Insider · CIK 0001173956

GALLARDO JUAN

Reports to the SEC for 1 company · MEXICO CITY

sec.gov

Transactions

Companies

Filings

CIK

0001173956

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-03-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+161 sh	$232.93	+$37.5K	35,425
2021-03-02	CATCATERPILLAR INCF Tax Payment	Director	FTax Payment	−363 sh	—	—	276,550
2021-03-01	CATCATERPILLAR INCA Award	Director	AAward	+683 sh	—	—	276,913
2020-12-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+208 sh	$180.43	+$37.5K	35,079
2020-09-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+251 sh	$149.34	+$37.5K	34,651
2020-06-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+299 sh	$125.54	+$37.5K	34,128
2020-03-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+330 sh	$113.59	+$37.5K	33,511
2020-03-02	CATCATERPILLAR INCA Award	Director	AAward	+1,176 sh	—	—	276,124
2019-12-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+254 sh	$147.51	+$37.5K	32,918
2019-09-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+296 sh	$126.49	+$37.4K	32,413
2019-06-28	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+274 sh	$136.64	+$37.4K	30,531
2019-03-29	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+278 sh	$134.95	+$37.5K	30,021
2019-03-04	CATCATERPILLAR INCA Award	Director	AAward	+1,084 sh	—	—	274,256
2018-12-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+297 sh	$126.31	+$37.5K	29,537
2018-09-28	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+247 sh	$151.74	+$37.5K	29,013
2018-06-29	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+274 sh	$136.72	+$37.5K	28,567
2018-03-29	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+255 sh	$147.17	+$37.5K	28,140
2018-03-06	CATCATERPILLAR INCF Tax Payment	Director	FTax Payment	−393 sh	$153.33	−$60.3K	273,650
2018-03-05	CATCATERPILLAR INCA Award	Director	AAward	+993 sh	—	—	274,043
2017-12-29	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+237 sh	$158.00	+$37.4K	27,730
2017-09-29	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+300 sh	$125.03	+$37.5K	27,338
2017-06-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+351 sh	$106.94	+$37.5K	26,853
2017-03-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+405 sh	$92.63	+$37.5K	26,305
2017-03-07	CATCATERPILLAR INCF Tax Payment	Director	FTax Payment	−502 sh	$95.50	−$47.9K	273,148
2017-03-06	CATCATERPILLAR INCA Award	Director	AAward	+1,307 sh	—	—	273,050
2017-02-15	CATCATERPILLAR INCM Exercise/Conversion	Director	MExercise/Conversion	+5,833 sh	$63.04	+$368K	276,021
2017-02-15	CATCATERPILLAR INCD Disposition to Issuer	Director	DDisposition to Issuer	−3,732 sh	$98.51	−$368K	272,289
2017-02-15	CATCATERPILLAR INCF Tax Payment	Director	FTax Payment	−631 sh	$98.51	−$62.2K	271,725
2017-02-15	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Director	MExercise/Conversion	−5,833 sh	—	—	0
2016-12-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+404 sh	$92.79	+$37.5K	25,700
2016-09-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+424 sh	$88.40	+$37.5K	25,073
2016-06-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+501 sh	$74.91	+$37.5K	24,423
2016-04-22	CATCATERPILLAR INCM Exercise/Conversion	Director	MExercise/Conversion	+7,000 sh	$66.77	+$467K	276,472
2016-04-22	CATCATERPILLAR INCD Disposition to Issuer	Director	DDisposition to Issuer	−5,977 sh	$78.19	−$467K	270,495
2016-04-22	CATCATERPILLAR INCF Tax Payment	Director	FTax Payment	−307 sh	$78.19	−$24K	270,188
2016-04-22	CATCATERPILLAR INC · Stock Appreciation RightM Exercise/Conversion	Director	MExercise/Conversion	−7,000 sh	—	—	0
2016-03-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+489 sh	$76.69	+$37.5K	23,664
2016-03-07	CATCATERPILLAR INCA Award	Director	AAward	+1,672 sh	—	—	269,472
2016-03-02	CATCATERPILLAR INCF Tax Payment	Director	FTax Payment	−452 sh	$69.07	−$31.2K	254,786
2015-12-31	CATCATERPILLAR INC · Phantom Stock UnitA Award	Director	AAward	+547 sh	$68.52	+$37.5K	22,911
2015-09-30	CATCATERPILLAR INC · Phantom Stock UnitA Award	Director	AAward	+578 sh	$64.90	+$37.5K	22,123
2015-06-30	CATCATERPILLAR INC · Phantom Stock UnitA Award	Director	AAward	+438 sh	$85.53	+$37.5K	21,332
2015-04-08	CATCATERPILLAR INCM Exercise/Conversion	Director	MExercise/Conversion	+8,000 sh	$44.90	+$359K	255,238
2015-04-08	CATCATERPILLAR INC · Employee Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−8,000 sh	—	—	0
2015-03-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+311 sh	$80.23	+$25K	20,728
2015-03-03	CATCATERPILLAR INCF Tax Payment	Director	FTax Payment	−390 sh	$83.22	−$32.5K	257,317
2015-03-02	CATCATERPILLAR INCA Award	Director	AAward	+1,506 sh	—	—	257,707
2015-01-30	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+156 sh	$80.12	+$12.5K	20,248
2014-12-31	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+135 sh	$92.51	+$12.5K	20,092
2014-11-28	CATCATERPILLAR INC · Phantom Stock UnitsA Award	Director	AAward	+122 sh	$102.36	+$12.5K	19,957

Recent filings

Accepted (ET)
Apr 24
GALLARDO JUAN0000018230-21-000133
SEC(opens sec.gov)
Mar 34
GALLARDO JUAN0000018230-21-000098
SEC(opens sec.gov)
Jan 44
GALLARDO JUAN0000018230-21-000007
SEC(opens sec.gov)
Oct 14
GALLARDO JUAN0000018230-20-000257
SEC(opens sec.gov)
Jul 14
GALLARDO JUAN0000018230-20-000199
SEC(opens sec.gov)
Apr 24
GALLARDO JUAN0000018230-20-000133
SEC(opens sec.gov)
Mar 34
GALLARDO JUAN0000018230-20-000093
SEC(opens sec.gov)
Jan 24
GALLARDO JUAN0000018230-20-000009
SEC(opens sec.gov)
Oct 24
GALLARDO JUAN0000018230-19-000256
SEC(opens sec.gov)
Jul 24
GALLARDO JUAN0000018230-19-000201
SEC(opens sec.gov)
Apr 24
GALLARDO JUAN0000018230-19-000131
SEC(opens sec.gov)
Mar 64
GALLARDO JUAN0000018230-19-000102
SEC(opens sec.gov)
Jan 314
GALLARDO JUAN0000018230-19-000028
SEC(opens sec.gov)
Jan 34
GALLARDO JUAN0000018230-19-000009
SEC(opens sec.gov)
Oct 14
GALLARDO JUAN0000018230-18-000266
SEC(opens sec.gov)
Jul 34
GALLARDO JUAN0000018230-18-000209
SEC(opens sec.gov)
Apr 24
GALLARDO JUAN0000018230-18-000119
SEC(opens sec.gov)
Mar 74
GALLARDO JUAN0000018230-18-000087
SEC(opens sec.gov)

Companies

CATERPILLAR INCDirectorCAT

Address

MONTE CAUCASO 915, 4TH FLOOR COL. LOMAS DE CHAPULTEPEC

MEXICO CITY, 11000