Insider · CIK 0001121150

PHILLIPS STEVEN

Reports to the SEC for 2 companies · WHITE PLAINS, NY

sec.gov

Transactions

Companies

Filings

CIK

0001121150

Forms 4 and 5

Insider transactions

24 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-07-31	US SOLARTECH INCC Conversion	Director, Executive VP, CFO/Treasurer, 10% Owner	CConversion	+8,183 sh	$0.68	+$5,564.44	32,459
2011-07-31	US SOLARTECH INCWarrantsC Conversion	Director, Executive VP, CFO/Treasurer, 10% Owner	CConversion	−8,183 sh	$0.68	−$5,564.44	0
2011-02-18	US SOLARTECH INCSenior Note $250P Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+500 sh	$0.50	+$250	32,730
2011-02-18	US SOLARTECH INCWarrantsP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+125 sh	$1.00	+$125	8,183
2011-01-18	US SOLARTECH INCSenior Note $1,266P Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+2,532 sh	$0.50	+$1,266	32,230
2011-01-18	US SOLARTECH INCWarrantsP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+633 sh	$1.00	+$633	8,058
2010-12-31	US SOLARTECH INCSeries A Senior Note: $674P Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+1,348 sh	$0.50	+$674	29,698
2010-12-31	US SOLARTECH INCWarrantsP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+337 sh	$1.00	+$337	7,425
2010-12-16	US SOLARTECH INCSeries A Senior Note: $1,300P Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+2,600 sh	$0.50	+$1,300	28,350
2010-12-16	US SOLARTECH INCWarrantsP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+650 sh	$1.00	+$650	7,088
2010-11-30	US SOLARTECH INCSeries A Senior Note: $1,450P Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+2,900 sh	$0.50	+$1,450	25,750
2010-11-30	US SOLARTECH INCWarrantsP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+725 sh	$1.00	+$725	6,438
2010-11-22	US SOLARTECH INCSeries A Senior Note: $1,250P Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+2,500 sh	$0.50	+$1,250	22,850
2010-11-22	US SOLARTECH INCWarrantsP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+625 sh	$1.00	+$625	5,713
2010-10-05	US SOLARTECH INCSeries A Senior Note: $2,500P Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+5,000 sh	$0.50	+$2,500	20,350
2010-10-05	US SOLARTECH INCWarrantsP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+1,250 sh	$1.00	+$1,250	5,088
2010-09-29	US SOLARTECH INCSeries A Senior Note: $2,500P Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+5,000 sh	$0.50	+$2,500	15,350
2010-09-29	US SOLARTECH INCWarrantsP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+1,250 sh	$1.00	+$1,250	3,838
2010-04-30	US SOLARTECH INCSeries A Senior NoteS Sale	Director, Executive VP, CFO/Treasurer, 10% Owner	SSale	+5,775 sh	$5775.00	+$33.4M	5,175
2010-04-30	US SOLARTECH INCWarrantsS Sale	Director, Executive VP, CFO/Treasurer, 10% Owner	SSale	+2,887 sh	$1.50	+$4,330.5	2,588
2010-03-31	US SOLARTECH INCSeries A Senior NoteP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+7,500 sh	$7500.00	+$56.3M	10,950
2010-03-31	US SOLARTECH INCWarrantP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+3,750 sh	$1.50	+$5,625	5,475
2010-03-12	US SOLARTECH INCSeries A Senior Conv. Note due September 30, 2011P Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+3,450 sh	$3450.00	+$11.9M	3,450
2010-03-12	US SOLARTECH INCWarrantsP Purchase	Director, Executive VP, CFO/Treasurer, 10% Owner	PPurchase	+1,725 sh	$1.50	+$2,587.5	1,725

Recent filings

Accepted (ET)
Aug 154
US SOLARTECH INC0001213900-11-004340
SEC(opens sec.gov)
Aug 85
US SOLARTECH INC0001213900-11-004082
SEC(opens sec.gov)
Jun 234
US SOLARTECH INC0001140361-10-026573
SEC(opens sec.gov)

Companies

Address

199 MAIN STREET SUITE 706

WHITE PLAINS, NY, 10601