Insider · CIK 0001135563

ROSENTHALE MARVIN E

Reports to the SEC for 3 companies · WARRINGTON, PA

sec.gov

Transactions

Companies

Filings

CIK

0001135563

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-08-04	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Director	AAward	+4,348 sh	—	—	6,211
2016-08-04	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2015-08-14	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Director	AAward	+16.7K sh	—	—	26,079
2015-08-14	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2013-06-11	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Director	AAward	+4,734 sh	—	—	4,734
2013-06-11	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2012-06-08	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+60K sh	—	—	60,000
2010-12-21	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2009-12-07	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2009-03-06	NURX PHARMACEUTICALS, INC.Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2009-03-06	NURX PHARMACEUTICALS, INC.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−50K sh	—	—	0
2007-06-21	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2007-03-05	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Director	PPurchase	+5,500 sh	$1.95	+$10.7K	44,000
2006-06-08	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2006-06-08	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2006-06-08	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+30K sh	—	—	30,000
2005-05-13	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2004-04-15	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Director	PPurchase	+5,500 sh	$12.15	+$66.8K	18,700
2004-04-05	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Director	PPurchase	+3,000 sh	$12.75	+$38.3K	16,200
2004-02-13	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+20K sh	$2.59	+$51.8K	98,600
2004-02-13	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	0
2003-11-24	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$2.66	+$26.6K	55,600
2003-11-24	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+20K sh	$2.21	+$44.2K	75,600
2003-11-24	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2003-11-24	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	0
2003-10-07	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2003-10-07	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−20K sh	—	—	0
2003-10-07	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+20K sh	$1.41	+$28.2K	38,600
2003-10-07	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$0.81	+$8,100	48,600
2002-07-24	RADIENT PHARMACEUTICALS CorpStock OptionA Award	Director	AAward	+35K sh	—	—	—
2002-07-24	RADIENT PHARMACEUTICALS CorpCommon StockD Disposition to Issuer	Director	DDisposition to Issuer	−35K sh	—	—	—
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock Option (Right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,800 sh	—	—	—
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+7,800 sh	$0.08	+$640.38	18,600
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+7,800 sh	$0.32	+$2,499.9	18,600
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	+7,800 sh	—	—	—
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	+7,800 sh	—	—	—
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+7,800 sh	$15600.00	+$122M	15,600
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+7,800 sh	$15600.00	+$122M	15,600
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock Option (Right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,800 sh	—	—	—
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock Option (Right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,800 sh	—	—	—
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+7,800 sh	$15600.00	+$122M	15,600
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+7,800 sh	$15600.00	+$122M	15,600
2002-07-17	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock Option (Right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,800 sh	—	—	—
2002-05-21	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock OptionsA Award	Director	AAward	+20K sh	—	—	—
2002-05-21	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock OptionsA Award	Director	AAward	+20K sh	—	—	—
2002-05-10	RADIENT PHARMACEUTICALS CorpCommon StockD Disposition to Issuer	Director	DDisposition to Issuer	−50K sh	—	—	—
2001-06-15	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock OptionA Award	Director	AAward	+20K sh	—	—	—
2000-12-26	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Director	PPurchase	+1,000 sh	$3.25	+$3,250	2,000
2000-12-20	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Director	PPurchase	+1,000 sh	$4.00	+$4,000	2,000
2000-06-16	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock OptionA Award	Director	AAward	+20K sh	—	—	—

Recent filings

Accepted (ET)
Aug 84
WINDTREE THERAPEUTICS INC /DE/0001437749-16-036735
SEC(opens sec.gov)
Aug 184
DISCOVERY LABORATORIES INC /DE/0001140361-15-032710
SEC(opens sec.gov)
Jun 134
DISCOVERY LABORATORIES INC /DE/0001140361-13-025203
SEC(opens sec.gov)
Jun 124
ROSENTHALE MARVIN E0001140361-12-029633
SEC(opens sec.gov)
Dec 224
ROSENTHALE MARVIN E0000946486-10-000050
SEC(opens sec.gov)
Feb 244
ROSENTHALE MARVIN E0001144204-10-009784
SEC(opens sec.gov)
Dec 94
ROSENTHALE MARVIN E0000946486-09-000011
SEC(opens sec.gov)
Jun 254
DISCOVERY LABORATORIES INC /DE/0000946486-07-000034
SEC(opens sec.gov)
Mar 74
DISCOVERY LABORATORIES INC /DE/0000946486-07-000016
SEC(opens sec.gov)
Jun 234/A
ROSENTHALE MARVIN E0000946486-06-000033
SEC(opens sec.gov)
Jun 194
DISCOVERY LABORATORIES INC /DE/0000946486-06-000029
SEC(opens sec.gov)
Jun 194
DISCOVERY LABORATORIES INC /DE/0000946486-06-000030
SEC(opens sec.gov)
May 174
ROSENTHALE MARVIN E0000946486-05-000034
SEC(opens sec.gov)
Apr 194
ROSENTHALE MARVIN E0000946486-04-000002
SEC(opens sec.gov)
Apr 64
ROSENTHALE MARVIN E0001193805-04-000609
SEC(opens sec.gov)
Feb 184
ROSENTHALE MARVIN E0001014858-04-000003
SEC(opens sec.gov)

Companies

Address

2600 KELLY ROAD

WARRINGTON, PA, 18976