Insider · CIK 0001064150

NOVAK STEVEN P

Reports to the SEC for 4 companies · GREENWICH, CT

sec.gov

Transactions

Companies

Filings

CIK

0001064150

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-03	OXSQOxford Square Capital Corp.S Sale	Director	SSale	−5,000 sh	$1.35	−$6,775	15,000.759
2023-06-14	OXSQOxford Square Capital Corp.X Exercise of In-Money	Director	XExercise of In-Money	+2,591 sh	$2.66	+$6,892.06	20,000.759
2023-06-14	OXSQOxford Square Capital Corp. · Transferable Subscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−5,803 sh	—	—	0
2021-05-18	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+10K sh	$4.88	+$48.8K	27,409.759
2020-03-11	OXSQOxford Square Capital Corp.S Sale	Director	SSale	−13.1K sh	$4.03	−$52.9K	17,409.759
2017-03-07	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+5,000 sh	$7.22	+$36.1K	30,539.759
2016-08-09	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+5,000 sh	$6.01	+$30.1K	25,539.759
2016-05-20	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+2,000 sh	$5.26	+$10.5K	19,474.171
2016-05-13	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+500 sh	$5.32	+$2,660	17,474.171
2016-05-13	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+500 sh	$5.33	+$2,662.5	16,974.171
2016-05-12	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+1,000 sh	$5.27	+$5,269	16,474.171
2016-05-12	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+1,000 sh	$5.29	+$5,289	15,474.171
2010-07-23	CYBERSOURCE CORPS Sale	Director	SSale	−10K sh	$26.00	−$260K	0
2010-07-23	CYBERSOURCE CORPS Sale	Director	SSale	−800 sh	$26.00	−$20.8K	0
2010-07-23	CYBERSOURCE CORPS Sale	Director	SSale	−800 sh	$26.00	−$20.8K	0
2010-07-21	CYBERSOURCE CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2010-07-21	CYBERSOURCE CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2010-07-21	CYBERSOURCE CORPS Sale	Director	SSale	−35K sh	$26.00	−$910K	0
2010-07-21	CYBERSOURCE CORPM Exercise/Conversion	Director	MExercise/Conversion	+35K sh	—	—	35,000
2010-07-21	CYBERSOURCE CORPS Sale	Director	SSale	−800 sh	$26.00	−$20.8K	0
2010-07-21	CYBERSOURCE CORPS Sale	Director	SSale	−800 sh	$26.00	−$20.8K	0
2010-07-21	CYBERSOURCE CORPS Sale	Director	SSale	−10K sh	$26.00	−$260K	0
2010-07-21	CYBERSOURCE CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2010-07-21	CYBERSOURCE CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2010-07-12	CYBERSOURCE CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2010-07-12	CYBERSOURCE CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	—	—	10,000
2010-02-24	CYBERSOURCE CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	—	—	5,000
2010-02-24	CYBERSOURCE CORPS Sale	Director	SSale	−5,000 sh	$17.21	−$86.1K	0
2010-02-24	CYBERSOURCE CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2010-02-22	CYBERSOURCE CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	—	—	5,000
2010-02-22	CYBERSOURCE CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2010-02-22	CYBERSOURCE CORPS Sale	Director	SSale	−5,000 sh	$17.19	−$85.9K	0
2010-01-01	CYBERSOURCE CORPStock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2009-08-17	CYBERSOURCE CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	5,000
2009-08-17	CYBERSOURCE CORPM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	—	—	10,000
2009-08-17	CYBERSOURCE CORPS Sale	Director	SSale	−5,000 sh	$17.35	−$86.8K	5,000
2009-08-17	CYBERSOURCE CORPS Sale	Director	SSale	−5,000 sh	$17.27	−$86.4K	0
2009-08-17	CYBERSOURCE CORPStock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2009-01-01	CYBERSOURCE CORPStock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2008-06-23	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+200 sh	$5.24	+$1,048	11,165
2008-06-23	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+1,800 sh	$5.25	+$9,450	12,965
2008-06-23	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+2,159 sh	$5.30	+$11.4K	15,124
2008-06-23	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+841 sh	$5.20	+$4,373.2	10,965
2008-06-20	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+2,800 sh	$5.12	+$14.3K	10,124
2008-06-20	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+1,500 sh	$5.07	+$7,605	7,324
2008-06-20	OXSQOxford Square Capital Corp.P Purchase	Director	PPurchase	+2,200 sh	$5.10	+$11.2K	5,824
2008-06-13	OXSQOxford Square Capital Corp. · Subscription RightsX Exercise of In-Money	Director	XExercise of In-Money	−2,675 sh	—	—	0
2008-06-13	OXSQOxford Square Capital Corp.X Exercise of In-Money	Director	XExercise of In-Money	+947 sh	$5.20	+$4,924.4	3,624
2008-01-01	CYBERSOURCE CORPStock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2007-03-02	CYBERSOURCE CORPM Exercise/Conversion	Director	MExercise/Conversion	+300 sh	—	—	300

Recent filings

Accepted (ET)
Sep 144
NOVAK STEVEN P0001213900-26-099533
SEC(opens sec.gov)
Jul 64
NOVAK STEVEN P0001213900-23-055174
SEC(opens sec.gov)
May 204
NOVAK STEVEN P0001213900-21-028105
SEC(opens sec.gov)
Mar 134
NOVAK STEVEN P0001567619-20-006327
SEC(opens sec.gov)
Mar 74
TICC Capital Corp.0001144204-17-013275
SEC(opens sec.gov)
Aug 94
TICC Capital Corp.0001140361-16-075530
SEC(opens sec.gov)
May 234
TICC Capital Corp.0001140361-16-066613
SEC(opens sec.gov)
May 164
TICC Capital Corp.0001140361-16-065613
SEC(opens sec.gov)
Aug 34/A
NOVAK STEVEN P0001181431-10-040065
SEC(opens sec.gov)
Jul 264
NOVAK STEVEN P0001181431-10-038602
SEC(opens sec.gov)
Jul 214
NOVAK STEVEN P0001181431-10-038187
SEC(opens sec.gov)

Companies

Address

C/O OXFORD SQUARE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255

GREENWICH, CT, 06830