Insider · CIK 0001107682

BRADSHAW RALPH W

Reports to the SEC for 3 companies · ASHEVILLE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001107682

Forms 4 and 5

Insider transactions

34 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-05-22	CRFCORNERSTONE TOTAL RETURN FUND INCM Exercise/Conversion	Director, President	MExercise/Conversion	+2,594 sh	$6.97	+$18.1K	18,636
2025-05-22	CLMCornerstone Strategic Investment Fund, Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+2,554 sh	$7.30	+$18.6K	19,293
2022-06-28	CRFCORNERSTONE TOTAL RETURN FUND INCM Exercise/Conversion	Director, President	MExercise/Conversion	+2,000 sh	$7.95	+$15.9K	28,728
2022-06-27	CLMCornerstone Strategic Investment Fund, Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+2,440 sh	$8.27	+$20.2K	47,412
2021-05-25	CRFCORNERSTONE TOTAL RETURN FUND INCM Exercise/Conversion	Director, President	MExercise/Conversion	+2,028 sh	$10.23	+$20.7K	6,738
2021-05-25	CLMCornerstone Strategic Investment Fund, Inc.M Exercise/Conversion	Director, President	MExercise/Conversion	+1,977 sh	$10.64	+$21K	7,024
2020-02-11	CLMCornerstone Strategic Investment Fund, Inc.P Purchase	Director, President	PPurchase	+1,000 sh	$11.74	+$11.7K	3,830
2020-02-11	CRFCORNERSTONE TOTAL RETURN FUND INCP Purchase	Director, President	PPurchase	+1,000 sh	$11.42	+$11.4K	3,567
2018-07-25	CRFCORNERSTONE TOTAL RETURN FUND INCX Exercise of In-Money	Director, President	XExercise of In-Money	+1,125 sh	$13.09	+$14.7K	1,813
2018-07-25	CLMCornerstone Strategic Investment Fund, Inc.X Exercise of In-Money	Director, President	XExercise of In-Money	+1,186 sh	$13.46	+$16K	1,997
2017-08-31	CLMCornerstone Strategic Investment Fund, Inc.X Exercise of In-Money	Director, President	XExercise of In-Money	+551 sh	$13.86	+$7,636.86	677
2017-08-31	CRFCORNERSTONE TOTAL RETURN FUND INCX Exercise of In-Money	Director, President	XExercise of In-Money	+519 sh	$13.41	+$6,959.79	575
2017-08-31	CRFCORNERSTONE TOTAL RETURN FUND INCX Exercise of In-Money	Director, President	XExercise of In-Money	+1,000 sh	$13.41	+$13.4K	9,375
2017-08-31	CLMCornerstone Strategic Investment Fund, Inc.X Exercise of In-Money	Director, President	XExercise of In-Money	+1,000 sh	$13.86	+$13.9K	15,739
2016-10-31	CLMCornerstone Strategic Investment Fund, Inc.X Exercise of In-Money	Director, President	XExercise of In-Money	+104 sh	$14.11	+$1,467.44	108
2016-10-31	CRFCORNERSTONE TOTAL RETURN FUND INCX Exercise of In-Money	Director, President	XExercise of In-Money	+46 sh	$13.69	+$629.74	48
2016-10-31	CRFCORNERSTONE TOTAL RETURN FUND INCX Exercise of In-Money	Director, President	XExercise of In-Money	+1,024 sh	$13.69	+$14K	7,020
2016-10-31	CLMCornerstone Strategic Investment Fund, Inc.X Exercise of In-Money	Director, President	XExercise of In-Money	+1,022 sh	$14.11	+$14.4K	12,298
2015-08-25	CRFCORNERSTONE TOTAL RETURN FUND INCP Purchase	Director, President	PPurchase	+1,602 sh	$17.06	+$27.3K	4,718
2015-06-30	CLMCornerstone Strategic Investment Fund, Inc.J Other	Director, President	JOther	+4,286 sh	$21.17	+$90.7K	8,794
2015-06-30	CLMCornerstone Strategic Investment Fund, Inc.J Other	Director, President	JOther	+2 sh	$21.17	+$42.34	3
2013-12-05	CRFCORNERSTONE TOTAL RETURN FUND INCP Purchase	Director, President	PPurchase	+3,892 sh	$5.34	+$20.8K	12,468
2013-12-05	CLMCornerstone Strategic Investment Fund, Inc.P Purchase	Director, President	PPurchase	+4,556 sh	$5.92	+$27K	18,035
2013-07-31	CORNERSTONE PROGRESSIVE RETURN FUNDP Purchase	Director, President	PPurchase	+6,126 sh	$4.86	+$29.8K	17,276
2012-12-28	CLMCornerstone Strategic Investment Fund, Inc.P Purchase	Director, President	PPurchase	+3,716 sh	$5.99	+$22.3K	13,479
2012-12-28	CRFCORNERSTONE TOTAL RETURN FUND INCP Purchase	Director, President	PPurchase	+2,511 sh	$5.33	+$13.4K	8,576
2012-06-29	CORNERSTONE PROGRESSIVE RETURN FUNDP Purchase	Director, President	PPurchase	+3,961 sh	$5.08	+$20.1K	11,150
2011-12-23	CLMCornerstone Strategic Investment Fund, Inc.P Purchase	Director, President	PPurchase	+2,471 sh	$6.09	+$15K	9,763
2011-12-22	CRFCORNERSTONE TOTAL RETURN FUND INCP Purchase	Director, President	PPurchase	+1,336 sh	$5.54	+$7,401.44	6,065
2011-05-16	CORNERSTONE PROGRESSIVE RETURN FUNDP Purchase	Director, President	PPurchase	+2,876 sh	$6.49	+$18.7K	7,189
2010-12-21	CLMCornerstone Strategic Investment Fund, Inc.P Purchase	Director, President	PPurchase	+3,913 sh	$8.24	+$32.2K	7,292
2010-12-21	CRFCORNERSTONE TOTAL RETURN FUND INCP Purchase	Director, President	PPurchase	+2,493 sh	$7.23	+$18K	4,729
2009-12-30	CORNERSTONE PROGRESSIVE RETURN FUNDP Purchase	Director, President	PPurchase	+3,813 sh	$8.96	+$34.2K	4,313
2009-12-30	CORNERSTONE PROGRESSIVE RETURN FUNDS Sale	Director, President	SSale	−3,813 sh	$8.95	−$34.1K	3

Recent filings

Accepted (ET)
May 274
BRADSHAW RALPH W0001398344-25-010153
SEC(opens sec.gov)
May 274
BRADSHAW RALPH W0001398344-25-010152
SEC(opens sec.gov)
Jun 294
BRADSHAW RALPH W0001398344-22-012687
SEC(opens sec.gov)
Jun 294
BRADSHAW RALPH W0001398344-22-012685
SEC(opens sec.gov)
May 264
BRADSHAW RALPH W0001398344-21-012082
SEC(opens sec.gov)
May 264
BRADSHAW RALPH W0001398344-21-012088
SEC(opens sec.gov)
Feb 124
BRADSHAW RALPH W0001398344-20-002811
SEC(opens sec.gov)
Feb 124
BRADSHAW RALPH W0001398344-20-002809
SEC(opens sec.gov)
Jul 264
BRADSHAW RALPH W0001398344-18-010593
SEC(opens sec.gov)
Jul 264
BRADSHAW RALPH W0001398344-18-010591
SEC(opens sec.gov)
Sep 54
BRADSHAW RALPH W0001398344-17-011620
SEC(opens sec.gov)
Sep 54
BRADSHAW RALPH W0001398344-17-011618
SEC(opens sec.gov)
Nov 24
CORNERSTONE STRATEGIC VALUE FUND INC0001144204-16-131084
SEC(opens sec.gov)
Nov 24
CORNERSTONE TOTAL RETURN FUND INC0001144204-16-131081
SEC(opens sec.gov)
Aug 264
CORNERSTONE TOTAL RETURN FUND INC0001144204-15-051965
SEC(opens sec.gov)
Jul 24
CORNERSTONE STRATEGIC VALUE FUND INC0001144204-15-040723
SEC(opens sec.gov)

Companies

Address

ONE WEST PACK SQ STE 1650

ASHEVILLE, NC, 28801