Insider · CIK 0001185313

BROTZMAN RICHARD W

Reports to the SEC for 1 company · ROMEOVILLE, IL

sec.gov

Transactions

Companies

Filings

CIK

0001185313

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2008-09-29	SLSNSOLESENCE, INC.F Tax Payment	VP - Research & Development	FTax Payment	−442 sh	$1.21	−$534.82	2,116
2007-11-06	SLSNSOLESENCE, INC. · Common Stock (right to buy)A Award	VP - Research & Development	AAward	+15K sh	$4.48	+$67.2K	15,000
2005-07-28	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−17.4K sh	$7.00	−$122K	0
2005-07-28	SLSNSOLESENCE, INC. · Stock Option (right to buy)M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	−17.4K sh	$3.89	−$67.7K	46,580
2005-07-28	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+17.4K sh	$3.89	+$67.7K	17,420
2005-07-27	SLSNSOLESENCE, INC. · Stock Option (right to buy)M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	−5,480 sh	$3.89	−$21.3K	64,000
2005-07-21	SLSNSOLESENCE, INC. · Stock Option (right to buy)M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	−2,100 sh	$1.73	−$3,626.7	0
2005-07-21	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+2,100 sh	$1.73	+$3,626.7	2,100
2005-07-21	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−2,100 sh	$6.95	−$14.6K	0
2005-07-21	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+5,480 sh	$3.89	+$21.3K	5,480
2005-07-21	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−5,480 sh	$6.85	−$37.6K	0
2003-11-07	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−10K sh	$6.14	−$61.4K	0
2003-11-07	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+10K sh	$1.73	+$17.3K	10,000
2003-11-06	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−37.1K sh	$6.14	−$228K	0
2003-11-06	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−3,385 sh	$6.05	−$20.5K	0
2003-11-06	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+37.1K sh	$1.73	+$64.1K	37,115
2003-11-06	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+3,385 sh	$0.43	+$1,462.32	3,385
2003-11-05	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+25.6K sh	$0.43	+$11K	25,565
2003-11-05	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−25.6K sh	$6.44	−$165K	0
2002-11-06	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+37.1K sh	$1.73	+$64.1K	37,115
2002-11-06	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−3,385 sh	$6.05	−$20.5K	0
2002-11-06	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+3,385 sh	$0.43	+$1,462.32	3,385
2002-11-06	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−37.1K sh	$6.14	−$228K	0
2002-11-05	SLSNSOLESENCE, INC.M Exercise/Conversion	VP - Research & Development	MExercise/Conversion	+25.6K sh	$0.43	+$11K	25,565
2002-11-05	SLSNSOLESENCE, INC.S Sale	VP - Research & Development	SSale	−25.6K sh	$6.44	−$165K	0
2002-01-03	SLSNSOLESENCE, INC. · Stock Option (right to buy)A Award	VP - Research & Development	AAward	+20K sh	—	—	—

Recent filings

Accepted (ET)
Sep 304
BROTZMAN RICHARD W0001209191-08-053945
SEC(opens sec.gov)
Nov 74
NANOPHASE TECHNOLOGIES CORPORATION0001209191-07-062445
SEC(opens sec.gov)
Aug 14
NANOPHASE TECHNOLOGIES CORPORATION0001181431-05-043094
SEC(opens sec.gov)
Jul 254
NANOPHASE TECHNOLOGIES CORPORATION0001181431-05-041803
SEC(opens sec.gov)
Nov 124/A
BROTZMAN RICHARD W0001181431-03-030494
SEC(opens sec.gov)
Nov 124
BROTZMAN RICHARD W0001181431-03-030491
SEC(opens sec.gov)
Nov 74
BROTZMAN RICHARD W0001181431-03-029750
SEC(opens sec.gov)

Companies

SOLESENCE, INC.VP - Research & DevelopmentSLSN

Address

1319 MARQUETTE DRIVE

ROMEOVILLE, IL, 60446