Insider · CIK 0001110473

HICKS KERRY R

Reports to the SEC for 2 companies · EVERGREEN, CO

sec.gov

Transactions

Companies

Filings

CIK

0001110473

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-05-14	TLSITriSalus Life Sciences, Inc. · Director Stock Option (right to buy)A Award	Director	AAward	+56.4K sh	—	—	145,625
2026-05-14	TLSITriSalus Life Sciences, Inc.A Award	Director	AAward	+28.2K sh	—	—	542,790
2025-06-12	TLSITriSalus Life Sciences, Inc. · Director Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	89,222
2024-08-13	TLSITriSalus Life Sciences, Inc. · Director stock option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2023-08-10	TLSITriSalus Life Sciences, Inc. · Stock Option (right to buy)A Award	Director	AAward	+35K sh	—	—	35,000
2010-10-07	HEALTH GRADES INCU Disposition from Tender	Director, CEO, 10% Owner	UDisposition from Tender	−1.96M sh	$8.20	−$16M	3,399,578
2010-10-07	HEALTH GRADES INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−691K sh	$8.20	−$5.66M	5,356,590
2010-10-07	HEALTH GRADES INCA Award	Director, CEO, 10% Owner	AAward	+1.7M sh	—	—	6,047,183
2010-10-07	HEALTH GRADES INCA Award	Director, CEO, 10% Owner	AAward	+431K sh	—	—	4,347,183
2010-10-07	HEALTH GRADES INCM Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	+61.7K sh	$0.75	+$46.3K	3,915,835
2010-10-07	HEALTH GRADES INCM Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	+260K sh	$0.63	+$163K	3,854,116
2010-10-07	HEALTH GRADES INCM Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	+1.49M sh	$0.10	+$149K	3,594,116
2010-10-07	HEALTH GRADES INCStock Options (right to buy)M Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	−61.7K sh	—	—	0
2010-10-07	HEALTH GRADES INCStock Options (right to buy)M Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	−260K sh	—	—	0
2010-10-07	HEALTH GRADES INCStock Options (right to buy)M Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	−1.49M sh	—	—	0
2010-10-07	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−3.4M sh	$8.20	−$27.9M	0
2010-08-24	HEALTH GRADES INCG Gift	Director, CEO, 10% Owner	GGift	−60K sh	—	—	2,101,012
2010-06-09	HEALTH GRADES INCA Award	Director, CEO, 10% Owner	AAward	+46K sh	—	—	2,161,012
2009-08-25	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−500 sh	$4.91	−$2,455	2,146,463
2009-08-25	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−29.9K sh	$4.95	−$148K	2,115,812
2009-08-25	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−100 sh	$4.97	−$497	2,115,012
2009-08-25	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−800 sh	$4.92	−$3,936	2,145,663
2009-08-25	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−2,960 sh	$4.90	−$14.5K	2,146,963
2009-08-25	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−700 sh	$4.96	−$3,472	2,115,112
2009-08-24	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−267 sh	$4.97	−$1,326.99	2,149,923
2009-08-24	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−1,700 sh	$4.96	−$8,432	2,150,190
2009-08-24	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−16.1K sh	$4.95	−$79.8K	2,151,890
2009-08-21	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−26.4K sh	$4.96	−$131K	2,191,211
2009-08-21	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−900 sh	$4.99	−$4,491	2,168,012
2009-08-21	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−6,900 sh	$4.98	−$34.4K	2,168,912
2009-08-21	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−15.4K sh	$4.97	−$76.5K	2,175,812
2009-08-21	HEALTH GRADES INCS Sale	Director, CEO, 10% Owner	SSale	−197K sh	$4.95	−$977K	2,217,638
2009-07-24	HEALTH GRADES INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−3,729 sh	$4.26	−$15.9K	2,415,012
2009-07-01	HEALTH GRADES INCF Tax Payment	Director, CEO, 10% Owner	FTax Payment	−3,729 sh	$4.05	−$15.1K	2,418,741
2009-07-01	HEALTH GRADES INCA Award	Director, CEO, 10% Owner	AAward	+60K sh	—	—	2,422,470
2009-04-17	HEALTH GRADES INCStock Options (right to buy)M Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	−475K sh	—	—	0
2009-04-17	HEALTH GRADES INCM Exercise/Conversion	Director, CEO, 10% Owner	MExercise/Conversion	+475K sh	$0.56	+$267K	2,362,470
2007-07-01	HEALTH GRADES INCA Award	Director, CEO, 10% Owner	AAward	+40K sh	—	—	1,847,470

Recent filings

Accepted (ET)
May 154
HICKS KERRY R0001628280-26-035669
SEC(opens sec.gov)
Jun 274
HICKS KERRY R0001826667-25-000087
SEC(opens sec.gov)
Aug 214
HICKS KERRY R0001415889-24-021954
SEC(opens sec.gov)
Aug 144
HICKS KERRY R0001209191-23-045690
SEC(opens sec.gov)
Oct 74
HEALTH GRADES INC0001209191-10-049730
SEC(opens sec.gov)
Jun 94
HEALTH GRADES INC0001209191-10-033385
SEC(opens sec.gov)
Aug 254
HEALTH GRADES INC0001209191-09-041955
SEC(opens sec.gov)

Companies

Address

851 EAGLES PASS RD

EVERGREEN, CO, 80439