2.5% Senior Secured Convertible NoteJ Other	Director, 10% Owner	JOther	+881K sh	—	—	881,226
2013-06-17	AtheroNova Inc.Warrants to Purchase Common StockJ Other	Director, 10% Owner	JOther	+636K sh	—	—	636,266
2013-04-17	AtheroNova Inc.P Purchase	Director, 10% Owner	PPurchase	+333K sh	$0.50	+$167K	2,200,844
2013-03-12	AtheroNova Inc.P Purchase	Director, 10% Owner	PPurchase	+1.42M sh	$0.24	+$340K	1,867,511
2012-11-06	AtheroNova Inc.Option to Purchase Common StockA Award	Director, 10% Owner	AAward	+50K sh	—	—	50,000

Recent filings

6

Accepted (ET)
Oct 24
AtheroNova Inc.0001437749-14-017887
SEC(opens sec.gov)
Jan 144
AtheroNova Inc.0001437749-14-000600
SEC(opens sec.gov)
Jun 214
AtheroNova Inc.0001437749-13-007893
SEC(opens sec.gov)
Apr 174
KNOLL FRED0001437749-13-004504
SEC(opens sec.gov)
Mar 144
KNOLL FRED0001437749-13-002932
SEC(opens sec.gov)
Nov 84
KNOLL FRED0001437749-12-011328
SEC(opens sec.gov)

Companies

4

Address

C/O KNOLL CAPITAL MANAGEMENT, L.P. 1114 AVENUE OF THE AMERICAS, 45TH FL

NEW YORK, NY, 10036