Insider · CIK 0001200796

PFENNIGER RICHARD C JR

Reports to the SEC for 10 companies · STAMFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001200796

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-18	WGSGeneDx Holdings Corp.M Exercise/Conversion	Director	MExercise/Conversion	+3,576 sh	—	—	45,082
2026-06-18	WGSGeneDx Holdings Corp. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−3,576 sh	—	—	0
2026-06-18	OPKOPKO HEALTH, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+60K sh	—	—	60,000
2026-06-18	WGSGeneDx Holdings Corp. · Restricted Stock UnitA Award	Director	AAward	+4,248 sh	—	—	4,248
2026-06-17	FLNTFluent, Inc.A Award	Director	AAward	+30.1K sh	—	—	120,438
2026-01-09	COCPCocrystal Pharma, Inc. · Stock Options (Right to Buy)A Award	Director	AAward	+16.4K sh	—	—	16,410
2025-10-28	COCPCocrystal Pharma, Inc. · WarrantsA Award	Director	AAward	+40K sh	$1.39	+$55.6K	40,000
2025-10-28	COCPCocrystal Pharma, Inc.A Award	Director	AAward	+20K sh	—	—	31,400
2025-06-18	FLNTFluent, Inc.A Award	Director	AAward	+39.7K sh	—	—	90,341
2025-06-18	WGSGeneDx Holdings Corp.M Exercise/Conversion	Director	MExercise/Conversion	+12.9K sh	—	—	41,506
2025-06-18	WGSGeneDx Holdings Corp. · Restricted Stock UnitA Award	Director	AAward	+3,576 sh	—	—	3,576
2025-06-18	WGSGeneDx Holdings Corp. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−12.9K sh	—	—	0
2025-05-02	WGSGeneDx Holdings Corp. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−918 sh	—	—	0
2025-05-02	WGSGeneDx Holdings Corp.M Exercise/Conversion	Director	MExercise/Conversion	+918 sh	—	—	28,582
2025-04-23	OPKOPKO HEALTH, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+60K sh	—	—	60,000
2024-10-09	COCPCocrystal Pharma, Inc.A Award	Director	AAward	+8,067 sh	—	—	11,400
2024-08-22	ASENSUS SURGICAL, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−189K sh	—	—	0
2024-06-26	WGSGeneDx Holdings Corp. · Restricted Stock UnitA Award	Director	AAward	+12.9K sh	—	—	12,924
2024-06-20	WGSGeneDx Holdings Corp.M Exercise/Conversion	Director	MExercise/Conversion	+5,828 sh	—	—	27,664
2024-06-20	WGSGeneDx Holdings Corp. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−5,828 sh	—	—	0
2024-06-05	FLNTFluent, Inc.A Award	Director	AAward	+21.4K sh	—	—	50,659
2024-06-04	FLNTFluent, Inc.A Award	Director	AAward	+21.4K sh	—	—	50,660
2024-05-02	WGSGeneDx Holdings Corp.M Exercise/Conversion	Director	MExercise/Conversion	+918 sh	—	—	21,836
2024-05-02	WGSGeneDx Holdings Corp. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−918 sh	—	—	918
2024-01-05	OPKOPKO HEALTH, INC.P Purchase	Director	PPurchase	+13K sh	$0.93	+$12K	313,000
2024-01-05	OPKOPKO HEALTH, INC.P Purchase	Director	PPurchase	+12K sh	$0.95	+$11.4K	325,000
2023-11-13	OPKOPKO HEALTH, INC.P Purchase	Director	PPurchase	+10K sh	$1.30	+$13K	300,000
2023-11-13	OPKOPKO HEALTH, INC.P Purchase	Director	PPurchase	+5,000 sh	$1.30	+$6,498.5	290,000
2023-11-13	OPKOPKO HEALTH, INC.P Purchase	Director	PPurchase	+5,000 sh	$1.30	+$6,497	285,000
2023-11-13	OPKOPKO HEALTH, INC.P Purchase	Director	PPurchase	+5,000 sh	$1.30	+$6,496.5	280,000
2023-11-08	WGSGeneDx Holdings Corp.P Purchase	Director	PPurchase	+10K sh	$1.49	+$14.9K	20,918
2023-08-17	WGSGeneDx Holdings Corp.P Purchase	Director	PPurchase	+5,000 sh	$5.10	+$25.5K	10,918
2023-07-21	WGSGeneDx Holdings Corp. · Stock Option (Right to Buy)A Award	Director	AAward	+8,816 sh	—	—	8,816
2023-07-21	WGSGeneDx Holdings Corp. · Restricted Stock UnitA Award	Director	AAward	+5,828 sh	—	—	5,828
2023-07-18	COCPCocrystal Pharma, Inc. · Stock Options (Right to Buy)A Award	Director	AAward	+7,333 sh	—	—	7,333
2023-06-22	OPKOPKO HEALTH, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+60K sh	—	—	60,000
2023-06-07	FLNTFluent, Inc.A Award	Director	AAward	+115K sh	—	—	175,385
2023-06-06	ASENSUS SURGICAL, INC.A Award	Director	AAward	+45K sh	—	—	189,417
2023-05-18	WGSGeneDx Holdings Corp.P Purchase	Director	PPurchase	+5,000 sh	$5.90	+$29.5K	5,918
2023-05-02	WGSGeneDx Holdings Corp. · Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−30.3K sh	—	—	0
2023-05-02	WGSGeneDx Holdings Corp.M Exercise/Conversion	Director	MExercise/Conversion	+30.3K sh	—	—	30,303
2022-10-06	FLNTFluent, Inc.A Award	Director	AAward	+60K sh	—	—	60,000
2022-07-25	COCPCocrystal Pharma, Inc. · Stock Options (Right to Buy)A Award	Director	AAward	+80K sh	—	—	80,000
2022-07-14	OPKOPKO HEALTH, INC. · Stock Option (Right to Buy)A Award	Director	AAward	+60K sh	—	—	60,000
2022-06-14	ASENSUS SURGICAL, INC.A Award	Director	AAward	+45K sh	—	—	144,417
2022-05-02	WGSGeneDx Holdings Corp. · Stock OptionA Award	Director	AAward	+158K sh	—	—	157,828
2022-05-02	WGSGeneDx Holdings Corp. · Stock Option (Right to Buy)A Award	Director	AAward	+158K sh	—	—	157,828
2022-05-02	WGSGeneDx Holdings Corp. · Restricted Stock UnitA Award	Director	AAward	+90.9K sh	—	—	90,909
2021-10-14	GP STRATEGIES CORPD Disposition to Issuer	Director	DDisposition to Issuer	−56.3K sh	$20.85	−$1.17M	0
2021-09-30	GP STRATEGIES CORPA Award	Director	AAward	+544 sh	—	—	56,297

Recent filings

Accepted (ET)
Jun 234
PFENNIGER RICHARD C JR0001200796-26-000002
SEC(opens sec.gov)
Jun 224
PFENNIGER RICHARD C JR0001193125-26-277740
SEC(opens sec.gov)
Jun 184
PFENNIGER RICHARD C JR0001437749-26-021167
SEC(opens sec.gov)
Jun 184/A
PFENNIGER RICHARD C JR0001437749-26-021163
SEC(opens sec.gov)
Jan 134
PFENNIGER RICHARD C JR0001493152-26-002042
SEC(opens sec.gov)
Oct 304
PFENNIGER RICHARD C JR0001493152-25-020219
SEC(opens sec.gov)
Jun 234
PFENNIGER RICHARD C JR0001437749-25-021055
SEC(opens sec.gov)
Jun 234
PFENNIGER RICHARD C JR0001415889-25-017988
SEC(opens sec.gov)
May 54
PFENNIGER RICHARD C JR0001415889-25-011978
SEC(opens sec.gov)
Apr 234
PFENNIGER RICHARD C JR0000950170-25-057518
SEC(opens sec.gov)
Oct 114
PFENNIGER RICHARD C JR0001493152-24-040902
SEC(opens sec.gov)
Aug 224
PFENNIGER RICHARD C JR0001437749-24-027545
SEC(opens sec.gov)
Jul 24
PFENNIGER RICHARD C JR0001437749-24-021888
SEC(opens sec.gov)
Jun 274
PFENNIGER RICHARD C JR0001415889-24-018330
SEC(opens sec.gov)

Companies

Address

C/O GENEDX HOLDINGS CORP. 333 LUDLOW ST., NORTH TOWER, 6TH FLOOR

STAMFORD, CT, 06902