Insider · CIK 0001186916

BAILEY CLARKE H

Reports to the SEC for 4 companies

sec.gov

Transactions

Companies

Filings

CIK

0001186916

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-04-05	SMTC CORPD Disposition to Issuer	Director	DDisposition to Issuer	−478K sh	$6.04	−$2.89M	0
2021-04-05	SMTC CORPStock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−50.6K sh	$4.24	−$214K	0
2019-12-10	SMTC CORPA Award	Director	AAward	+15.6K sh	—	—	476,573
2019-06-20	SMTC CORPX Exercise of In-Money	Director	XExercise of In-Money	+50.2K sh	$3.14	+$158K	460,993
2019-06-20	SMTC CORPSubscription Rights (right to buy)X Exercise of In-Money	Director	XExercise of In-Money	−50.2K sh	—	—	0
2018-12-12	SMTC CORPA Award	Director	AAward	+13.6K sh	—	—	411,777
2018-08-28	SMTC CORPM Exercise/Conversion	Director	MExercise/Conversion	+104K sh	$2.25	+$234K	366,977
2018-08-28	SMTC CORPSubscription Rights (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	+104K sh	—	—	0
2018-05-10	SMTC CORPStock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−50K sh	—	—	0
2018-05-10	SMTC CORPM Exercise/Conversion	Director	MExercise/Conversion	+50K sh	—	—	262,796
2017-12-13	SMTC CORPRestricted Stock UnitA Award	Director	AAward	+31.3K sh	$1.60	+$50K	131,826
2017-12-13	SMTC CORPRestricted Stock UnitA Award	Director	AAward	+31.3K sh	$1.60	+$50K	31,250
2017-12-13	SMTC CORPRestricted Stock UnitA Award	Director	AAward	+31.3K sh	—	—	31,250
2017-12-12	SMTC CORPM Exercise/Conversion	Director	MExercise/Conversion	+37.6K sh	—	—	212,796
2017-12-12	SMTC CORPRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−37.6K sh	—	—	0
2017-06-23	SMTC CORPP Purchase	Director	PPurchase	+21.3K sh	$1.30	+$27.7K	175,202
2017-05-24	SMTC CORPP Purchase	Director	PPurchase	+28.7K sh	$1.19	+$34.2K	153,927
2017-02-27	SMTC CORPM Exercise/Conversion	Director	MExercise/Conversion	+37.3K sh	—	—	125,202
2017-02-27	SMTC CORPRestricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−37.3K sh	—	—	0
2016-12-12	SMTC CORPRestricted Stock UnitA Award	Director	AAward	+37.6K sh	$1.33	+$50K	0
2016-02-26	SMTC CORPRestricted Stock UnitA Award	Director	AAward	+37.3K sh	$1.34	+$50K	137,889
2015-12-11	SMTC CORPA Award	Director	AAward	+13.9K sh	$1.45	+$20.1K	87,889
2014-12-11	SMTC CORPStock OptionsA Award	Director	AAward	+50.6K sh	$1.80	+$91K	100,576
2014-12-11	SMTC CORPStock OptionsA Award	Director	AAward	+50.6K sh	—	—	50,576
2014-12-11	SMTC CORPStock OptionsA Award	Director	AAward	+50.6K sh	$1.80	+$91K	50,576
2013-05-21	SMTC CORPP Purchase	Director	PPurchase	+8,438 sh	$2.09	+$17.6K	74,000
2013-05-20	SMTC CORPP Purchase	Director	PPurchase	+11.7K sh	$2.00	+$23.3K	65,562
2013-05-16	SMTC CORPP Purchase	Director	PPurchase	+8,900 sh	$1.89	+$16.9K	53,900
2013-05-14	SMTC CORPEmployee Stock Option to Purchase Common StockA Award	Director	AAward	+50K sh	—	—	50,000
2013-05-13	SMTC CORPStock OptionsA Award	Director	AAward	+50K sh	$2.19	+$110K	50,000
2011-06-16	SMTC CORPP Purchase	Director	PPurchase	+45K sh	$2.16	+$97.2K	45,000
2007-02-02	REPXRiley Exploration Permian, Inc.J Other	Director	JOther	+8,250 sh	—	—	119,750
2006-12-14	REPXRiley Exploration Permian, Inc. · Option Right to BuyJ Other	Director	JOther	+1 sh	—	—	1
2006-06-01	REPXRiley Exploration Permian, Inc.J Other	Director	JOther	+11.5K sh	—	—	111,500
2006-05-19	REPXRiley Exploration Permian, Inc. · Option Right to BuyJ Other	Director	JOther	+1 sh	—	—	1
2006-01-20	REPXRiley Exploration Permian, Inc. · Option Right to BuyJ Other	Director	JOther	+1 sh	—	—	1
2005-12-14	EDCI HOLDINGS, INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−36.2K sh	$1.27	−$45.9K	285,875
2005-12-14	EDCI HOLDINGS, INC.M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	+36.2K sh	$1.27	+$45.9K	253,442
2005-12-14	EDCI HOLDINGS, INC.S Sale	Director, Chairman of the Board	SSale	−25K sh	$3.08	−$77K	228,442
2005-12-13	EDCI HOLDINGS, INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	−19.5K sh	$1.27	−$24.7K	322,075
2005-12-13	EDCI HOLDINGS, INC.S Sale	Director, Chairman of the Board	SSale	−13.5K sh	$3.09	−$41.8K	217,242
2005-12-13	EDCI HOLDINGS, INC.M Exercise/Conversion	Director, Chairman of the Board	MExercise/Conversion	+19.5K sh	$1.27	+$24.7K	230,742
2005-09-09	REPXRiley Exploration Permian, Inc. · Option Right to BuyJ Other	Director	JOther	+1 sh	—	—	1
2005-09-09	REPXRiley Exploration Permian, Inc. · Common StockJ Other	Director	JOther	+1 sh	—	—	1
2005-07-20	REPXRiley Exploration Permian, Inc.J Other	Director	JOther	+100K sh	—	—	100,000
2004-12-28	REPXRiley Exploration Permian, Inc.J Other	Director	JOther	+100K sh	—	—	100,000
2004-06-30	EDCI HOLDINGS, INC.Non-Qualified Stock Option (right to buy)A Award	Director, Chairman of the Board	AAward	+300K sh	$2.30	+$690K	300,000
2004-04-14	EDCI HOLDINGS, INC.P Purchase	Director, Chairman of the Board	PPurchase	+700 sh	$2.39	+$1,673	700

Recent filings

Accepted (ET)
Apr 64
BAILEY CLARKE H0001209191-21-025681
SEC(opens sec.gov)
Dec 124
BAILEY CLARKE H0001437749-19-024357
SEC(opens sec.gov)
Jun 244
BAILEY CLARKE H0001437749-19-012566
SEC(opens sec.gov)
Dec 144
BAILEY CLARKE H0001437749-18-022066
SEC(opens sec.gov)
Aug 314
BAILEY CLARKE H0001437749-18-016458
SEC(opens sec.gov)
May 104
BAILEY CLARKE H0001437749-18-009476
SEC(opens sec.gov)
Dec 184
BAILEY CLARKE H0001437749-17-020829
SEC(opens sec.gov)
Jun 234
SMTC CORP0001437749-17-011776
SEC(opens sec.gov)