Insider · CIK 0001190034

LAKE H TUCKER JR

Reports to the SEC for 2 companies · MORRISTOWN, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001190034

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-11-25	BCVBANCROFT FUND LTDJ Other	former Vice President	JOther	0 sh	—	—	539
2015-11-25	ECFELLSWORTH GROWTH & INCOME FUND LTDJ Other	former Vice President	JOther	0 sh	—	—	6,383
2009-09-22	ECFELLSWORTH GROWTH & INCOME FUND LTDS Sale	former Vice President	SSale	−2,000 sh	$6.12	−$12.2K	5,033
2009-09-11	ECFELLSWORTH GROWTH & INCOME FUND LTDS Sale	former Vice President	SSale	−2,000 sh	$6.00	−$12K	4,122
2009-09-10	ECFELLSWORTH GROWTH & INCOME FUND LTDS Sale	former Vice President	SSale	−970 sh	$5.95	−$5,771.5	2,911
2009-09-10	ECFELLSWORTH GROWTH & INCOME FUND LTDS Sale	former Vice President	SSale	−3,000 sh	$5.93	−$17.8K	11,122
2009-09-10	ECFELLSWORTH GROWTH & INCOME FUND LTDS Sale	former Vice President	SSale	−3,000 sh	$5.97	−$17.9K	8,122
2009-09-10	ECFELLSWORTH GROWTH & INCOME FUND LTDS Sale	former Vice President	SSale	−2,000 sh	$5.99	−$12K	6,122
2003-12-31	BCVBANCROFT FUND LTDA Award	former Vice President	AAward	+6 sh	$17.82	+$106.92	122
2003-12-03	BCVBANCROFT FUND LTDX Exercise of In-Money	former Vice President	XExercise of In-Money	+17 sh	$18.32	+$311.44	115
2003-12-03	BCVBANCROFT FUND LTDX Exercise of In-Money	former Vice President	XExercise of In-Money	+38 sh	$18.32	+$696.16	262
2003-12-03	BCVBANCROFT FUND LTD · Subscription Rights (Right to buy)X Exercise of In-Money	former Vice President	XExercise of In-Money	−102 sh	—	—	0
2003-12-03	BCVBANCROFT FUND LTD · Subscription Rights (Right to buy)X Exercise of In-Money	former Vice President	XExercise of In-Money	−228 sh	—	—	0
2003-11-05	ECFELLSWORTH GROWTH & INCOME FUND LTDX Exercise of In-Money	former Vice President	XExercise of In-Money	+122 sh	$7.76	+$946.72	2,663
2003-11-05	ECFELLSWORTH GROWTH & INCOME FUND LTDX Exercise of In-Money	former Vice President	XExercise of In-Money	+24 sh	$7.76	+$186.24	173
2003-11-05	ECFELLSWORTH GROWTH & INCOME FUND LTD · Subscription Rights (Right to buy)X Exercise of In-Money	former Vice President	XExercise of In-Money	−732 sh	—	—	1,812
2003-11-05	ECFELLSWORTH GROWTH & INCOME FUND LTD · Subscription Rights (Right to buy)X Exercise of In-Money	former Vice President	XExercise of In-Money	−144 sh	—	—	0

Recent filings

Accepted (ET)
Nov 254
BANCROFT FUND LTD0000009521-15-000004
SEC(opens sec.gov)
Nov 254
ELLSWORTH GROWTH & INCOME FUND LTD0000793040-15-000006
SEC(opens sec.gov)
Sep 234
LAKE H TUCKER JR0001014776-09-000015
SEC(opens sec.gov)
Sep 114
LAKE H TUCKER JR0001014776-09-000013
SEC(opens sec.gov)
Jan 54
LAKE H TUCKER JR0000009521-04-000005
SEC(opens sec.gov)
Dec 34
LAKE H TUCKER JR0000009521-03-000015
SEC(opens sec.gov)
Nov 64
LAKE H TUCKER JR0000793040-03-000028
SEC(opens sec.gov)

Companies

Address

C/O DINSMORE CAPITAL MANAGEMENT 65 MADISON AVE

MORRISTOWN, NJ, 07960