Insider · CIK 0001166869

LAMALE ELLEN Z

Reports to the SEC for 1 company · DES MOINES, IA

sec.gov

Transactions

Companies

Filings

CIK

0001166869

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-02-28	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Sr. VP & Chief Risk Officer	AAward	+11.1K sh	—	—	11,135
2010-12-03	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Risk Officer	AAward	+194 sh	—	—	29,242
2010-12-03	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+23.2 sh	$29.68	+$688.576	1,275.1
2010-02-23	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Sr. VP & Chief Risk Officer	AAward	+17.7K sh	—	—	17,725
2009-12-04	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Risk Officer	AAward	+213 sh	—	—	29,005
2009-12-04	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+25.5 sh	$24.09	+$614.295	1,251.9
2009-05-20	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Risk Officer	AAward	+1,732 sh	—	—	28,745
2009-02-24	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Risk Officer	AAward	+8,540 sh	—	—	27,013
2009-02-24	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Sr. VP & Chief Risk Officer	AAward	+40.4K sh	—	—	40,360
2009-02-06	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Risk Officer	AAward	+7,007 sh	—	—	20,984
2009-02-06	PFGPRINCIPAL FINANCIAL GROUP INCF Tax Payment	Sr. VP & Chief Risk Officer	FTax Payment	−2,511 sh	$16.83	−$42.3K	18,473
2008-12-05	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+28.1 sh	$19.20	+$539.52	1,226.4
2007-09-18	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Sr. VP & Chief Risk Officer	MExercise/Conversion	+14.6K sh	$36.30	+$531K	30,031
2007-09-18	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Sr. VP & Chief Risk Officer	SSale	−14.6K sh	$60.00	−$877K	15,416
2007-09-18	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. VP & Chief Risk Officer	MExercise/Conversion	−14.6K sh	—	—	0
2006-06-01	PFGPRINCIPAL FINANCIAL GROUP INCM Exercise/Conversion	Sr. VP & Chief Risk Officer	MExercise/Conversion	+20.1K sh	$27.57	+$553K	36,999
2006-06-01	PFGPRINCIPAL FINANCIAL GROUP INCS Sale	Sr. VP & Chief Risk Officer	SSale	−20.1K sh	$54.46	−$1.09M	16,939
2006-06-01	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Sr. VP & Chief Risk Officer	MExercise/Conversion	−20.1K sh	—	—	0
2005-07-15	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+12.8 sh	$43.84	+$561.152	1,126.3
2005-07-01	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+13.3 sh	$42.32	+$562.856	1,113.5
2005-06-17	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+13.7 sh	$41.15	+$563.755	1,100.2
2005-06-03	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+14.3 sh	$39.40	+$563.42	1,086.5
2005-05-20	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+14.1 sh	$39.82	+$561.462	1,072.2
2005-04-22	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+15 sh	$37.56	+$563.4	1,044.1
2005-03-11	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+14.1 sh	$38.17	+$538.197	999.7
2005-03-10	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+81.1 sh	$39.01	+$3,163.711	985.6
2005-02-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Risk Officer	AAward	+4,573 sh	—	—	15,447
2005-02-28	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Risk Officer	AAward	+1,072 sh	—	—	16,519
2005-02-28	PFGPRINCIPAL FINANCIAL GROUP INCF Tax Payment	Sr. VP & Chief Risk Officer	FTax Payment	−348 sh	$39.02	−$13.6K	16,171
2005-02-28	PFGPRINCIPAL FINANCIAL GROUP INC · Employee Stock Option (Right to Buy)A Award	Sr. VP & Chief Risk Officer	AAward	+18.4K sh	—	—	18,425
2004-12-31	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+13.1 sh	$40.94	+$536.314	995
2004-12-17	PFGPRINCIPAL FINANCIAL GROUP INCA Award	Sr. VP & Chief Risk Officer	AAward	+67 sh	—	—	10,874
2004-12-17	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+25 sh	$39.86	+$996.5	981.9
2004-12-03	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+13.8 sh	$38.80	+$535.44	956.9
2004-10-22	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+15.1 sh	$35.51	+$536.201	915.1
2004-09-24	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+15.2 sh	$35.32	+$536.864	785.2
2004-09-10	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+15.1 sh	$35.45	+$535.295	770
2004-08-27	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+15.7 sh	$34.10	+$535.37	754.9
2004-08-13	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+16.4 sh	$32.72	+$536.608	739.2
2004-05-21	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+15.6 sh	$34.45	+$537.42	655.8
2004-04-23	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+15.3 sh	$35.17	+$538.101	623.9
2004-04-12	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+14.8 sh	$36.26	+$536.648	608.6
2003-11-21	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+9.79 sh	$31.89	+$312.203	459.73
2003-11-07	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+10.1 sh	$30.90	+$312.09	449.94
2003-10-24	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+9.83 sh	$31.76	+$312.201	439.84
2003-10-10	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+10 sh	$31.20	+$312	430.01
2003-09-26	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+10.29 sh	$30.34	+$312.199	420.01
2003-09-12	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+9.93 sh	$31.43	+$312.1	409.72
2003-08-29	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+9.92 sh	$31.46	+$312.083	399.79
2003-08-15	PFGPRINCIPAL FINANCIAL GROUP INC · Phantom Stock UnitsA Award	Sr. VP & Chief Risk Officer	AAward	+9.65 sh	$32.35	+$312.178	389.87

Recent filings

Accepted (ET)
Mar 24
LAMALE ELLEN Z0001126328-11-000127
SEC(opens sec.gov)
Dec 74
LAMALE ELLEN Z0001126328-10-000540
SEC(opens sec.gov)
Feb 254
LAMALE ELLEN Z0001126328-10-000076
SEC(opens sec.gov)
Dec 84
LAMALE ELLEN Z0001126328-09-000381
SEC(opens sec.gov)
May 224
LAMALE ELLEN Z0001126328-09-000247
SEC(opens sec.gov)
Feb 264
LAMALE ELLEN Z0001126328-09-000089
SEC(opens sec.gov)
Feb 104
LAMALE ELLEN Z0001126328-09-000050
SEC(opens sec.gov)
Dec 94
LAMALE ELLEN Z0001126328-08-000402
SEC(opens sec.gov)
Sep 194
PRINCIPAL FINANCIAL GROUP INC0001126328-07-000301
SEC(opens sec.gov)
Jun 24
PRINCIPAL FINANCIAL GROUP INC0001126328-06-000218
SEC(opens sec.gov)
Jul 194
PRINCIPAL FINANCIAL GROUP INC0001126328-05-000222
SEC(opens sec.gov)
Jul 64
PRINCIPAL FINANCIAL GROUP INC0001126328-05-000214
SEC(opens sec.gov)

Companies

PRINCIPAL FINANCIAL GROUP INCSr. VP & Chief Risk OfficerPFG

Address

711 HIGH STREET

DES MOINES, IA, 50392