Insider · CIK 0001110634

HAMBRICK JAMES L

Reports to the SEC for 1 company · WICKLIFFE, OH

sec.gov

Transactions

Companies

Filings

CIK

0001110634

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-09-16	LUBRIZOL CorpD Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−152K sh	$135.00	−$20.5M	0
2011-09-16	LUBRIZOL CorpNonqualified Stock Option (Right to Buy)D Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−36.1K sh	$25.65	−$926K	0
2011-09-16	LUBRIZOL CorpNonqualified Stock Option (Right to Buy)D Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−43.2K sh	$56.82	−$2.45M	0
2011-09-16	LUBRIZOL CorpNonqualified Stock Option (Right to Buy)D Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−205K sh	$107.23	−$22M	0
2011-09-16	LUBRIZOL CorpNonqualified Stock Option (Right to Buy)D Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−120K sh	$76.55	−$9.18M	0
2011-09-16	LUBRIZOL CorpNonqualified Stock Option (Right to Buy)D Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−102K sh	$81.93	−$8.38M	0
2011-09-16	LUBRIZOL CorpNonqualified Stock Option (Right to Buy)D Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−144K sh	$91.94	−$13.2M	0
2011-09-16	LUBRIZOL CorpNonqualified Stock Option (Right to Buy)D Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−164K sh	$95.56	−$15.7M	0
2011-09-16	LUBRIZOL CorpNonqualified Stock Option (Right to Buy)D Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−16.5K sh	$100.92	−$1.67M	0
2011-09-16	LUBRIZOL CorpPhantom SharesD Disposition to Issuer	Director, Chairman, President and CEO	DDisposition to Issuer	−12.7K sh	$135.00	−$1.71M	0
2011-09-15	LUBRIZOL CorpI Discretionary Transaction	Director, Chairman, President and CEO	IDiscretionary Transaction	−17.7K sh	$134.99	−$2.39M	0
2011-09-15	LUBRIZOL CorpI Discretionary Transaction	Director, Chairman, President and CEO	IDiscretionary Transaction	−143K sh	$134.99	−$19.3M	152,187
2011-05-27	LUBRIZOL CorpG Gift	Director, Chairman, President and CEO	GGift	−49K sh	—	—	293,629
2011-02-22	LUBRIZOL CorpA Award	Director, Chairman, President and CEO	AAward	+50.4K sh	—	—	361,904
2011-02-22	LUBRIZOL CorpF Tax Payment	Director, Chairman, President and CEO	FTax Payment	−20.2K sh	$109.35	−$2.21M	341,692
2011-02-22	LUBRIZOL CorpNonqualified Stock Option (Right to Buy)A Award	Director, Chairman, President and CEO	AAward	+36.1K sh	—	—	36,100
2010-06-16	LUBRIZOL CorpG Gift	Director, Chairman, President and CEO	GGift	−1,400 sh	—	—	308,642
2010-03-15	LUBRIZOL CorpM Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	+8,250 sh	$30.36	+$251K	318,292
2010-03-15	LUBRIZOL CorpS Sale	Director, Chairman, President and CEO	SSale	−8,250 sh	$88.00	−$726K	310,042
2010-03-15	LUBRIZOL CorpNon-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	−8,250 sh	—	—	0
2010-03-04	LUBRIZOL CorpM Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	+8,250 sh	$30.36	+$251K	317,358
2010-03-04	LUBRIZOL CorpS Sale	Director, Chairman, President and CEO	SSale	−8,250 sh	$86.00	−$710K	309,108
2010-03-04	LUBRIZOL CorpNon-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	−8,250 sh	—	—	8,250
2010-03-03	LUBRIZOL CorpM Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	+5,150 sh	$30.36	+$156K	314,258
2010-03-03	LUBRIZOL CorpS Sale	Director, Chairman, President and CEO	SSale	−5,150 sh	$82.00	−$422K	309,108
2010-03-03	LUBRIZOL CorpM Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	+8,250 sh	$30.36	+$251K	317,358
2010-03-03	LUBRIZOL CorpS Sale	Director, Chairman, President and CEO	SSale	−8,250 sh	$84.00	−$693K	309,108
2010-03-03	LUBRIZOL CorpNon-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	−5,150 sh	—	—	8,250
2010-03-03	LUBRIZOL CorpNon-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	−8,250 sh	—	—	0
2010-03-02	LUBRIZOL CorpM Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	+3,100 sh	$30.36	+$94.1K	312,208
2010-03-02	LUBRIZOL CorpS Sale	Director, Chairman, President and CEO	SSale	−3,100 sh	$82.00	−$254K	309,108
2010-03-02	LUBRIZOL CorpNon-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	−3,100 sh	—	—	13,400
2010-02-22	LUBRIZOL CorpA Award	Director, Chairman, President and CEO	AAward	+56.9K sh	—	—	332,082
2010-02-22	LUBRIZOL CorpF Tax Payment	Director, Chairman, President and CEO	FTax Payment	−23K sh	$78.18	−$1.8M	309,108
2010-02-22	LUBRIZOL CorpNon-Qualified Stock Option (Right to Buy)A Award	Director, Chairman, President and CEO	AAward	+43.2K sh	—	—	43,200
2009-02-23	LUBRIZOL CorpA Award	Director, Chairman, President and CEO	AAward	+69.8K sh	—	—	274,342
2009-02-23	LUBRIZOL CorpF Tax Payment	Director, Chairman, President and CEO	FTax Payment	−5,343 sh	$27.77	−$148K	268,999
2009-02-23	LUBRIZOL CorpStock Option (Right to Buy)A Award	Director, Chairman, President and CEO	AAward	+205K sh	—	—	204,800
2007-06-14	LUBRIZOL CorpM Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	+16.5K sh	$28.13	+$464K	149,225.82
2007-06-14	LUBRIZOL CorpF Tax Payment	Director, Chairman, President and CEO	FTax Payment	−9,858 sh	$68.84	−$679K	139,367.82
2007-06-14	LUBRIZOL CorpM Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	+16.5K sh	$28.13	+$464K	148,939.367
2007-06-14	LUBRIZOL CorpF Tax Payment	Director, Chairman, President and CEO	FTax Payment	−9,858 sh	$68.84	−$679K	139,081.367
2007-06-14	LUBRIZOL CorpEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	−16.5K sh	—	—	0
2007-03-02	LUBRIZOL CorpA Award	Director, Chairman, President and CEO	AAward	+20.9K sh	$51.24	+$1.07M	131,950.161
2007-03-02	LUBRIZOL CorpPhantom SharesA Award	Director, Chairman, President and CEO	AAward	+5,225.41 sh	$51.24	+$268K	5,225.41
2005-04-25	LUBRIZOL CorpEmployee Stock Option (Right to Buy)A Award	Director, Chairman, President and CEO	AAward	+164K sh	—	—	163,900
2005-04-20	LUBRIZOL CorpF Tax Payment	Director, Chairman, President and CEO	FTax Payment	−291 sh	$40.64	−$11.8K	17,136.386
2005-02-15	LUBRIZOL CorpM Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	+1,500 sh	$35.19	+$52.8K	12,907.855
2005-02-15	LUBRIZOL CorpF Tax Payment	Director, Chairman, President and CEO	FTax Payment	−1,338 sh	$41.86	−$56K	11,569.855
2005-02-15	LUBRIZOL CorpEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, Chairman, President and CEO	MExercise/Conversion	−1,500 sh	—	—	0

Recent filings

Accepted (ET)
Sep 194
HAMBRICK JAMES L0001058933-11-000020
SEC(opens sec.gov)
Feb 244
HAMBRICK JAMES L0001058933-11-000004
SEC(opens sec.gov)
Jun 184
HAMBRICK JAMES L0001110634-10-000004
SEC(opens sec.gov)
Mar 174
HAMBRICK JAMES L0001110634-10-000003
SEC(opens sec.gov)

Companies

LUBRIZOL CorpDirector, Chairman, President and CEO

Address

C/O THE LUBRIZOL CORPORATION 29400 LAKELAND BOULEVARD

WICKLIFFE, OH, 44092