Insider · CIK 0001197110

AUKEN WENDELL G VAN III

Reports to the SEC for 7 companies · SAN FRANCISCO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001197110

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-07-08	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−7,336 sh	$44.25	−$325K	0
2015-07-08	ADVENT SOFTWARE INC /DE/Stock Appreciation RightsD Disposition to Issuer	Director	DDisposition to Issuer	−9,138 sh	$15.24	−$139K	0
2015-07-08	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−13K sh	$44.25	−$575K	0
2015-07-08	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−2,835 sh	$44.25	−$125K	0
2015-05-07	ADVENT SOFTWARE INC /DE/Z Deposit Into/Withdrawal From Voting Trust	Director	ZDeposit Into/Withdrawal From Voting Trust	+1,306 sh	—	—	2,835
2015-05-07	ADVENT SOFTWARE INC /DE/Z Deposit Into/Withdrawal From Voting Trust	Director	ZDeposit Into/Withdrawal From Voting Trust	−1,306 sh	—	—	0
2015-03-05	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−21.5K sh	$44.12	−$948K	1,529
2015-03-04	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−10K sh	$44.13	−$441K	23,708
2015-03-04	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−700 sh	$44.13	−$30.9K	23,008
2015-03-03	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−763 sh	$44.15	−$33.7K	33,708
2015-02-17	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−30K sh	$44.19	−$1.33M	34,471
2015-02-17	ADVENT SOFTWARE INC /DE/Z Deposit Into/Withdrawal From Voting Trust	Director	ZDeposit Into/Withdrawal From Voting Trust	−62.9K sh	—	—	1,306
2015-02-17	ADVENT SOFTWARE INC /DE/Z Deposit Into/Withdrawal From Voting Trust	Director	ZDeposit Into/Withdrawal From Voting Trust	+62.9K sh	—	—	64,471
2015-02-09	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−4,309 sh	$44.30	−$191K	27,593
2015-02-09	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−3,004 sh	$44.30	−$133K	15,102
2015-02-09	ADVENT SOFTWARE INC /DE/Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−9,814 sh	—	—	0
2015-02-09	ADVENT SOFTWARE INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+16.8K sh	$7.92	+$133K	18,106
2015-02-09	ADVENT SOFTWARE INC /DE/Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−16.8K sh	—	—	0
2015-02-09	ADVENT SOFTWARE INC /DE/Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−16.8K sh	—	—	0
2015-02-09	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−4,666 sh	$44.30	−$207K	64,248
2015-02-09	ADVENT SOFTWARE INC /DE/Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2015-02-09	ADVENT SOFTWARE INC /DE/Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−8,470 sh	—	—	0
2015-02-09	ADVENT SOFTWARE INC /DE/Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−16.8K sh	—	—	0
2015-02-09	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−3,404 sh	$44.30	−$151K	59,100
2015-02-09	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−3,524 sh	$44.30	−$156K	54,034
2015-02-09	ADVENT SOFTWARE INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+9,814 sh	$21.06	+$207K	68,914
2015-02-09	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−2,786 sh	$44.30	−$123K	48,633
2015-02-09	ADVENT SOFTWARE INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+16.8K sh	$11.36	+$191K	31,902
2015-02-09	ADVENT SOFTWARE INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$12.34	+$123K	51,419
2015-02-09	ADVENT SOFTWARE INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+16.8K sh	$7.84	+$132K	44,393
2015-02-09	ADVENT SOFTWARE INC /DE/D Disposition to Issuer	Director	DDisposition to Issuer	−2,974 sh	$44.30	−$132K	41,419
2015-02-09	ADVENT SOFTWARE INC /DE/Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−8,925 sh	—	—	0
2015-02-09	ADVENT SOFTWARE INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+8,470 sh	$17.80	+$151K	62,504
2015-02-09	ADVENT SOFTWARE INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+8,925 sh	$17.49	+$156K	57,558
2014-10-30	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−9,000 sh	$33.99	−$306K	1,529
2014-10-24	ADVENT SOFTWARE INC /DE/G Gift	Director	GGift	−7,336 sh	—	—	10,529
2014-10-24	ADVENT SOFTWARE INC /DE/G Gift	Director	GGift	+7,336 sh	—	—	7,336
2014-10-24	ADVENT SOFTWARE INC /DE/G Gift	Director	GGift	−5,375 sh	—	—	17,865
2014-08-21	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−7,000 sh	$31.48	−$220K	23,240
2014-08-20	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−8,000 sh	$31.42	−$251K	30,240
2014-07-25	ADVENT SOFTWARE INC /DE/Z Deposit Into/Withdrawal From Voting Trust	Director	ZDeposit Into/Withdrawal From Voting Trust	−24K sh	—	—	1,306
2014-07-25	ADVENT SOFTWARE INC /DE/Z Deposit Into/Withdrawal From Voting Trust	Director	ZDeposit Into/Withdrawal From Voting Trust	+24K sh	—	—	38,240
2014-07-25	ADVENT SOFTWARE INC /DE/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−24K sh	$7.84	−$188K	0
2014-07-25	ADVENT SOFTWARE INC /DE/M Exercise/Conversion	Director	MExercise/Conversion	+24K sh	$7.84	+$188K	25,306
2013-11-04	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−10K sh	$33.31	−$333K	12,711
2013-11-01	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−6,000 sh	$33.46	−$201K	22,711
2013-10-31	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−13K sh	$33.98	−$442K	0
2013-10-31	ADVENT SOFTWARE INC /DE/S Sale	Director	SSale	−14K sh	$33.99	−$476K	28,711
2013-07-30	MONTGOMERY STREET INCOME SECURITIES, INCP Purchase	Director	PPurchase	+875 sh	$15.95	+$14K	7,806
2013-07-17	ADVENT SOFTWARE INC /DE/G Gift	Director	GGift	−12.9K sh	—	—	42,711

Recent filings

Accepted (ET)
Jul 104
ADVENT SOFTWARE INC /DE/0001002225-15-000042
SEC(opens sec.gov)
Mar 54
ADVENT SOFTWARE INC /DE/0001002225-15-000013
SEC(opens sec.gov)
Feb 184
ADVENT SOFTWARE INC /DE/0001002225-15-000008
SEC(opens sec.gov)
Feb 114
ADVENT SOFTWARE INC /DE/0001002225-15-000005
SEC(opens sec.gov)

Companies

Address

600 TOWNSEND STREET

SAN FRANCISCO, CA, 94103