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Insider · CIK 0001203715

SCHLAFLY J JOSEPH

Reports to the SEC for 1 company · ST. LOUIS, MO

Transactions

15

Companies

1

Filings

5

CIK

0001203715

Forms 4 and 5

Insider transactions

15 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-09-19	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	+4,000 sh	$7.19	+$28.8K	31,351
2007-09-19	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Major Subsidiary	FTax Payment	−1,647 sh	$55.55	−$91.5K	29,704
2007-09-19	SFSTIFEL FINANCIAL CORPS Sale	Director of a Major Subsidiary	SSale	−2,353 sh	$55.55	−$131K	27,351
2007-09-19	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	−4,000 sh	—	—	6,500
2007-05-25	SFSTIFEL FINANCIAL CORPS Sale	Director of a Major Subsidiary	SSale	−1,000 sh	$51.76	−$51.8K	27,351
2005-02-11	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Major Subsidiary	AAward	+2,040 sh	$2040.00	+$4.16M	14,035
2005-02-11	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Major Subsidiary	AAward	+510 sh	—	—	14,545
2005-01-12	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	+7,971 sh	$20.22	+$161K	32,277
2005-01-12	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Major Subsidiary	FTax Payment	−2,863 sh	$20.22	−$57.9K	29,414
2005-01-12	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	−7,971 sh	—	—	11,995
2004-07-26	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Major Subsidiary	AAward	+605 sh	—	—	19,814
2004-07-26	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Major Subsidiary	AAward	+152 sh	—	—	19,966
2004-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	+7,153 sh	$18.52	+$132K	20,846
2004-01-20	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Major Subsidiary	FTax Payment	−2,616 sh	$18.52	−$48.4K	18,230
2004-01-20	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	−7,153 sh	$18.52	−$132K	19,844

Recent filings

5

Accepted (ET)
Sep 204
STIFEL FINANCIAL CORP0000720672-07-000109
SEC(opens sec.gov)
May 294
STIFEL FINANCIAL CORP0000720672-07-000071
SEC(opens sec.gov)
Feb 144
STIFEL FINANCIAL CORP0000720672-05-000039
SEC(opens sec.gov)
Jan 144
SCHLAFLY J JOSEPH0000720672-05-000021
SEC(opens sec.gov)
Jan 214
SCHLAFLY J JOSEPH0000720672-04-000018
SEC(opens sec.gov)

Companies

1

STIFEL FINANCIAL CORPDirector of a Major SubsidiarySF

Address

40 LOREN WOODS

ST. LOUIS, MO, 63124