Insider · CIK 0001205664

HOLMAN SUSAN HARTJES

Reports to the SEC for 1 company · MINNETONKA, MN

sec.gov

Transactions

Companies

Filings

CIK

0001205664

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-06	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−366 sh	$3.92	−$1,436.294	274,680
2014-03-05	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−20.9K sh	$3.95	−$82.4K	275,046
2014-03-04	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−16.8K sh	$4.03	−$67.6K	295,908
2014-01-29	UROPLASTY INCA Award	Sr. VP Operations & Regulatory	AAward	+12.5K sh	$2.65	+$33.1K	325,180
2014-01-29	UROPLASTY INCA Award	Sr. VP Operations & Regulatory	AAward	+40K sh	$0.85	+$34K	365,180
2014-01-29	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−52.5K sh	$4.59	−$241K	312,680
2014-01-29	UROPLASTY INCnon-qualified stock optionsM Exercise/Conversion	Sr. VP Operations & Regulatory	MExercise/Conversion	−12.5K sh	—	—	0
2014-01-29	UROPLASTY INCnon-qualified stock optionsM Exercise/Conversion	Sr. VP Operations & Regulatory	MExercise/Conversion	−40K sh	—	—	0
2012-06-07	UROPLASTY INCA Award	Sr. VP Operations & Regulatory	AAward	+13.1K sh	—	—	312,680
2012-02-01	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−5,100 sh	$3.59	−$18.3K	299,580
2011-11-11	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−5,000 sh	$4.72	−$23.6K	304,680
2011-09-09	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−7,229 sh	$5.20	−$37.6K	309,680
2011-06-08	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−1,841 sh	$7.96	−$14.6K	313,759
2011-06-07	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−100 sh	$8.01	−$801	315,600
2011-06-07	UROPLASTY INCA Award	Sr. VP Operations & Regulatory	AAward	+3,150 sh	—	—	316,909
2011-06-07	UROPLASTY INCnon-qualified stock optionA Award	Sr. VP Operations & Regulatory	AAward	+4,100 sh	—	—	4,100
2011-06-06	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−1,500 sh	$8.00	−$12K	315,700
2011-06-03	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−1,500 sh	$7.99	−$12K	313,159
2011-06-03	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−1,059 sh	$8.00	−$8,472	312,100
2011-06-02	UROPLASTY INCM Exercise/Conversion	Sr. VP Operations & Regulatory	MExercise/Conversion	+10K sh	$4.31	+$43.1K	314,659
2011-06-02	UROPLASTY INCnon-qualified stock optionsM Exercise/Conversion	Sr. VP Operations & Regulatory	MExercise/Conversion	−10K sh	—	—	0
2011-05-31	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−6,000 sh	$8.08	−$48.5K	315,759
2011-05-31	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−6,000 sh	$8.04	−$48.2K	309,759
2011-02-02	UROPLASTY INCS Sale	Sr. VP Operations & Regulatory	SSale	−12K sh	$5.12	−$61.4K	321,759
2010-06-08	UROPLASTY INCA Award	Sr. VP Operations & Regulatory	AAward	+5,100 sh	—	—	333,759
2010-06-08	UROPLASTY INCemployee non-qualified stock optionsA Award	Sr. VP Operations & Regulatory	AAward	+6,525 sh	—	—	6,525
2009-06-05	UROPLASTY INCStock OptionsA Award	Sr. VP Operations & Regulatory	AAward	+13.3K sh	—	—	13,333
2009-06-05	UROPLASTY INCStock OptionsA Award	Sr. VP Operations & Regulatory	AAward	+13.3K sh	—	—	0
2009-06-05	UROPLASTY INCStock OptionsA Award	Sr. VP Operations & Regulatory	AAward	+13.3K sh	—	—	0
2008-06-24	UROPLASTY INCStock OptionsA Award	Sr. VP Operations & Regulatory	AAward	+3,333 sh	—	—	3,333
2008-06-24	UROPLASTY INCStock OptionsA Award	Sr. VP Operations & Regulatory	AAward	+3,333 sh	—	—	0
2008-06-24	UROPLASTY INCStock OptionsA Award	Sr. VP Operations & Regulatory	AAward	+3,334 sh	—	—	0
2007-06-08	UROPLASTY INCW Will/Inheritance	Sr. VP Operations & Regulatory	WWill/Inheritance	+1 sh	—	—	537,009
2007-06-08	UROPLASTY INCG Gift	Sr. VP Operations & Regulatory	GGift	−2,400 sh	$3.93	−$9,429.12	534,609
2007-06-08	UROPLASTY INCU Disposition from Tender	Sr. VP Operations & Regulatory	UDisposition from Tender	−19.9K sh	$3.85	−$76.6K	514,709
2007-06-08	UROPLASTY INCStock OptionsX Exercise of In-Money	Sr. VP Operations & Regulatory	XExercise of In-Money	−8,000 sh	—	—	207,000
2007-06-08	UROPLASTY INCStock OptionsX Exercise of In-Money	Sr. VP Operations & Regulatory	XExercise of In-Money	−8,000 sh	—	—	199,000
2007-06-08	UROPLASTY INCStock OptionsX Exercise of In-Money	Sr. VP Operations & Regulatory	XExercise of In-Money	−8,000 sh	—	—	191,000
2007-06-08	UROPLASTY INCStock OptionsX Exercise of In-Money	Sr. VP Operations & Regulatory	XExercise of In-Money	−8,000 sh	—	—	183,000
2007-06-08	UROPLASTY INCStock OptionsX Exercise of In-Money	Sr. VP Operations & Regulatory	XExercise of In-Money	−8,000 sh	—	—	175,000
2007-05-29	UROPLASTY INCW Will/Inheritance	Sr. VP Operations & Regulatory	WWill/Inheritance	+15.7K sh	—	—	537,008
2007-05-29	UROPLASTY INCStock OptionsW Will/Inheritance	Sr. VP Operations & Regulatory	WWill/Inheritance	+100K sh	—	—	215,000
2006-09-04	UROPLASTY INCCommon StockD Disposition to Issuer	Sr. VP Operations & Regulatory	DDisposition to Issuer	−8,000 sh	—	—	—
2006-09-04	UROPLASTY INCCommon StockI Discretionary Transaction	Sr. VP Operations & Regulatory	IDiscretionary Transaction	+10K sh	—	—	—
2005-09-04	UROPLASTY INCCommon StockD Disposition to Issuer	Sr. VP Operations & Regulatory	DDisposition to Issuer	−8,000 sh	—	—	—
2005-09-04	UROPLASTY INCCommon StockI Discretionary Transaction	Sr. VP Operations & Regulatory	IDiscretionary Transaction	+10K sh	—	—	—
2005-02-11	UROPLASTY INCStock OptionsM Exercise/Conversion	Sr. VP Operations & Regulatory	MExercise/Conversion	−4,444 sh	$6.96	−$30.9K	135,672
2005-02-11	UROPLASTY INCStock OptionsM Exercise/Conversion	Sr. VP Operations & Regulatory	MExercise/Conversion	−4,444 sh	$6.96	−$30.9K	131,228
2005-02-11	UROPLASTY INCStock OptionsM Exercise/Conversion	Sr. VP Operations & Regulatory	MExercise/Conversion	−4,444 sh	$6.96	−$30.9K	126,783
2005-01-04	UROPLASTY INCStock Options (1)M Exercise/Conversion	Sr. VP Operations & Regulatory	MExercise/Conversion	+50K sh	$5.19	+$260K	196,665

Recent filings

Accepted (ET)
Mar 64
UROPLASTY INC0001140361-14-011399
SEC(opens sec.gov)
Jan 304
UROPLASTY INC0001140361-14-003860
SEC(opens sec.gov)
Jun 114
HOLMAN SUSAN HARTJES0001140361-12-029549
SEC(opens sec.gov)
Feb 34
HOLMAN SUSAN HARTJES0001140361-12-005196
SEC(opens sec.gov)
Nov 144
HOLMAN SUSAN HARTJES0001140361-11-053172
SEC(opens sec.gov)
Sep 124
HOLMAN SUSAN HARTJES0001140361-11-045424
SEC(opens sec.gov)
Jun 94
HOLMAN SUSAN HARTJES0001140361-11-032135
SEC(opens sec.gov)
Jun 84
HOLMAN SUSAN HARTJES0001140361-11-031928
SEC(opens sec.gov)
Jun 64
HOLMAN SUSAN HARTJES0001140361-11-031436
SEC(opens sec.gov)
Jun 24
HOLMAN SUSAN HARTJES0001140361-11-031028
SEC(opens sec.gov)

Companies

UROPLASTY INCSr. VP Operations & Regulatory

Address

5420 FELTL RD

MINNETONKA, MN, 55343