Insider · CIK 0001186593

CHAPIN ROSS K

Reports to the SEC for 2 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001186593

Forms 4 and 5

Insider transactions

42 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-02-28	ENVESTNET, INC.A Award	Director	AAward	+3,256 sh	—	—	62,748
2023-02-23	ENVESTNET, INC.Director Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	+7,954 sh	$15.34	+$122K	0
2023-02-23	ENVESTNET, INC.Director Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,954 sh	$15.34	−$122K	0
2023-02-23	ENVESTNET, INC.M Exercise/Conversion	Director	MExercise/Conversion	+7,954 sh	$15.34	+$122K	67,446
2022-02-28	ENVESTNET, INC.A Award	Director	AAward	+2,312 sh	—	—	59,492
2022-02-02	ENVESTNET, INC.Director Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,277 sh	$12.45	−$65.7K	0
2022-02-02	ENVESTNET, INC.M Exercise/Conversion	Director	MExercise/Conversion	+5,277 sh	$12.45	+$65.7K	57,180
2021-03-11	ENVESTNET, INC.A Award	Director	AAward	+2,835 sh	—	—	51,903
2021-02-22	ENVESTNET, INC.Director Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	+2,048 sh	$12.55	+$25.7K	0
2021-02-22	ENVESTNET, INC.M Exercise/Conversion	Director	MExercise/Conversion	+2,048 sh	$12.55	+$25.7K	49,068
2020-02-28	ENVESTNET, INC.A Award	Director	AAward	+2,527 sh	—	—	47,020
2019-06-05	ENVESTNET, INC.S Sale	Director	SSale	−1,987 sh	$68.40	−$136K	44,493
2019-03-04	ENVESTNET, INC.A Award	Director	AAward	+2,724 sh	—	—	46,480
2018-02-28	ENVESTNET, INC.A Award	Director	AAward	+2,852 sh	—	—	43,756
2017-11-29	ENVESTNET, INC.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−64 sh	—	—	321
2017-11-29	ENVESTNET, INC.M Exercise/Conversion	Director	MExercise/Conversion	+64 sh	—	—	40,904
2017-08-29	ENVESTNET, INC.M Exercise/Conversion	Director	MExercise/Conversion	+64 sh	—	—	37,822
2017-08-29	ENVESTNET, INC.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−64 sh	—	—	385
2017-05-29	ENVESTNET, INC.M Exercise/Conversion	Director	MExercise/Conversion	+64 sh	—	—	37,758
2017-05-29	ENVESTNET, INC.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−64 sh	—	—	449
2017-03-28	ENVESTNET, INC.Restricted Stock UnitsA Award	Director	AAward	+2,697 sh	$31.70	+$85.5K	2,967
2017-03-28	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Director	AAward	+2,951 sh	$31.70	+$93.5K	2,951
2017-02-28	ENVESTNET, INC.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−256 sh	—	—	513
2017-02-28	ENVESTNET, INC.M Exercise/Conversion	Director	MExercise/Conversion	+256 sh	—	—	37,694
2016-02-29	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Director	AAward	+5,789 sh	$20.51	+$119K	5,789
2016-02-29	ENVESTNET, INC.Restricted Stock UnitA Award	Director	AAward	+769 sh	$20.51	+$15.8K	769
2015-03-02	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Director	AAward	+2,913 sh	$55.29	+$161K	2,913
2014-02-28	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Director	AAward	+3,585 sh	$41.84	+$150K	18,864
2013-06-14	ENVESTNET, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−37.4K sh	—	—	37,438
2013-06-14	ENVESTNET, INC.Director Stock Option (Right to Buy)J Other	Director	JOther	−610 sh	$12.55	−$7,655.5	15,279
2013-02-28	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Director	AAward	+7,954 sh	$15.34	+$122K	15,889
2012-02-29	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Director	AAward	+5,277 sh	$12.45	+$65.7K	7,935
2011-02-28	ENVESTNET, INC.Director Stock Option (Right to Buy)A Award	Director	AAward	+2,658 sh	$12.55	+$33.4K	2,658
2010-12-22	ENVESTNET, INC.A Award	Director	AAward	+74.9K sh	—	—	74,876
2010-12-22	ENVESTNET, INC.J Other	Director	JOther	−1.06M sh	—	—	0
2010-08-31	ENVESTNET, INC.S Sale	Director	SSale	−10.8K sh	$9.00	−$96.8K	1,057,163
2010-08-03	ENVESTNET, INC.Series C-2 Convertible Redeemable Preferred StockC Conversion	Director	CConversion	−147K sh	—	—	0
2010-08-03	ENVESTNET, INC.Series C-1 Convertible Redeemable Preferred StockC Conversion	Director	CConversion	−147K sh	—	—	0
2010-08-03	ENVESTNET, INC.Series B Convertible Redeemable Preferred StockC Conversion	Director	CConversion	−774K sh	—	—	0
2010-08-03	ENVESTNET, INC.Series A Preferred StockC Conversion	Director	CConversion	−72K sh	—	—	0
2010-08-03	ENVESTNET, INC.J Other	Director	JOther	−1.14M sh	—	—	1,067,917
2010-07-28	ENVESTNET, INC.S Sale	Director	SSale	−71.7K sh	$9.00	−$645K	1,067,917

Recent filings

Accepted (ET)
Mar 24
CHAPIN ROSS K0001628280-23-006129
SEC(opens sec.gov)
Feb 284/A
CHAPIN ROSS K0001628280-23-005635
SEC(opens sec.gov)
Feb 244
CHAPIN ROSS K0001628280-23-005053
SEC(opens sec.gov)
Mar 24
CHAPIN ROSS K0001628280-22-004776
SEC(opens sec.gov)
Feb 44
CHAPIN ROSS K0001628280-22-001861
SEC(opens sec.gov)
Mar 154
CHAPIN ROSS K0001628280-21-004748
SEC(opens sec.gov)
Feb 244
CHAPIN ROSS K0001628280-21-003071
SEC(opens sec.gov)
Mar 34
CHAPIN ROSS K0001628280-20-002837
SEC(opens sec.gov)
Jun 74
CHAPIN ROSS K0001628280-19-007802
SEC(opens sec.gov)
Mar 64
CHAPIN ROSS K0001628280-19-002563
SEC(opens sec.gov)
Mar 24
CHAPIN ROSS K0001104659-18-014461
SEC(opens sec.gov)
Dec 14
CHAPIN ROSS K0001104659-17-071440
SEC(opens sec.gov)
Aug 314
CHAPIN ROSS K0001104659-17-054975
SEC(opens sec.gov)
May 314
ENVESTNET, INC.0001104659-17-036652
SEC(opens sec.gov)

Companies

Address

35 EAST WACKER DRIVE, SUITE 2400

CHICAGO, IL, 60601