Insider · CIK 0001140530

LAWTHER KRILL KATHERINE

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001140530

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-12-14	Mahwah Bergen Retail Group, Inc.S Sale	Director	SSale	−4,223 sh	$0.18	−$760.14	0
2019-10-22	Mahwah Bergen Retail Group, Inc.A Award	Director	AAward	+24.1K sh	—	—	174,324
2019-10-22	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−24.1K sh	—	—	0
2019-10-02	Mahwah Bergen Retail Group, Inc.Options To BuyA Award	Director	AAward	+24K sh	—	—	24,000
2018-12-10	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,237 sh	—	—	150,186
2018-12-10	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,237 sh	—	—	0
2018-10-22	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+24.1K sh	—	—	24,138
2018-09-28	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+37K sh	—	—	145,949
2018-09-28	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−37K sh	—	—	0
2017-12-28	Mahwah Bergen Retail Group, Inc.S Sale	Director	SSale	−19.4K sh	$2.33	−$45.1K	108,957
2017-12-27	Mahwah Bergen Retail Group, Inc.S Sale	Director	SSale	−152K sh	$2.42	−$369K	128,357
2017-12-26	Mahwah Bergen Retail Group, Inc.S Sale	Director	SSale	−43.4K sh	$2.56	−$111K	280,557
2017-12-10	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,235 sh	—	—	24,481
2017-12-10	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,235 sh	—	—	4,237
2017-09-28	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+37K sh	—	—	36,992
2017-09-22	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+16K sh	—	—	20,246
2017-09-22	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−16K sh	—	—	0
2016-12-10	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,236 sh	—	—	303,712
2016-12-10	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−4,236 sh	—	—	8,472
2016-09-22	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+16K sh	—	—	16,010
2015-12-10	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+12.7K sh	—	—	12,708
2015-08-21	ANN INC.A Award	Director, President & CEO	AAward	+56.8K sh	—	—	367,340
2015-08-21	ANN INC.D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−367K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−200K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−100K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−180K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−41.3K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−43.3K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−100K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−100K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−81.4K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−63.7K sh	—	—	0
2015-08-21	ANN INC.Employee Stock Option (Right to Buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−59.2K sh	—	—	0
2015-08-18	ANN INC.A Award	Director, President & CEO	AAward	+27.2K sh	—	—	310,522
2015-03-18	ANN INC.F Tax Payment	Director, President & CEO	FTax Payment	−11.6K sh	$40.81	−$474K	283,330
2015-03-17	ANN INC.A Award	Director, President & CEO	AAward	+33.9K sh	—	—	294,934
2015-03-17	ANN INC.Employee Stock Option (right to buy)A Award	Director, President & CEO	AAward	+59.2K sh	—	—	59,200
2015-03-13	ANN INC.F Tax Payment	Director, President & CEO	FTax Payment	−15K sh	$37.43	−$562K	261,034
2015-03-12	ANN INC.F Tax Payment	Director, President & CEO	FTax Payment	−8,078 sh	$37.25	−$301K	276,049
2015-03-10	ANN INC.A Award	Director, President & CEO	AAward	+16.4K sh	—	—	284,127
2014-08-19	ANN INC.A Award	Director, President & CEO	AAward	+17.5K sh	—	—	267,777
2014-03-18	ANN INC.A Award	Director, President & CEO	AAward	+37.3K sh	—	—	250,306
2014-03-18	ANN INC.Employee Stock Option (right to buy)A Award	Director, President & CEO	AAward	+63.7K sh	—	—	63,700
2014-03-15	ANN INC.F Tax Payment	Director, President & CEO	FTax Payment	−16.6K sh	$37.53	−$624K	213,006
2014-03-13	ANN INC.F Tax Payment	Director, President & CEO	FTax Payment	−16.9K sh	$34.90	−$590K	229,639
2014-03-12	ANN INC.F Tax Payment	Director, President & CEO	FTax Payment	−8,953 sh	$36.09	−$323K	246,548
2014-03-11	ANN INC.A Award	Director, President & CEO	AAward	+18.8K sh	—	—	255,501
2013-11-27	ANN INC.M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+4,282 sh	$30.12	+$129K	249,344
2013-11-27	ANN INC.S Sale	Director, President & CEO	SSale	−4,282 sh	$36.27	−$155K	245,062
2013-11-27	ANN INC.Employee Stock Option (right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−4,282 sh	—	—	0

Recent filings

Accepted (ET)
Dec 144
LAWTHER KRILL KATHERINE0001498301-20-000114
SEC(opens sec.gov)
Oct 234
LAWTHER KRILL KATHERINE0001498301-19-000098
SEC(opens sec.gov)
Oct 44
LAWTHER KRILL KATHERINE0001498301-19-000081
SEC(opens sec.gov)
Dec 124
LAWTHER KRILL KATHERINE0001498301-18-000125
SEC(opens sec.gov)
Oct 234
LAWTHER KRILL KATHERINE0001498301-18-000099
SEC(opens sec.gov)
Oct 24
LAWTHER KRILL KATHERINE0001498301-18-000068
SEC(opens sec.gov)
Dec 294
LAWTHER KRILL KATHERINE0001498301-17-000118
SEC(opens sec.gov)
Dec 284
LAWTHER KRILL KATHERINE0001498301-17-000117
SEC(opens sec.gov)
Dec 114
LAWTHER KRILL KATHERINE0001498301-17-000115
SEC(opens sec.gov)
Sep 294
LAWTHER KRILL KATHERINE0001498301-17-000090
SEC(opens sec.gov)
Sep 254
LAWTHER KRILL KATHERINE0001498301-17-000075
SEC(opens sec.gov)
Dec 124
Ascena Retail Group, Inc.0001498301-16-000215
SEC(opens sec.gov)
Sep 234
Ascena Retail Group, Inc.0001498301-16-000174
SEC(opens sec.gov)

Companies

Address

C/O ANNTAYLOR STORES CORPORATION 7 TIMES SQUARE

NEW YORK, NY, 10036