Insider · CIK 0001060435

SIMON RONALD I

Reports to the SEC for 5 companies · OLD GREENWICH, CT

sec.gov

Transactions

Companies

Filings

CIK

0001060435

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-09	EFCEllington Financial Inc.A Award	Director	AAward	+10.2K sh	—	—	90,181
2025-09-11	EARNEllington Credit CoP Purchase	Director	PPurchase	+10.5K sh	$5.68	+$59.8K	24,297
2025-09-11	EFCEllington Financial Inc.P Purchase	Director	PPurchase	+5,544 sh	$13.56	+$75.2K	80,000
2025-09-10	EFCEllington Financial Inc.A Award	Director	AAward	+9,198 sh	—	—	74,456
2024-12-27	EFCEllington Financial Inc.A Award	Director	AAward	+8,378 sh	—	—	65,258
2024-12-27	EFCEllington Financial Inc. · OP LTIP UnitsJ Other	Director	JOther	−8,378 sh	—	—	0
2024-09-13	EFCEllington Financial Inc.M Exercise/Conversion	Director	MExercise/Conversion	+7,657 sh	—	—	56,880
2024-09-13	EFCEllington Financial Inc. · OP LTIP UnitsM Exercise/Conversion	Director	MExercise/Conversion	−7,657 sh	—	—	8,378
2024-09-11	EARNEllington Credit CoA Award	Director	AAward	+14.5K sh	—	—	28,233
2024-09-11	EFCEllington Financial Inc. · OP LTIP UnitsA Award	Director	AAward	+8,378 sh	—	—	16,035
2023-12-14	EFCEllington Financial Inc. · OP LTIP UnitsA Award	Director	AAward	+7,657 sh	—	—	7,657
2023-09-14	EFCEllington Financial Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,199 sh	—	—	49,223
2023-09-14	EFCEllington Financial Inc. · OP LTIP UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,199 sh	—	—	0
2023-09-13	EARNEllington Credit CoA Award	Director	AAward	+8,230 sh	—	—	21,991
2022-09-13	EARNEllington Credit CoA Award	Director	AAward	+6,761 sh	—	—	20,522
2022-09-13	EFCEllington Financial Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,066 sh	—	—	43,024
2022-09-13	EFCEllington Financial Inc. · OP LTIP UnitsA Award	Director	AAward	+6,199 sh	—	—	10,265
2022-09-13	EFCEllington Financial Inc. · OP LTIP UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,066 sh	—	—	6,199
2022-02-15	INDEPENDENCE HOLDING COD Disposition to Issuer	Director	DDisposition to Issuer	−8,000 sh	$57.00	−$456K	0
2022-02-15	INDEPENDENCE HOLDING COD Disposition to Issuer	Director	DDisposition to Issuer	−35.4K sh	$57.00	−$2.02M	0
2022-02-15	INDEPENDENCE HOLDING COD Disposition to Issuer	Director	DDisposition to Issuer	−2,000 sh	$57.00	−$114K	0
2022-02-15	INDEPENDENCE HOLDING COD Disposition to Issuer	Director	DDisposition to Issuer	−4,950 sh	$57.00	−$282K	0
2021-12-27	INDEPENDENCE HOLDING COG Gift	Director	GGift	−3,500 sh	—	—	35,400
2021-11-22	INDEPENDENCE HOLDING COJ Other	Director	JOther	−2,475 sh	—	—	12,950
2021-11-22	INDEPENDENCE HOLDING COJ Other	Director	JOther	+2,475 sh	—	—	38,900
2021-11-12	INDEPENDENCE HOLDING COA Award	Director	AAward	+2,475 sh	—	—	15,425
2021-09-14	EFCEllington Financial Inc. · OP LTIP UnitsA Award	Director	AAward	+4,066 sh	—	—	4,066
2021-09-14	EARNEllington Credit CoA Award	Director	AAward	+4,204 sh	—	—	17,965
2021-09-13	EFCEllington Financial Inc.M Exercise/Conversion	Director	MExercise/Conversion	+5,710 sh	—	—	38,958
2021-09-13	EFCEllington Financial Inc. · OP LTIP UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,710 sh	—	—	0
2020-11-23	INDEPENDENCE HOLDING COJ Other	Director	JOther	−2,475 sh	—	—	12,950
2020-11-23	INDEPENDENCE HOLDING COJ Other	Director	JOther	+2,475 sh	—	—	36,425
2020-11-10	INDEPENDENCE HOLDING COA Award	Director	AAward	+2,475 sh	—	—	15,425
2020-09-11	EFCEllington Financial Inc. · OP LTIP UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,638 sh	—	—	5,710
2020-09-10	EFCEllington Financial Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,638 sh	—	—	33,248
2020-09-10	EFCEllington Financial Inc. · OP LTIP UnitsA Award	Director	AAward	+5,710 sh	—	—	9,348
2020-09-10	EARNEllington Credit CoA Award	Director	AAward	+3,755 sh	—	—	17,516
2019-11-20	INDEPENDENCE HOLDING COJ Other	Director	JOther	−2,475 sh	—	—	12,950
2019-11-20	INDEPENDENCE HOLDING COJ Other	Director	JOther	+2,475 sh	—	—	33,950
2019-11-14	INDEPENDENCE HOLDING COS Sale	Director	SSale	−300 sh	$40.10	−$12K	32,175
2019-11-14	INDEPENDENCE HOLDING COS Sale	Director	SSale	−350 sh	$40.15	−$14.1K	31,825
2019-11-14	INDEPENDENCE HOLDING COS Sale	Director	SSale	−350 sh	$40.23	−$14.1K	31,475
2019-11-12	INDEPENDENCE HOLDING COA Award	Director	AAward	+2,475 sh	—	—	15,425
2019-09-12	EFCEllington Financial Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,610 sh	—	—	29,610
2019-09-12	EFCEllington Financial Inc. · OP LTIP UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,610 sh	—	—	3,638
2019-09-11	EARNEllington Credit CoA Award	Director	AAward	+3,756 sh	—	—	17,517
2019-09-11	EFCEllington Financial Inc. · OP LTIP UnitsA Award	Director	AAward	+3,638 sh	—	—	7,248
2018-11-20	INDEPENDENCE HOLDING COJ Other	Director	JOther	−1,650 sh	—	—	12,950
2018-11-20	INDEPENDENCE HOLDING COJ Other	Director	JOther	+1,650 sh	—	—	32,475
2018-11-12	INDEPENDENCE HOLDING COA Award	Director	AAward	+2,475 sh	—	—	14,600

Recent filings

Accepted (ET)
Sep 104
SIMON RONALD I0001628280-26-061343
SEC(opens sec.gov)
Oct 24
SIMON RONALD I0001628280-25-043740
SEC(opens sec.gov)
Oct 24
SIMON RONALD I0001628280-25-043750
SEC(opens sec.gov)
Dec 304
SIMON RONALD I0001411342-24-000126
SEC(opens sec.gov)
Sep 134
SIMON RONALD I0001411342-24-000091
SEC(opens sec.gov)
Sep 134
SIMON RONALD I0001560672-24-000102
SEC(opens sec.gov)
Dec 184
SIMON RONALD I0001628280-23-041802
SEC(opens sec.gov)
Sep 154
SIMON RONALD I0001560672-23-000071
SEC(opens sec.gov)
Sep 154
SIMON RONALD I0001628280-22-024995
SEC(opens sec.gov)
Sep 154
SIMON RONALD I0001628280-22-024990
SEC(opens sec.gov)
Feb 164
SIMON RONALD I0001104659-22-024153
SEC(opens sec.gov)

Companies

Address

53 FOREST AVE

OLD GREENWICH, CT, 06870