Insider · CIK 0001165093

OFFENBACH RODGER

Reports to the SEC for 1 company · NOVATO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001165093

Forms 4 and 5

Insider transactions

32 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-09-18	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+2,800 sh	—	—	113,298
2024-09-18	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+2,800 sh	—	—	111,173
2023-09-18	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+2,800 sh	—	—	108,373
2023-09-06	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−10K sh	$6.72	−$67.2K	105,573
2023-03-23	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−500 sh	$7.80	−$3,900	115,573
2023-03-14	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−500 sh	$8.03	−$4,013.75	116,073
2022-12-12	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−2,615 sh	$8.33	−$21.8K	116,573
2022-09-18	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+4,500 sh	—	—	119,188
2021-09-18	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+5,250 sh	—	—	114,688
2021-05-17	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−2,000 sh	$9.00	−$18K	109,438
2020-12-28	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−7,185 sh	$8.94	−$64.2K	111,438
2020-12-24	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−1,500 sh	$8.82	−$13.2K	118,623
2020-12-23	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−1,315 sh	$9.04	−$11.9K	120,123
2020-09-18	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+5,250 sh	—	—	121,438
2019-08-30	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+5,250 sh	—	—	116,188
2018-09-12	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+5,250 sh	—	—	110,938
2017-09-18	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+5,250 sh	—	—	105,688
2016-09-21	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+3,500 sh	—	—	66,959
2016-08-11	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−3,000 sh	$38.11	−$114K	63,459
2015-09-25	HNNAHENNESSY ADVISORS INCD Disposition to Issuer	Advisory Committee Member	DDisposition to Issuer	−9,594 sh	$25.00	−$240K	66,459
2015-09-17	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+5,000 sh	—	—	76,053
2014-12-18	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−1,000 sh	$20.01	−$20K	71,053
2014-10-13	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+5,000 sh	—	—	72,053
2013-09-16	HNNAHENNESSY ADVISORS INCA Award	Advisory Committee Member	AAward	+5,000 sh	—	—	58,958
2013-06-04	HNNAHENNESSY ADVISORS INCP Purchase	Advisory Committee Member	PPurchase	−305 sh	$8.10	−$2,470.5	53,958
2013-05-31	HNNAHENNESSY ADVISORS INCP Purchase	Advisory Committee Member	PPurchase	−1,195 sh	$8.10	−$9,679.5	53,653
2013-05-30	HNNAHENNESSY ADVISORS INCP Purchase	Advisory Committee Member	PPurchase	−1,000 sh	$8.10	−$8,100	52,458
2013-03-25	HNNAHENNESSY ADVISORS INCM Exercise/Conversion	Advisory Committee Member	MExercise/Conversion	+33.8K sh	$3.55	+$120K	68,575
2013-03-25	HNNAHENNESSY ADVISORS INCF Tax Payment	Advisory Committee Member	FTax Payment	−17.1K sh	$7.00	−$120K	51,458
2013-03-25	HNNAHENNESSY ADVISORS INC · Stock Option (right to acquire)M Exercise/Conversion	Advisory Committee Member	MExercise/Conversion	−33.8K sh	—	—	0
2007-06-19	HNNAHENNESSY ADVISORS INCS Sale	Advisory Committee Member	SSale	−3,500 sh	$13.12	−$45.9K	31,075
2003-08-06	HNNAHENNESSY ADVISORS INC · Stock Option (right to acquire)A Award	Advisory Committee Member	AAward	+10K sh	—	—	10,000

Recent filings

Accepted (ET)
Sep 194
OFFENBACH RODGER0001437749-25-029486
SEC(opens sec.gov)
Sep 194
OFFENBACH RODGER0001437749-24-029593
SEC(opens sec.gov)
Sep 194
OFFENBACH RODGER0001437749-23-026405
SEC(opens sec.gov)
Sep 74
OFFENBACH RODGER0001437749-23-025369
SEC(opens sec.gov)
Mar 244
OFFENBACH RODGER0000897069-23-000181
SEC(opens sec.gov)
Mar 164
OFFENBACH RODGER0001567619-23-005158
SEC(opens sec.gov)
Dec 134
OFFENBACH RODGER0001567619-22-021534
SEC(opens sec.gov)
Sep 204
OFFENBACH RODGER0001567619-22-017649
SEC(opens sec.gov)
Sep 204
OFFENBACH RODGER0001567619-21-017359
SEC(opens sec.gov)
May 194
OFFENBACH RODGER0001567619-21-010737
SEC(opens sec.gov)
Dec 304
OFFENBACH RODGER0001567619-20-021691
SEC(opens sec.gov)
Dec 284
OFFENBACH RODGER0001567619-20-021601
SEC(opens sec.gov)
Sep 224
OFFENBACH RODGER0001567619-20-017001
SEC(opens sec.gov)
Sep 44
OFFENBACH RODGER0001567619-19-017868
SEC(opens sec.gov)
Sep 144
OFFENBACH RODGER0001567619-18-002664
SEC(opens sec.gov)
Sep 194
OFFENBACH RODGER0001140361-17-035955
SEC(opens sec.gov)
Sep 234
HENNESSY ADVISORS INC0001140361-16-080645
SEC(opens sec.gov)
Aug 154
HENNESSY ADVISORS INC0001140361-16-076778
SEC(opens sec.gov)
Sep 294
HENNESSY ADVISORS INC0001140361-15-036193
SEC(opens sec.gov)

Companies

HENNESSY ADVISORS INCAdvisory Committee MemberHNNA

Address

7250 REDWOOD BOULEVARD, SUITE 200

NOVATO, CA, 94945