PFENNIGER RICHARD C JR

CIK 000120079610 companiesMIAMI, FL

SEC Profile

Transactions

Companies

Filings

CIK

0001200796

Recent Transactions

50 trades

Award
Cocrystal Pharma, Inc.$COCP
Stock Options (Right to Buy)
2026-01-09+16,410→ 16,410 total
Award
Cocrystal Pharma, Inc.$COCP
Warrants
2025-10-28$1.39/sh+40,000→ 40,000 total
Award
Cocrystal Pharma, Inc.$COCP
Common Stock
2025-10-28+20,000→ 31,400 total
Award
GeneDx Holdings Corp.$WGS
Restricted Stock Unit
2025-06-18+3,576→ 3,576 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Restricted Stock Unit
2025-06-18−12,924→ 0 total
Award
Fluent, Inc.$FLNT
Common Stock
2025-06-18+39,682→ 90,341 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Class A Common Stock
2025-06-18+12,924→ 41,506 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Class A Common Stock
2025-05-02+918→ 28,582 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Restricted Stock Unit
2025-05-02−918→ 0 total
Award
OPKO HEALTH, INC.$OPK
Stock Option (Right to Buy)
2025-04-23+60,000→ 60,000 total
Award
Cocrystal Pharma, Inc.$COCP
Common Stock
2024-10-09+8,067→ 11,400 total
Disposition to Issuer
ASENSUS SURGICAL, INC.
Common Stock
2024-08-22−189,417→ 0 total
Award
GeneDx Holdings Corp.$WGS
Restricted Stock Unit
2024-06-26+12,924→ 12,924 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Restricted Stock Unit
2024-06-20−5,828→ 0 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Class A Common Stock
2024-06-20+5,828→ 27,664 total
Award
Fluent, Inc.$FLNT
Common Stock
2024-06-05+21,429→ 50,659 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Class A Common Stock
2024-05-02+918→ 21,836 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Restricted Stock Unit
2024-05-02−918→ 918 total
Purchase
OPKO HEALTH, INC.$OPK
Common Stock
2024-01-05$0.95/sh+12,000→ 325,000 total
Purchase
OPKO HEALTH, INC.$OPK
Common Stock
2024-01-05$0.93/sh+13,000→ 313,000 total
Purchase
OPKO HEALTH, INC.$OPK
Common Stock
2023-11-13$1.30/sh+5,000→ 290,000 total
Purchase
OPKO HEALTH, INC.$OPK
Common Stock
2023-11-13$1.30/sh+5,000→ 280,000 total
Purchase
OPKO HEALTH, INC.$OPK
Common Stock
2023-11-13$1.30/sh+5,000→ 285,000 total
Purchase
OPKO HEALTH, INC.$OPK
Common Stock
2023-11-13$1.30/sh+10,000→ 300,000 total
Purchase
GeneDx Holdings Corp.$WGS
Class A Common Stock
2023-11-08$1.49/sh+10,000→ 20,918 total
Purchase
GeneDx Holdings Corp.$WGS
Class A Common Stock
2023-08-17$5.10/sh+5,000→ 10,918 total
Award
GeneDx Holdings Corp.$WGS
Stock Option (Right to Buy)
2023-07-21+8,816→ 8,816 total
Award
GeneDx Holdings Corp.$WGS
Restricted Stock Unit
2023-07-21+5,828→ 5,828 total
Award
Cocrystal Pharma, Inc.$COCP
Stock Options (Right to Buy)
2023-07-18+7,333→ 7,333 total
Award
OPKO HEALTH, INC.$OPK
Stock Option (Right to Buy)
2023-06-22+60,000→ 60,000 total
Award
Fluent, Inc.$FLNT
Common Stock
2023-06-07+115,385→ 175,385 total
Award
ASENSUS SURGICAL, INC.
Common Stock
2023-06-06+45,000→ 189,417 total
Purchase
GeneDx Holdings Corp.$WGS
Class A Common Stock
2023-05-18$5.90/sh+5,000→ 5,918 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Restricted Stock Unit
2023-05-02−30,303→ 0 total
Exercise/Conversion
GeneDx Holdings Corp.$WGS
Class A Common Stock
2023-05-02+30,303→ 30,303 total
Award
Fluent, Inc.$FLNT
Common Stock
2022-10-06+60,000→ 60,000 total
Award
Cocrystal Pharma, Inc.$COCP
Stock Options (Right to Buy)
2022-07-25+80,000→ 80,000 total
Award
OPKO HEALTH, INC.$OPK
Stock Option (Right to Buy)
2022-07-14+60,000→ 60,000 total
Award
ASENSUS SURGICAL, INC.
Common Stock
2022-06-14+45,000→ 144,417 total
Award
GeneDx Holdings Corp.$WGS
Restricted Stock Unit
2022-05-02+90,909→ 90,909 total
Award
GeneDx Holdings Corp.$WGS
Stock Option (Right to Buy)
2022-05-02+157,828→ 157,828 total
Award
GeneDx Holdings Corp.$WGS
Stock Option
2022-05-02+157,828→ 157,828 total
Disposition to Issuer
GP STRATEGIES CORP
Common Stock
2021-10-14$20.85/sh−56,297→ 0 total
Award
GP STRATEGIES CORP
Common Stock
2021-09-30+544→ 56,297 total
Purchase
Cocrystal Pharma, Inc.$COCP
Common Stock
2021-08-20$1.03/sh+40,000→ 40,000 total
Award
Cocrystal Pharma, Inc.$COCP
Stock Options (Right to Buy)
2021-07-16+50,000→ 50,000 total
Award
ASENSUS SURGICAL, INC.
Common Stock
2021-07-01+13,846→ 99,415 total
Award
GP STRATEGIES CORP
Common Stock
2021-06-30+714→ 55,753 total
Award
ASENSUS SURGICAL, INC.
Common Stock
2021-06-30+5,095→ 85,569 total
Award
OPKO HEALTH, INC.$OPK
Stock Option (Right to Buy)
2021-06-24+60,000→ 60,000 total

Companies

Recent Filings

Address

4400 BISCAYNE BLVD.

MIAMI, FL, 33137

View on SEC.gov