Insider · CIK 0001166865

ASCHENBRENNER JOHN E

Reports to the SEC for 1 company · DES MOINES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001166865

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-12-04	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - Ins. & Fin. Svcs.	AAward	+1,153 sh	—	—	88,512
2009-12-04	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	President - Ins. & Fin. Svcs.	AAward	+2.3 sh	$24.09	+$55.407	117.1
2009-12-04	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - Ins. & Fin. Svcs.	AAward	+291 sh	$23.99	+$6,981.09	88,803
2009-02-24	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	President - Ins. & Fin. Svcs.	AAward	+151K sh	—	—	151,030
2009-02-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - Ins. & Fin. Svcs.	AAward	+34.4K sh	—	—	86,208
2009-02-06	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - Ins. & Fin. Svcs.	AAward	+21.3K sh	—	—	58,840
2009-02-06	PFGPRINCIPAL FINANCIAL GROUP INCF Tax Payment	President - Ins. & Fin. Svcs.	FTax Payment	−7,049 sh	$16.83	−$119K	51,791
2008-12-05	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	President - Ins. & Fin. Svcs.	AAward	+2.6 sh	$19.20	+$49.92	114.8
2008-12-05	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - Ins. & Fin. Svcs.	AAward	+484 sh	—	—	37,565
2007-10-31	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	President - Ins. & Fin. Svcs.	SSale	−15K sh	$68.00	−$1.02M	36,324
2007-10-31	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	+15K sh	$27.57	+$414K	51,324
2007-10-31	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	−15K sh	—	—	27,290
2007-10-01	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	−15K sh	—	—	57,290
2007-10-01	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	President - Ins. & Fin. Svcs.	SSale	−15K sh	$64.00	−$960K	36,324
2007-10-01	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	+15K sh	$27.57	+$414K	51,324
2006-07-03	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	+15.2K sh	$27.48	+$418K	51,173
2006-07-03	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	President - Ins. & Fin. Svcs.	SSale	−15.2K sh	$56.00	−$851K	35,968
2006-07-03	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	−15.2K sh	—	—	0
2006-05-02	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	−15K sh	—	—	30,205
2006-05-02	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	President - Ins. & Fin. Svcs.	SSale	−15K sh	$52.00	−$780K	35,968
2006-05-02	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	+15K sh	$27.48	+$412K	50,968
2005-02-28	PFGPRINCIPAL FINANCIAL GROUP INCD Disposition to Issuer	President - Ins. & Fin. Svcs.	DDisposition to Issuer	−24.1K sh	$39.02	−$941K	34,499
2005-02-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - Ins. & Fin. Svcs.	AAward	+9,942 sh	—	—	34,499
2005-02-28	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	+24.1K sh	—	—	58,625
2005-02-28	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	President - Ins. & Fin. Svcs.	AAward	+108K sh	—	—	108,185
2005-02-28	PFGPRINCIPAL FINANCIAL GROUP INC · Performance UnitsM Exercise/Conversion	President - Ins. & Fin. Svcs.	MExercise/Conversion	−24.1K sh	—	—	0
2004-12-17	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	President - Ins. & Fin. Svcs.	AAward	+1.5 sh	$39.86	+$59.79	107.7
2004-12-17	PFGPRINCIPAL FINANCIAL GROUP INC · Performance UnitsA Award	President - Ins. & Fin. Svcs.	AAward	+328 sh	—	—	24,126
2004-12-17	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - Ins. & Fin. Svcs.	AAward	+135 sh	—	—	24,557
2003-04-21	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - Ins. & Fin. Svcs.	AAward	−9,479 sh	—	—	9,479
2003-02-18	PFGPRINCIPAL FINANCIAL GROUP INCA Award	President - Ins. & Fin. Svcs.	AAward	−9,279 sh	—	—	27.83
2002-04-30	PFGPRINCIPAL FINANCIAL GROUP INCI Discretionary Transaction	President - Ins. & Fin. Svcs.	IDiscretionary Transaction	+7,126 sh	$28.07	+$200K	7,761
2002-04-29	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	President - Ins. & Fin. Svcs.	AAward	+45.2K sh	—	—	—

Recent filings

Accepted (ET)
Dec 84
ASCHENBRENNER JOHN E0001126328-09-000378
SEC(opens sec.gov)
Feb 264
ASCHENBRENNER JOHN E0001126328-09-000087
SEC(opens sec.gov)
Feb 104
ASCHENBRENNER JOHN E0001126328-09-000047
SEC(opens sec.gov)
Dec 94
ASCHENBRENNER JOHN E0001126328-08-000400
SEC(opens sec.gov)
Nov 14
ASCHENBRENNER JOHN E0001126328-07-000349
SEC(opens sec.gov)
Oct 34
PRINCIPAL FINANCIAL GROUP INC0001126328-07-000316
SEC(opens sec.gov)
Jul 54
PRINCIPAL FINANCIAL GROUP INC0001126328-06-000244
SEC(opens sec.gov)
May 44
PRINCIPAL FINANCIAL GROUP INC0001126328-06-000153
SEC(opens sec.gov)

Companies

PRINCIPAL FINANCIAL GROUP INCPresident - Ins. & Fin. Svcs.PFG

Address

711 HIGH STREET

DES MOINES, IA, 50392