Insider · CIK 0001182227

AUGENBRAUN BARRY S

Reports to the SEC for 1 company · ST. PETERSBURG, FL

sec.gov

Transactions

Companies

Filings

CIK

0001182227

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-01-28	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (Right to buy)D Disposition to Issuer	Sr. VP - Corporate Secretary	DDisposition to Issuer	−4,000 sh	—	—	—
2007-01-28	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (Right to buy)D Disposition to Issuer	Sr. VP - Corporate Secretary	DDisposition to Issuer	−4,000 sh	—	—	—
2007-01-28	RJFRAYMOND JAMES FINANCIAL INC · 11/28/04-11/28/06D Disposition to Issuer	Sr. VP - Corporate Secretary	DDisposition to Issuer	−4,000 sh	—	—	—
2005-02-01	RJFRAYMOND JAMES FINANCIAL INCS Sale	Sr. VP - Corporate Secretary	SSale	−2,800 sh	$31.00	−$86.8K	1,140
2005-01-13	RJFRAYMOND JAMES FINANCIAL INCP Purchase	Sr. VP - Corporate Secretary	PPurchase	+11 sh	$29.29	+$322.19	3,940
2004-12-03	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Sr. VP - Corporate Secretary	MExercise/Conversion	+900 sh	$13.75	+$12.4K	3,929
2004-12-03	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Sr. VP - Corporate Secretary	MExercise/Conversion	−900 sh	$13.75	−$12.4K	0
2003-12-04	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (right to buy)M Exercise/Conversion	Sr. VP - Corporate Secretary	MExercise/Conversion	+5,000 sh	$37.80	+$189K	5,000
2003-10-31	RJFRAYMOND JAMES FINANCIAL INCS Sale	Sr. VP - Corporate Secretary	SSale	−800 sh	$40.92	−$32.7K	1,205
2003-10-31	RJFRAYMOND JAMES FINANCIAL INCS Sale	Sr. VP - Corporate Secretary	SSale	−250 sh	$41.02	−$10.3K	955
2003-10-14	RJFRAYMOND JAMES FINANCIAL INCP Purchase	Sr. VP - Corporate Secretary	PPurchase	+5 sh	$38.35	+$191.75	2,005
2003-07-15	RJFRAYMOND JAMES FINANCIAL INCP Purchase	Sr. VP - Corporate Secretary	PPurchase	+5 sh	$35.86	+$179.282	2,000
2002-12-06	RJFRAYMOND JAMES FINANCIAL INCM Exercise/Conversion	Sr. VP - Corporate Secretary	MExercise/Conversion	+900 sh	$2977.00	+$2.68M	22.167
2002-12-06	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (Right to buy)M Exercise/Conversion	Sr. VP - Corporate Secretary	MExercise/Conversion	+900 sh	—	—	—
2002-12-06	RJFRAYMOND JAMES FINANCIAL INC · Employee Stock Option (Right to buy)M Exercise/Conversion	Sr. VP - Corporate Secretary	MExercise/Conversion	+900 sh	—	—	—
2002-12-02	RJFRAYMOND JAMES FINANCIAL INCG Gift	Sr. VP - Corporate Secretary	GGift	−300 sh	$2077.00	−$623K	300
2002-10-11	RJFRAYMOND JAMES FINANCIAL INCA Award	Sr. VP - Corporate Secretary	AAward	—	$9.00	—	9

Recent filings

Accepted (ET)
Feb 14
AUGENBRAUN BARRY S0000720005-05-000028
SEC(opens sec.gov)
Dec 64
RAYMOND JAMES FINANCIAL INC0000720005-04-000066
SEC(opens sec.gov)
Jan 94
AUGENBRAUN BARRY S0001182227-04-000001
SEC(opens sec.gov)
Nov 34
AUGENBRAUN BARRY S0001182227-03-000006
SEC(opens sec.gov)
Sep 295
AUGENBRAUN BARRY S0001182227-03-000005
SEC(opens sec.gov)
Jan 64
AUGENBRAUN BARRY S0001182227-03-000002
SEC(opens sec.gov)
Dec 64
AUGENBRAUN BARRY S0001182227-02-000006
SEC(opens sec.gov)
Dec 24
AUGENBRAUN BARRY S0001182227-02-000004
SEC(opens sec.gov)

Companies

RAYMOND JAMES FINANCIAL INCSr. VP - Corporate SecretaryRJF

Address

880 CARILLON PARKWAY

ST. PETERSBURG, FL, 33716