Insider · CIK 0001171770

OBERHELMAN DOUGLAS R

Reports to the SEC for 4 companies · PEORIA, IL

sec.gov

Transactions

Companies

Filings

CIK

0001171770

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-01-04	EXXON MOBIL CORPA Award	Director	AAward	+2,500 sh	—	—	23,000
2020-01-02	EXXON MOBIL CORPA Award	Director	AAward	+2,500 sh	—	—	20,500
2019-01-02	EXXON MOBIL CORPA Award	Director	AAward	+2,500 sh	—	—	18,000
2018-01-02	EXXON MOBIL CORPA Award	Director	AAward	+2,500 sh	—	—	15,500
2017-03-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+126 sh	$92.76	+$11.7K	72,355
2017-03-10	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+505 sh	$92.31	+$46.6K	72,229
2017-01-20	CATCATERPILLAR INCM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	+60K sh	$73.20	+$4.39M	219,141
2017-01-20	CATCATERPILLAR INCD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−46.6K sh	$94.31	−$4.39M	172,572
2017-01-20	CATCATERPILLAR INCF Tax Payment	Director, Chairman of the Board	FTax Payment	−4,584 sh	$94.31	−$432K	167,988
2017-01-20	CATCATERPILLAR INCM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	+100K sh	$22.17	+$2.22M	267,988
2017-01-20	CATCATERPILLAR INCD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−23.5K sh	$94.31	−$2.22M	244,481
2017-01-20	CATCATERPILLAR INCF Tax Payment	Director, Chairman of the Board	FTax Payment	−35K sh	$94.31	−$3.3M	209,523
2017-01-20	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−60K sh	—	—	0
2017-01-20	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−100K sh	—	—	66,252
2017-01-03	EXXON MOBIL CORPA Award	Director	AAward	+2,500 sh	—	—	13,000
2016-12-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+129 sh	$92.74	+$12K	71,724
2016-11-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+126 sh	$95.56	+$12K	71,595
2016-11-10	CATCATERPILLAR INCM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	+55.5K sh	$73.20	+$4.06M	246,078
2016-11-10	CATCATERPILLAR INCD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−43.5K sh	$93.40	−$4.06M	202,592
2016-11-10	CATCATERPILLAR INCF Tax Payment	Director, Chairman of the Board	FTax Payment	−5,483 sh	$93.40	−$512K	197,109
2016-11-10	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−55.5K sh	—	—	60,000
2016-10-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+144 sh	$83.46	+$12K	71,469
2016-09-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+135 sh	$88.77	+$12K	71,325
2016-09-02	CATCATERPILLAR INCG Gift	Director, Chairman of the Board	GGift	−6,013 sh	—	—	190,594
2016-08-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+147 sh	$81.95	+$12K	71,190
2016-08-09	CATCATERPILLAR INCG Gift	Director, Chairman of the Board	GGift	−32 sh	—	—	196,607
2016-07-29	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+145 sh	$82.76	+$12K	71,043
2016-07-22	CATCATERPILLAR INCG Gift	Director, Chairman of the Board	GGift	−1,800 sh	—	—	196,639
2016-06-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+159 sh	$75.81	+$12.1K	70,898
2016-05-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+165 sh	$72.51	+$12K	70,739
2016-05-03	CATCATERPILLAR INCG Gift	Director, Chairman of the Board	GGift	−67 sh	—	—	198,439
2016-04-29	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+154 sh	$77.72	+$12K	70,574
2016-04-06	CATCATERPILLAR INCG Gift	Director, Chairman of the Board	GGift	−133 sh	—	—	198,506
2016-03-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+157 sh	$76.54	+$12K	70,420
2016-03-18	CATCATERPILLAR INCM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	+50.9K sh	$63.04	+$3.21M	246,721
2016-03-18	CATCATERPILLAR INCD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−42.3K sh	$75.79	−$3.21M	204,398
2016-03-18	CATCATERPILLAR INCF Tax Payment	Director, Chairman of the Board	FTax Payment	−3,912 sh	$75.79	−$296K	200,486
2016-03-18	CATCATERPILLAR INCG Gift	Director, Chairman of the Board	GGift	−1,847 sh	—	—	198,639
2016-03-18	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−50.9K sh	—	—	0
2016-03-07	CATCATERPILLAR INC · Employee Stock OptionA Award	Director, Chairman of the Board	AAward	+350K sh	—	—	349,749
2016-03-04	CATCATERPILLAR INCM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	+75K sh	$63.04	+$4.73M	265,047
2016-03-04	CATCATERPILLAR INCD Disposition to Issuer	Director, Chairman of the Board	DDisposition to Issuer	−65K sh	$72.75	−$4.73M	200,057
2016-03-04	CATCATERPILLAR INCF Tax Payment	Director, Chairman of the Board	FTax Payment	−4,220 sh	$72.75	−$307K	195,837
2016-03-04	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−75K sh	—	—	50,884
2016-02-29	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+2 sh	$67.70	+$135.4	70,263
2016-01-04	EXXON MOBIL CORPA Award	Director	AAward	+2,500 sh	—	—	10,500
2015-12-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+177 sh	$67.96	+$12K	70,261
2015-11-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+165 sh	$72.65	+$12K	70,084
2015-10-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director, Chairman of the Board	AAward	+165 sh	$72.99	+$12K	69,919
2015-10-26	CATCATERPILLAR INCG Gift	Director, Chairman of the Board	GGift	−3,765 sh	—	—	190,032

Recent filings

Accepted (ET)
Jan 64
OBERHELMAN DOUGLAS R0001127602-21-000929
SEC(opens sec.gov)
Jan 34
OBERHELMAN DOUGLAS R0001127602-20-000754
SEC(opens sec.gov)
Jan 44
OBERHELMAN DOUGLAS R0001127602-19-001067
SEC(opens sec.gov)
Jan 44
OBERHELMAN DOUGLAS R0001127602-18-001055
SEC(opens sec.gov)
Apr 34
CATERPILLAR INC0000018230-17-000105
SEC(opens sec.gov)
Mar 144
CATERPILLAR INC0000018230-17-000088
SEC(opens sec.gov)
Jan 244
CATERPILLAR INC0000018230-17-000028
SEC(opens sec.gov)
Jan 54
EXXON MOBIL CORP0001127602-17-000989
SEC(opens sec.gov)
Jan 44
CATERPILLAR INC0000018230-17-000020
SEC(opens sec.gov)
Dec 14
CATERPILLAR INC0000018230-16-000748
SEC(opens sec.gov)
Nov 144
CATERPILLAR INC0000018230-16-000725
SEC(opens sec.gov)

Companies

Address

100 N.E. ADAMS STREET

PEORIA, IL, 61629-7220