LAKE H TUCKER JR

CIK 00011900342 companiesMORRISTOWN, NJ

SEC Profile

Transactions

Companies

Filings

CIK

0001190034

Recent Transactions

16 trades

Other
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2015-11-25+0→ 6,383 total
Other
BANCROFT FUND LTD$BCV
Shares of Beneficial Interest
2015-11-25+0→ 539 total
Sale
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2009-09-22$6.12/sh−2,000→ 5,033 total
Sale
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2009-09-11$6.00/sh−2,000→ 4,122 total
Sale
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2009-09-10$5.99/sh−2,000→ 6,122 total
Sale
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2009-09-10$5.95/sh−970→ 2,911 total
Sale
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Shares of Beneficial Interest
2009-09-10$5.93/sh−3,000→ 11,122 total
Award
BANCROFT FUND LTD$BCV
Common Stock
2003-12-31$17.82/sh+6→ 122 total
Exercise of In-Money
BANCROFT FUND LTD$BCV
Subscription Rights (Right to buy)
2003-12-03−102→ 0 total
Exercise of In-Money
BANCROFT FUND LTD$BCV
Common Stock
2003-12-03$18.32/sh+17→ 115 total
Exercise of In-Money
BANCROFT FUND LTD$BCV
Subscription Rights (Right to buy)
2003-12-03−228→ 0 total
Exercise of In-Money
BANCROFT FUND LTD$BCV
Common Stock
2003-12-03$18.32/sh+38→ 262 total
Exercise of In-Money
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Subscription Rights (Right to buy)
2003-11-05−144→ 0 total
Exercise of In-Money
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Common Stock
2003-11-05$7.76/sh+24→ 173 total
Exercise of In-Money
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Subscription Rights (Right to buy)
2003-11-05−732→ 1,812 total
Exercise of In-Money
ELLSWORTH GROWTH & INCOME FUND LTD$ECF
Common Stock
2003-11-05$7.76/sh+122→ 2,663 total

Companies

Recent Filings

Address

C/O DINSMORE CAPITAL MANAGEMENT 65 MADISON AVE

MORRISTOWN, NJ, 07960

View on SEC.gov