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Insider · CIK 0001194813

CARROLL DANIEL B

Reports to the SEC for 1 company · BRIDGETON, MO

Transactions

14

Companies

1

Filings

12

CIK

0001194813

Forms 4 and 5

Insider transactions

14 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-05-26	KII Liquidating Inc.Stock Appreciation RightA Award	Director	AAward	+2,000 sh	$1.50	+$3,000	2,000
2015-05-21	KII Liquidating Inc.Stock Appreciation RightA Award	Director	AAward	+2,000 sh	$2.53	+$5,060	2,000
2013-05-23	KII Liquidating Inc.Stock Appreciation RightA Award	Director	AAward	+2,000 sh	$0.94	+$1,880	2,000
2012-05-24	KII Liquidating Inc.Stock Appreciation RightA Award	Director	AAward	+2,000 sh	$0.53	+$1,060	2,000
2011-05-25	KII Liquidating Inc.Stock Appreciation RightA Award	Director	AAward	+2,000 sh	$0.20	+$400	12,000
2010-06-09	KII Liquidating Inc.Stock Appreciation RightA Award	Director	AAward	+2,000 sh	$1.75	+$3,500	10,000
2008-06-26	KII Liquidating Inc.Stock Appreciation RightA Award	Director	AAward	+2,000 sh	$1.15	+$2,300	6,000
2007-05-31	KII Liquidating Inc.Stock Appreciation RightA Award	Director	AAward	+2,000 sh	$1.10	+$2,200	4,000
2005-08-17	KII Liquidating Inc.S Sale	Director	SSale	−300 sh	$3.25	−$975	10,700
2005-05-26	KII Liquidating Inc.Option to purchase Common StockA Award	Director	AAward	+2,000 sh	$3.69	+$7,380	29,000
2005-05-26	KII Liquidating Inc.A Award	Director	AAward	+2,000 sh	$3.69	+$7,380	11,000
2004-05-27	KII Liquidating Inc.A Award	Director	AAward	+500 sh	$5.91	+$2,955	9,000
2004-05-27	KII Liquidating Inc.Options to purchase common stockA Award	Director	AAward	+2,000 sh	$5.91	+$11.8K	27,000
2002-11-25	KII Liquidating Inc.Common StockD Disposition to Issuer	Director	DDisposition to Issuer	−7,000 sh	—	—	—

Recent filings

12

Accepted (ET)
Jun 14
KATY INDUSTRIES INC0001140361-16-068094
SEC(opens sec.gov)
May 284
KATY INDUSTRIES INC0001140361-15-021994
SEC(opens sec.gov)
May 294
CARROLL DANIEL B0001140361-13-023089
SEC(opens sec.gov)
May 314
CARROLL DANIEL B0001140361-12-027932
SEC(opens sec.gov)
May 264
CARROLL DANIEL B0001140361-11-030046
SEC(opens sec.gov)
Jun 104
CARROLL DANIEL B0001140361-10-025149
SEC(opens sec.gov)
Jun 274
KATY INDUSTRIES INC0001140361-08-015848
SEC(opens sec.gov)
Oct 164
CARROLL DANIEL B0001140361-07-019803
SEC(opens sec.gov)
Aug 194
CARROLL DANIEL B0001140361-05-006587
SEC(opens sec.gov)
May 314
CARROLL DANIEL B0001140361-05-004144
SEC(opens sec.gov)
May 284
KATY INDUSTRIES INC0001140361-04-003352
SEC(opens sec.gov)
Nov 274
KATY INDUSTRIES INC0001140361-02-000768
SEC(opens sec.gov)

Companies

1

KII Liquidating Inc.Director

Address

305 ROCK INDUSTRIAL PARK DRIVE

BRIDGETON, MO, 63044