Insider · CIK 0001186823

HAWSE THOMAS J III

Reports to the SEC for 1 company · MOOREFIELD, WV

sec.gov

Transactions

Companies

Filings

CIK

0001186823

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-12-20	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−2,882 sh	$27.35	−$78.8K	87,250
2017-11-02	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−400 sh	$27.35	−$10.9K	92,232
2017-11-02	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−100 sh	$27.31	−$2,731	92,132
2017-11-01	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−1,000 sh	$27.28	−$27.3K	93,132
2017-11-01	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−500 sh	$27.55	−$13.8K	92,632
2017-10-31	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−1,000 sh	$27.29	−$27.3K	94,132
2017-06-15	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−3,000 sh	$22.00	−$66K	95,132
2015-06-01	SUMMIT FINANCIAL GROUP, INC.X Exercise of In-Money	Director	XExercise of In-Money	+2,437 sh	$9.75	+$23.8K	99,012
2015-06-01	SUMMIT FINANCIAL GROUP, INC.Subscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−2,437 sh	—	—	0
2015-06-01	SUMMIT FINANCIAL GROUP, INC.X Exercise of In-Money	Director	XExercise of In-Money	+1,557 sh	$9.75	+$15.2K	98,132
2015-06-01	SUMMIT FINANCIAL GROUP, INC.Subscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−27K sh	—	—	0
2015-03-12	SUMMIT FINANCIAL GROUP, INC.C Conversion	Director	CConversion	+23.3K sh	$4.00	+$93.1K	96,575
2015-03-12	SUMMIT FINANCIAL GROUP, INC.8% Non-cumulative Convertible Preferred Stock, Series 2011C Conversion	Director	CConversion	−23.4K sh	—	—	0
2014-11-12	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+200 sh	$11.60	+$2,320	73,200
2013-12-03	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+45 sh	$9.20	+$414	72,745
2013-12-03	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+155 sh	$9.38	+$1,453.9	72,900
2013-12-03	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+100 sh	$9.40	+$940	73,000
2013-12-02	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+296 sh	$9.18	+$2,717.28	71,496
2013-12-02	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+1,204 sh	$9.20	+$11.1K	72,700
2013-05-22	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+200 sh	$8.20	+$1,640	71,200
2013-05-21	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+500 sh	$8.45	+$4,225	71,000
2013-05-15	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+287 sh	$8.50	+$2,439.5	70,387
2013-05-15	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+113 sh	$8.32	+$940.16	70,500
2013-05-08	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+100 sh	$8.38	+$838	69,200
2013-05-08	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+900 sh	$8.50	+$7,650	70,100
2012-09-11	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−500 sh	$4.21	−$2,107.2	70,500
2012-09-11	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−300 sh	$4.20	−$1,261.29	70,200
2012-09-11	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−200 sh	$4.20	−$840.02	70,000
2012-09-11	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−400 sh	$4.25	−$1,700	69,600
2012-09-11	SUMMIT FINANCIAL GROUP, INC.S Sale	Director	SSale	−500 sh	$4.22	−$2,112	69,100
2012-02-21	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+1,000 sh	$3.85	+$3,850	71,000
2012-02-17	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+1,000 sh	$3.85	+$3,850	70,000
2011-12-22	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+500 sh	$3.30	+$1,650	69,000
2011-12-16	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+1,000 sh	$3.30	+$3,300	67,500
2011-12-16	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+880 sh	$3.20	+$2,816	68,380
2011-12-16	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+120 sh	$3.19	+$382.8	68,500
2011-12-16	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+1,000 sh	$3.30	+$3,300	67,500
2011-12-16	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+880 sh	$320.00	+$282K	68,380
2011-12-16	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+120 sh	$3.19	+$382.8	68,500
2011-12-09	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+179 sh	$2.95	+$528.05	66,500
2011-12-06	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+200 sh	$2.85	+$570	64,200
2011-12-06	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+2,121 sh	$2.95	+$6,256.95	66,321
2011-10-31	SUMMIT FINANCIAL GROUP, INC.Subscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−187 sh	$500.00	−$93.5K	187
2011-10-31	SUMMIT FINANCIAL GROUP, INC.8% Non-cumulative Convertible Preferred Stock, Series 2011P Purchase	Director	PPurchase	+187 sh	$500.00	+$93.5K	23,375
2011-03-10	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+1,000 sh	$4.00	+$4,000	64,000
2011-03-09	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+485 sh	$3.99	+$1,935.15	63,000
2011-03-07	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+258 sh	$4.09	+$1,055.22	62,000
2011-03-07	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+500 sh	$3.89	+$1,945	62,500
2011-03-07	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+15 sh	$3.85	+$57.75	62,515
2011-03-04	SUMMIT FINANCIAL GROUP, INC.P Purchase	Director	PPurchase	+433 sh	$3.99	+$1,727.67	61,742

Recent filings

Accepted (ET)
Dec 204
HAWSE THOMAS J III0001567619-19-023479
SEC(opens sec.gov)
Mar 284/A
HAWSE THOMAS J III0001140361-18-015351
SEC(opens sec.gov)
Nov 24
HAWSE THOMAS J III0001140361-17-040762
SEC(opens sec.gov)
Jun 194
SUMMIT FINANCIAL GROUP INC0001140361-17-025467
SEC(opens sec.gov)
Jun 114/A
SUMMIT FINANCIAL GROUP INC0001140361-15-023908
SEC(opens sec.gov)
Jun 34
SUMMIT FINANCIAL GROUP INC0001140361-15-023098
SEC(opens sec.gov)
Mar 174
SUMMIT FINANCIAL GROUP INC0001140361-15-012108
SEC(opens sec.gov)
Nov 124
SUMMIT FINANCIAL GROUP INC0001140361-14-041296
SEC(opens sec.gov)
Dec 34
SUMMIT FINANCIAL GROUP INC0001140361-13-044773
SEC(opens sec.gov)

Companies

SUMMIT FINANCIAL GROUP, INC.Director

Address

PO BOX 602

MOOREFIELD, WV, 26836