Insider · CIK 0001205040

OKARMA JEROME D

Reports to the SEC for 1 company · MILWAUKEE, WI

sec.gov

Transactions

Companies

Filings

CIK

0001205040

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-11-03	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+7,863.391 sh	—	—	22,504.862
2014-11-03	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−7,863.391 sh	$47.25	−$372K	14,641.471
2014-11-03	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President	MExercise/Conversion	−7,863.391 sh	—	—	14,732.404
2014-10-06	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+7,804.193 sh	$44.82	+$350K	22,445.664
2014-10-06	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−7,804.193 sh	$44.82	−$350K	14,641.471
2014-10-06	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President	MExercise/Conversion	−7,804.193 sh	—	—	22,595.795
2013-11-29	JOHNSON CONTROLS INCG Gift	Vice President	GGift	−600 sh	—	—	14,478
2013-11-19	JOHNSON CONTROLS INCA Award	Vice President	AAward	+8,972 sh	—	—	15,078
2013-11-19	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President	AAward	+29.5K sh	—	—	29,523
2013-11-02	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+10.3K sh	$45.94	+$473K	16,405.964
2013-11-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−10.3K sh	$45.94	−$473K	6,106
2013-11-02	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanM Exercise/Conversion	Vice President	MExercise/Conversion	−10.3K sh	—	—	29,856.009
2013-10-07	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+6,804.237 sh	$40.74	+$277K	12,910.237
2013-10-07	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−6,804.237 sh	$40.74	−$277K	6,106
2013-10-07	JOHNSON CONTROLS INCPhantom Stock Units - Restricted Stock PlanD Disposition to Issuer	Vice President	DDisposition to Issuer	−6,804.237 sh	$40.74	−$277K	40,155.973
2013-01-24	JOHNSON CONTROLS INCS Sale	Vice President	SSale	−11.5K sh	$31.00	−$357K	6,106
2013-01-22	JOHNSON CONTROLS INCS Sale	Vice President	SSale	−38.5K sh	$31.03	−$1.19M	17,606
2013-01-22	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+30K sh	$20.56	+$617K	47,606
2013-01-22	JOHNSON CONTROLS INCS Sale	Vice President	SSale	−30K sh	$31.04	−$931K	17,606
2013-01-22	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President	MExercise/Conversion	−30K sh	—	—	0
2012-11-20	JOHNSON CONTROLS INCStock OptionD Disposition to Issuer	Vice President	DDisposition to Issuer	−8,000 sh	—	—	—
2012-11-16	JOHNSON CONTROLS INCG Gift	Vice President	GGift	−1,194 sh	—	—	56,106
2012-11-15	JOHNSON CONTROLS INCI Discretionary Transaction	Vice President	IDiscretionary Transaction	−39.8K sh	$25.11	−$1M	0
2012-11-15	JOHNSON CONTROLS INCPhantom Stock Units/Retirement Restoration PlanI Discretionary Transaction	Vice President	IDiscretionary Transaction	−8,672.379 sh	$25.11	−$218K	0
2012-11-01	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+7,556.889 sh	$26.04	+$197K	64,856.889
2012-11-01	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−7,556.889 sh	$26.04	−$197K	57,300
2012-11-01	JOHNSON CONTROLS INCPhantom Stock Units/Restricted Stock GrantsM Exercise/Conversion	Vice President	MExercise/Conversion	−7,556.889 sh	$26.04	−$197K	45,952.054
2012-10-05	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President	AAward	+44.7K sh	—	—	44,700
2012-10-05	JOHNSON CONTROLS INCPhantom Stock Units/Restricted Stock GrantA Award	Vice President	AAward	+15K sh	—	—	53,508.942
2011-12-02	JOHNSON CONTROLS INCG Gift	Vice President	GGift	−926 sh	—	—	57,300
2011-11-14	JOHNSON CONTROLS INCStock OptionD Disposition to Issuer	Vice President	DDisposition to Issuer	−7,000 sh	—	—	—
2011-11-02	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+9,839.42 sh	$31.75	+$312K	68,065.42
2011-11-02	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−9,839.42 sh	$31.75	−$312K	58,226
2011-11-02	JOHNSON CONTROLS INCPhantom Stock Units/Restricted StockM Exercise/Conversion	Vice President	MExercise/Conversion	−9,839.42 sh	$31.75	−$312K	37,594.177
2011-11-01	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+1,047.313 sh	$31.17	+$32.6K	64,909.313
2011-11-01	JOHNSON CONTROLS INCD Disposition to Issuer	Vice President	DDisposition to Issuer	−1,047.313 sh	$31.17	−$32.6K	63,862
2011-11-01	JOHNSON CONTROLS INCF Tax Payment	Vice President	FTax Payment	−5,636 sh	$31.17	−$176K	58,226
2011-11-01	JOHNSON CONTROLS INCPhantom Stock Units/Restricted StockM Exercise/Conversion	Vice President	MExercise/Conversion	−1,047.313 sh	$31.17	−$32.6K	47,433.597
2011-10-07	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)A Award	Vice President	AAward	+78K sh	—	—	78,000
2011-10-07	JOHNSON CONTROLS INCPhantom Stock Units/Restricted Stock GrantA Award	Vice President	AAward	+13K sh	—	—	48,480.91
2011-03-08	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+48K sh	$17.52	+$841K	111,862
2011-03-08	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+30K sh	$20.56	+$617K	141,862
2011-03-08	JOHNSON CONTROLS INCS Sale	Vice President	SSale	−78K sh	$41.14	−$3.21M	63,862
2011-03-08	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President	MExercise/Conversion	−48K sh	—	—	0
2011-03-08	JOHNSON CONTROLS INCEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President	MExercise/Conversion	−30K sh	—	—	30,000
2010-11-15	JOHNSON CONTROLS INCStock OptionD Disposition to Issuer	Vice President	DDisposition to Issuer	−8,000 sh	—	—	—
2010-11-04	JOHNSON CONTROLS INCG Gift	Vice President	GGift	−795 sh	—	—	63,862
2010-11-01	JOHNSON CONTROLS INCM Exercise/Conversion	Vice President	MExercise/Conversion	+48K sh	$13.43	+$645K	112,657
2010-11-01	JOHNSON CONTROLS INCS Sale	Vice President	SSale	−48K sh	$35.52	−$1.7M	64,657
2010-11-01	JOHNSON CONTROLS INCPhantom Stock Units/Restricted Stock GrantA Award	Vice President	AAward	+14.5K sh	—	—	34,648.154

Recent filings

Accepted (ET)
Nov 44
JOHNSON CONTROLS INC0001127602-14-030922
SEC(opens sec.gov)
Oct 74
JOHNSON CONTROLS INC0001127602-14-029632
SEC(opens sec.gov)
Nov 214
JOHNSON CONTROLS INC0001127602-13-032420
SEC(opens sec.gov)
Nov 44
JOHNSON CONTROLS INC0001127602-13-030343
SEC(opens sec.gov)
Oct 94
JOHNSON CONTROLS INC0001127602-13-029115
SEC(opens sec.gov)
Jan 244
OKARMA JEROME D0001205040-13-000001
SEC(opens sec.gov)

Companies

JOHNSON CONTROLS INCVice President

Address

5757 N. GREEN BAY AVENUE P.O. BOX 591

MILWAUKEE, WI, 53201-0591