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Insider · CIK 0001208972

KENDRICK THOMAS R

Reports to the SEC for 1 company · FRONTENAC, MO

Transactions

17

Companies

1

Filings

4

CIK

0001208972

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-06-08	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	+5,333 sh	$7.80	+$41.6K	33,509
2007-06-08	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Major Subsidiary	FTax Payment	−2,687 sh	$56.47	−$152K	30,822
2007-06-08	SFSTIFEL FINANCIAL CORPS Sale	Director of a Major Subsidiary	SSale	−2,646 sh	$56.47	−$149K	28,176
2007-06-08	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	−5,333 sh	—	—	0
2007-06-07	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	+5,334 sh	$7.80	+$41.6K	33,510
2007-06-07	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Major Subsidiary	FTax Payment	−2,687 sh	$56.63	−$152K	30,823
2007-06-07	SFSTIFEL FINANCIAL CORPS Sale	Director of a Major Subsidiary	SSale	−2,647 sh	$56.63	−$150K	28,176
2007-06-07	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	−5,334 sh	—	—	5,333
2005-02-11	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Major Subsidiary	AAward	+7,418 sh	—	—	62,673
2005-02-11	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Major Subsidiary	AAward	+1,855 sh	—	—	64,528
2005-01-12	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	+12.1K sh	$20.22	+$244K	15,154
2005-01-12	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Major Subsidiary	FTax Payment	−4,199 sh	$20.22	−$84.9K	10,955
2005-01-12	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	−12.1K sh	—	—	55,255
2004-02-13	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Major Subsidiary	AAward	+29.6K sh	—	—	67,344
2004-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	+3,000 sh	$18.52	+$55.6K	3,459
2004-01-20	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Major Subsidiary	FTax Payment	−1,160 sh	$18.52	−$21.5K	2,299
2004-01-20	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Major Subsidiary	MExercise/Conversion	−3,000 sh	$18.52	−$55.6K	23,919

Recent filings

4

Accepted (ET)
Jun 114
STIFEL FINANCIAL CORP0000720672-07-000093
SEC(opens sec.gov)
Feb 144
STIFEL FINANCIAL CORP0000720672-05-000034
SEC(opens sec.gov)
Jan 144
KENDRICK THOMAS R0000720672-05-000020
SEC(opens sec.gov)
Jan 214
KENDRICK THOMAS R0000720672-04-000015
SEC(opens sec.gov)

Companies

1

STIFEL FINANCIAL CORPDirector of a Major SubsidiarySF

Address

540 FOX RIDGE RD

FRONTENAC, MO, 63131