Insider · CIK 0001212743

WALTMAN HOWARD

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001212743

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-04-05	EMERGENT GROUP INC/NYX Exercise of In-Money	Director	XExercise of In-Money	+37.5K sh	$1.75	+$65.6K	135,324
2010-04-05	EMERGENT GROUP INC/NYCommon Stock OptionsX Exercise of In-Money	Director	XExercise of In-Money	−37.5K sh	—	—	0
2010-03-04	EMERGENT GROUP INC/NYA Award	Director	AAward	+4,500 sh	$8.46	+$38.1K	97,824
2010-03-04	EMERGENT GROUP INC/NYA Award	Director	AAward	+4,500 sh	$8.46	+$38.1K	97,824
2009-11-17	EMERGENT GROUP INC/NYM Exercise/Conversion	Director	MExercise/Conversion	−22.1K sh	$1.75	−$38.6K	93,324
2009-11-17	EMERGENT GROUP INC/NYCommon Stock WarrantsM Exercise/Conversion	Director	MExercise/Conversion	−22.1K sh	—	—	37,500
2009-11-17	EMERGENT GROUP INC/NYM Exercise/Conversion	Director	MExercise/Conversion	−22.1K sh	$1.75	−$38.6K	88,824
2009-11-17	EMERGENT GROUP INC/NYCommon Stock WarrantsM Exercise/Conversion	Director	MExercise/Conversion	−22.1K sh	—	—	75,000
2009-08-22	EMERGENT GROUP INC/NYG Gift	Director	GGift	−301K sh	—	—	0
2009-04-01	EMERGENT GROUP INC/NYA Award	Director	AAward	+4,500 sh	$6.79	+$30.6K	71,265
2009-04-01	EMERGENT GROUP INC/NYA Award	Director	AAward	+4,500 sh	$6.79	+$30.6K	71,765
2008-08-22	EMERGENT GROUP INC/NYCommon Stock Warrants/OptionsG Gift	Director	GGift	−22.1K sh	—	—	0
2008-03-06	EMERGENT GROUP INC/NYA Award	Director	AAward	+10K sh	$3.02	+$30.2K	293,832
2003-08-29	EMERGENT GROUP INC/NYC Conversion	Director	CConversion	+253K sh	$0.40	+$101K	263,832
2003-08-29	EMERGENT GROUP INC/NYPromissory NotesC Conversion	Director	CConversion	−250K sh	—	—	75,000
2001-11-01	EMERGENT GROUP INC/NYCommon StockE Expiration	Director	EExpiration	−37.5K sh	—	—	37,500
2001-11-01	EMERGENT GROUP INC/NYCommonA Award	Director	AAward	−1.5M sh	—	—	—

Recent filings

Accepted (ET)
Apr 14
WALTMAN HOWARD0001140361-11-020016
SEC(opens sec.gov)
Apr 74
WALTMAN HOWARD0001013762-10-000761
SEC(opens sec.gov)
Mar 84/A
WALTMAN HOWARD0001013762-10-000473
SEC(opens sec.gov)
Mar 84/A
WALTMAN HOWARD0001013762-10-000474
SEC(opens sec.gov)
Mar 84
WALTMAN HOWARD0001013762-10-000475
SEC(opens sec.gov)
Nov 184
WALTMAN HOWARD0001013762-09-002137
SEC(opens sec.gov)
Apr 34
WALTMAN HOWARD0001013762-09-000616
SEC(opens sec.gov)
Apr 35
WALTMAN HOWARD0001013762-09-000604
SEC(opens sec.gov)
Mar 104
EMERGENT GROUP INC/NY0001013762-08-000508
SEC(opens sec.gov)
May 175
WALTMAN HOWARD0001013762-05-000627
SEC(opens sec.gov)
Aug 284
WALTMAN HOWARD0001013762-03-000382
SEC(opens sec.gov)
Apr 305/A
WALTMAN HOWARD0001013762-03-000097
SEC(opens sec.gov)

Companies

EMERGENT GROUP INC/NYDirector

Address

870 UNITED NATIONS PLZ APT 10F

NEW YORK, NY, 10017