FRANK ALEXANDER C

CIK 00012261776 companiesWHITE PLAINS, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001226177

Recent Transactions

36 trades

Award
Advanced Flower Capital Inc.$AFCG
Common Stock
2025-11-20$2.74/sh+5,474→ 16,196 total
Purchase
Sunrise Realty Trust, Inc.$SUNS
Common Stock
2025-03-07$11.30/sh+4,400→ 9,137 total
Award
Advanced Flower Capital Inc.$AFCG
Common Stock
2025-02-25$8.37/sh+1,792→ 10,722 total
Award
Sunrise Realty Trust, Inc.$SUNS
Common Stock
2024-12-19$13.15/sh+761→ 4,737 total
Purchase
Sunrise Realty Trust, Inc.$SUNS
Common Stock
2024-07-10$10.90/sh+1,000→ 3,976 total
Award
Advanced Flower Capital Inc.$AFCG
Common Stock
2024-01-24$11.70/sh+1,282→ 8,930 total
Award
Advanced Flower Capital Inc.$AFCG
Common Stock
2023-01-03$15.57/sh+963→ 7,648 total
Award
Advanced Flower Capital Inc.$AFCG
Stock Option (right to buy)
2022-01-11+5,000→ 5,000 total
Award
Advanced Flower Capital Inc.$AFCG
Stock Option (right to buy)
2021-03-23+700→ 700 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-17+76,366→ 176,926 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Restricted Stock Units
2017-10-17−76,366→ 0 total
Tax Payment
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-17$3.95/sh−35,685→ 141,241 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Holdings LP Interests
2017-10-16−72,700→ 32,240 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-16+72,700→ 100,560 total
Tax Payment
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-03$3.90/sh−24,457→ 27,860 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Class A Common Stock, $0.01 par value per share
2017-10-03+52,317→ 52,317 total
Exercise/Conversion
Fifth Street Asset Management Inc.
Restricted Stock Units
2017-10-03−52,317→ 0 total
Award
Fifth Street Asset Management Inc.
Restricted Stock Units
2017-01-12+76,336→ 76,336 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2014-12-11$10.04/sh+2,000→ 3,000 total
Other
Fifth Street Asset Management Inc.
Holdings LP Interests
2014-11-04−14,310→ 104,940 total
Award
Fifth Street Asset Management Inc.
Option (right to buy)
2014-10-29+441,948→ 441,948 total
Other
Fifth Street Asset Management Inc.
Holdings LP Interests
2014-10-29+119,250→ 119,250 total
Award
Fifth Street Asset Management Inc.
Restricted Stock Units
2014-10-29+80,145→ 80,145 total
Purchase
Oaktree Strategic Income Corp
Common Stock
2013-08-09$13.95/sh+1,000→ 1,000 total
Purchase
Oaktree Specialty Lending Corp$OCSL
Common Stock
2011-09-21$9.63/sh+9,000→ 10,000 total
Purchase
Oaktree Specialty Lending Corp$OCSL
Common Stock
2011-09-21$9.65/sh+1,000→ 1,000 total
Exercise/Conversion
MORGAN STANLEY$MS
Common Stock
2004-12-23$9.02/sh+3,702→ 28,218 total
Gift
MORGAN STANLEY$MS
Common Stock
2004-12-23−585→ 23,931 total
Exercise/Conversion
MORGAN STANLEY$MS
Employee Stock Option (Right to Buy)
2004-12-23−3,702→ 0 total
Sale
MORGAN STANLEY$MS
Common Stock
2004-12-23$55.26/sh−3,702→ 24,516 total
Award
MORGAN STANLEY$MS
Common Stock
2004-12-14+9,156→ 24,516 total
Tax Payment
MORGAN STANLEY$MS
Common Stock
2004-09-08$52.53/sh−510→ 15,360 total
Award
MORGAN STANLEY$MS
Employee Stock Option (Right to Buy)
2003-11-28+9,265→ 9,265 total
Award
MORGAN STANLEY$MS
Common Stock
2003-11-28+4,118→ 16,417 total
Award
MORGAN STANLEY$MS
Employee Stock Option (Right to Buy)
2003-11-20+65,074→ 65,074 total
Tax Payment
MORGAN STANLEY$MS
Common Stock
2003-09-08$48.55/sh−403→ 12,299 total

FRANK ALEXANDER C

Recent Transactions

Companies

Recent Filings

Address