AUKEN WENDELL G VAN III

CIK 00011971107 companiesSAN FRANCISCO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001197110

Recent Transactions

50 trades

Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-07-08$44.25/sh−2,835→ 0 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Stock Appreciation Rights
2015-07-08$15.24/sh−9,138→ 0 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-07-08$44.25/sh−7,336→ 0 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-07-08$44.25/sh−13,000→ 0 total
Deposit Into/Withdrawal From Voting Trust
ADVENT SOFTWARE INC /DE/
Common Stock
2015-05-07+1,306→ 2,835 total
Deposit Into/Withdrawal From Voting Trust
ADVENT SOFTWARE INC /DE/
Common Stock
2015-05-07−1,306→ 0 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2015-03-05$44.12/sh−21,479→ 1,529 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2015-03-04$44.13/sh−10,000→ 23,708 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2015-03-04$44.13/sh−700→ 23,008 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2015-03-03$44.15/sh−763→ 33,708 total
Deposit Into/Withdrawal From Voting Trust
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-17+62,942→ 64,471 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-17$44.19/sh−30,000→ 34,471 total
Deposit Into/Withdrawal From Voting Trust
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-17−62,942→ 1,306 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Stock Appreciation Rights
2015-02-09−16,800→ 0 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$44.30/sh−2,786→ 48,633 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$44.30/sh−3,404→ 59,100 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Stock Appreciation Rights
2015-02-09−8,925→ 0 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$21.06/sh+9,814→ 68,914 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$44.30/sh−3,524→ 54,034 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$44.30/sh−3,004→ 15,102 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$7.92/sh+16,800→ 18,106 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Stock Appreciation Rights
2015-02-09−16,800→ 0 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Stock Appreciation Rights
2015-02-09−8,470→ 0 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Stock Appreciation Rights
2015-02-09−9,814→ 0 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Stock Appreciation Rights
2015-02-09−16,800→ 0 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Stock Appreciation Rights
2015-02-09−10,000→ 0 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$44.30/sh−4,309→ 27,593 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$7.84/sh+16,800→ 44,393 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$17.80/sh+8,470→ 62,504 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$44.30/sh−4,666→ 64,248 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$17.49/sh+8,925→ 57,558 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$11.36/sh+16,800→ 31,902 total
Disposition to Issuer
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$44.30/sh−2,974→ 41,419 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Common Stock
2015-02-09$12.34/sh+10,000→ 51,419 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2014-10-30$33.99/sh−9,000→ 1,529 total
Gift
ADVENT SOFTWARE INC /DE/
Common Stock
2014-10-24−7,336→ 10,529 total
Gift
ADVENT SOFTWARE INC /DE/
Common Stock
2014-10-24−5,375→ 17,865 total
Gift
ADVENT SOFTWARE INC /DE/
Common Stock
2014-10-24+7,336→ 7,336 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2014-08-21$31.48/sh−7,000→ 23,240 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2014-08-20$31.42/sh−8,000→ 30,240 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Non-Qualified Stock Option (right to buy)
2014-07-25$7.84/sh−24,000→ 0 total
Deposit Into/Withdrawal From Voting Trust
ADVENT SOFTWARE INC /DE/
Common Stock
2014-07-25−24,000→ 1,306 total
Deposit Into/Withdrawal From Voting Trust
ADVENT SOFTWARE INC /DE/
Common Stock
2014-07-25+24,000→ 38,240 total
Exercise/Conversion
ADVENT SOFTWARE INC /DE/
Common Stock
2014-07-25$7.84/sh+24,000→ 25,306 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2013-11-04$33.31/sh−10,000→ 12,711 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2013-11-01$33.46/sh−6,000→ 22,711 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2013-10-31$33.98/sh−13,000→ 0 total
Sale
ADVENT SOFTWARE INC /DE/
Common Stock
2013-10-31$33.99/sh−14,000→ 28,711 total
Purchase
MONTGOMERY STREET INCOME SECURITIES, INC
Common Stock
2013-07-30$15.95/sh+875→ 7,806 total
Gift
ADVENT SOFTWARE INC /DE/
Common Stock
2013-07-17−12,902→ 42,711 total

Companies

Recent Filings

Address

600 TOWNSEND STREET

SAN FRANCISCO, CA, 94103

View on SEC.gov