Insider · CIK 0001195078

SARLES H JAY

Reports to the SEC for 4 companies · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001195078

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-05-19	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+1,099 sh	—	—	17,752.378
2019-12-10	AVBAVALONBAY COMMUNITIES INCG Gift	Director	GGift	−1,950 sh	—	—	16,653.378
2019-05-23	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+785 sh	—	—	18,603.378
2018-11-28	AVBAVALONBAY COMMUNITIES INCG Gift	Director	GGift	−3,137 sh	—	—	17,818.378
2018-05-31	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+846 sh	—	—	20,955.378
2017-10-27	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Retainer Deferral)A Award	Director	AAward	+112.844 sh	$160.62	+$18.1K	1,232.493
2017-10-26	AMPAMERIPRISE FINANCIAL INCG Gift	Director	GGift	−2,000 sh	—	—	6,609
2017-07-28	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Retainer Deferral)A Award	Director	AAward	+125.476 sh	$144.45	+$18.1K	1,112.993
2017-05-25	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+703 sh	—	—	20,109.378
2017-04-27	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Retainer Deferral)A Award	Director	AAward	+141.095 sh	$128.46	+$18.1K	981.046
2017-04-26	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+1,162.791 sh	—	—	27,555.883
2017-02-28	AMPAMERIPRISE FINANCIAL INCG Gift	Director	GGift	−2,000 sh	—	—	8,609
2017-02-06	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Retainer Deferral)A Award	Director	AAward	+146.916 sh	$123.37	+$18.1K	835.188
2016-11-14	AMPAMERIPRISE FINANCIAL INCG Gift	Director	GGift	−2,000 sh	—	—	8,609
2016-10-28	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Retainer Deferral)A Award	Director	AAward	+175.109 sh	$89.23	+$15.6K	683.74
2016-07-29	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Retainer Deferral)A Award	Director	AAward	+163.032 sh	$95.84	+$15.6K	504.729
2016-05-26	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+722 sh	—	—	19,406.378
2016-05-02	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Retainer Deferral)A Award	Director	AAward	+159.732 sh	$97.82	+$15.6K	339.093
2016-04-27	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+1,236.767 sh	—	—	25,673.441
2016-02-01	AMPAMERIPRISE FINANCIAL INCP Purchase	Director	PPurchase	+2,000 sh	$89.52	+$179K	12,609
2016-02-01	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Retainer Deferral)A Award	Director	AAward	+177.982 sh	$87.79	+$15.6K	177.982
2015-05-29	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+781 sh	—	—	18,684.378
2015-04-29	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+980.469 sh	—	—	23,849.782
2014-11-13	AMPAMERIPRISE FINANCIAL INCG Gift	Director	GGift	−400 sh	—	—	10,609
2013-12-04	AMPAMERIPRISE FINANCIAL INCG Gift	Director	GGift	−2,000 sh	—	—	11,009
2013-11-26	AMPAMERIPRISE FINANCIAL INCG Gift	Director	GGift	−1,500 sh	—	—	13,009
2013-08-29	AVBAVALONBAY COMMUNITIES INCP Purchase	Director	PPurchase	+2,000 sh	$123.97	+$248K	17,012.378
2013-05-30	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+937 sh	—	—	15,012.378
2013-04-24	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+1,601.225 sh	—	—	20,805.919
2013-02-05	AVBAVALONBAY COMMUNITIES INCP Purchase	Director	PPurchase	+1,000 sh	$125.12	+$125K	14,075.378
2012-05-31	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+894 sh	—	—	13,075.378
2012-05-17	AMPAMERIPRISE FINANCIAL INCP Purchase	Director	PPurchase	+2,000 sh	$47.51	+$95K	14,509
2012-04-25	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+2,159.543 sh	—	—	18,672.625
2011-08-22	AMPAMERIPRISE FINANCIAL INCP Purchase	Director	PPurchase	+2,500 sh	$39.95	+$99.9K	12,509
2011-08-03	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+285.009 sh	—	—	16,254.286
2011-05-18	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+976 sh	—	—	12,181.378
2011-04-27	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+1,610.15 sh	—	—	15,910.986
2010-05-26	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+1,318 sh	—	—	11,205.378
2010-05-25	AMPAMERIPRISE FINANCIAL INCP Purchase	Director	PPurchase	+2,000 sh	$37.23	+$74.5K	10,009
2010-04-28	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+2,088.206 sh	—	—	14,086.596
2009-08-11	AVBAVALONBAY COMMUNITIES INCS Sale	Director	SSale	−0.193 sh	$66.61	−$12.836	9,887.378
2009-05-29	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+2,033 sh	—	—	9,886.52
2009-04-22	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+4,133.598 sh	—	—	11,749.031
2008-05-29	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+1,218 sh	—	—	7,471.706
2005-09-01	AVBAVALONBAY COMMUNITIES INCA Award	Director	AAward	+1,998 sh	—	—	1,998
2005-02-17	BACBANK OF AMERICA CORP /DE/M Exercise/Conversion	Vice Chm and Spl Advsr to CEO	MExercise/Conversion	+42.8K sh	$46.36	+$1.98M	485,649
2005-02-17	BACBANK OF AMERICA CORP /DE/F Tax Payment	Vice Chm and Spl Advsr to CEO	FTax Payment	−17.9K sh	$46.36	−$828K	467,789
2005-02-17	BACBANK OF AMERICA CORP /DE/ · Restricted Stock UnitsM Exercise/Conversion	Vice Chm and Spl Advsr to CEO	MExercise/Conversion	−42.8K sh	—	—	85,558
2005-02-15	BACBANK OF AMERICA CORP /DE/ · Restricted Stock UnitsA Award	Vice Chm and Spl Advsr to CEO	AAward	+25.1K sh	$47.06	+$1.18M	25,139
2005-02-01	BACBANK OF AMERICA CORP /DE/ · Option, Right to BuyA Award	Vice Chm and Spl Advsr to CEO	AAward	+200K sh	$46.68	+$9.34M	200,000

Recent filings

Accepted (ET)
May 214
SARLES H JAY0001209191-20-031206
SEC(opens sec.gov)
Feb 45
SARLES H JAY0001209191-20-006204
SEC(opens sec.gov)
May 284
SARLES H JAY0001209191-19-032901
SEC(opens sec.gov)
Feb 115
SARLES H JAY0001209191-19-008839
SEC(opens sec.gov)
Jun 44
SARLES H JAY0001209191-18-034929
SEC(opens sec.gov)
Nov 134/A
SARLES H JAY0001179110-17-014045
SEC(opens sec.gov)
Oct 304
SARLES H JAY0001179110-17-013531
SEC(opens sec.gov)
Aug 14
SARLES H JAY0001179110-17-010911
SEC(opens sec.gov)
May 304
AVALONBAY COMMUNITIES INC0001209191-17-036095
SEC(opens sec.gov)
Apr 284
AMERIPRISE FINANCIAL INC0001179110-17-006261
SEC(opens sec.gov)
Mar 64
AMERIPRISE FINANCIAL INC0001179110-17-003992
SEC(opens sec.gov)
Feb 84
AMERIPRISE FINANCIAL INC0001179110-17-001985
SEC(opens sec.gov)
Nov 154
AMERIPRISE FINANCIAL INC0001179110-16-031622
SEC(opens sec.gov)
Nov 14
AMERIPRISE FINANCIAL INC0001179110-16-031052
SEC(opens sec.gov)
Aug 14
AMERIPRISE FINANCIAL INC0001179110-16-028087
SEC(opens sec.gov)
May 274
AVALONBAY COMMUNITIES INC0001209191-16-123905
SEC(opens sec.gov)
May 44
AMERIPRISE FINANCIAL INC0001179110-16-023732
SEC(opens sec.gov)
Apr 294
AMERIPRISE FINANCIAL INC0001179110-16-023458
SEC(opens sec.gov)
Feb 34
AMERIPRISE FINANCIAL INC0001179110-16-018393
SEC(opens sec.gov)

Companies

Address

GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER

MINNEAPOLIS, MN, 55474