Insider · CIK 0001230923

SCHENK JOSEPH A

Reports to the SEC for 3 companies · BEDMINSTER NEW JERSEY, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001230923

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-07-31	GAIN Capital Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−237K sh	$6.00	−$1.42M	0
2020-07-17	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+40K sh	$3.83	+$153K	237,219
2020-07-17	GAIN Capital Holdings, Inc.Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−40K sh	$3.83	−$153K	0
2019-03-14	GAIN Capital Holdings, Inc.A Award	Director	AAward	+30.6K sh	—	—	197,219
2018-11-21	GAIN Capital Holdings, Inc.P Purchase	Director	PPurchase	+10K sh	$7.32	+$73.2K	166,638
2018-05-24	GAIN Capital Holdings, Inc.A Award	Director	AAward	+25K sh	—	—	156,638
2017-10-03	GAIN Capital Holdings, Inc.A Award	Director	AAward	+5,178 sh	—	—	131,638
2017-06-09	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+12K sh	$3.83	+$46.1K	126,460
2017-06-09	GAIN Capital Holdings, Inc.Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−12K sh	$3.83	−$46.1K	40,000
2017-03-15	GAIN Capital Holdings, Inc.A Award	Director	AAward	+12.1K sh	—	—	114,436
2016-12-16	GAIN Capital Holdings, Inc.P Purchase	Director	PPurchase	+10K sh	$6.91	+$69.1K	102,345
2016-11-09	GAIN Capital Holdings, Inc.P Purchase	Director	PPurchase	+10K sh	$5.41	+$54.1K	87,619
2016-05-05	GAIN Capital Holdings, Inc.A Award	Director	AAward	+12.6K sh	—	—	77,619
2015-06-30	HUDSON VALLEY HOLDING CORPD Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2015-06-30	HUDSON VALLEY HOLDING CORPD Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	—	—	0
2015-06-30	HUDSON VALLEY HOLDING CORPD Disposition to Issuer	Director	DDisposition to Issuer	−12K sh	—	—	0
2015-06-30	HUDSON VALLEY HOLDING CORPD Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	—	—	0
2015-05-26	GAIN Capital Holdings, Inc.A Award	Director	AAward	+8,937 sh	—	—	63,789
2015-02-06	HUDSON VALLEY HOLDING CORPA Award	Director	AAward	+1,000 sh	—	—	12,000
2015-01-06	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,672 sh	—	—	62,892
2015-01-06	GAIN Capital Holdings, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+7,238 sh	—	—	70,130
2015-01-06	GAIN Capital Holdings, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−3,672 sh	—	—	0
2015-01-06	GAIN Capital Holdings, Inc.Restricted Stock UnitM Exercise/Conversion	Director	MExercise/Conversion	−7,238 sh	—	—	0
2014-03-05	GAIN Capital Holdings, Inc.A Award	Director	AAward	+7,537 sh	—	—	54,852
2014-02-06	HUDSON VALLEY HOLDING CORPA Award	Director	AAward	+1,000 sh	—	—	11,000
2013-12-12	GAIN Capital Holdings, Inc.P Purchase	Director	PPurchase	+5,000 sh	$7.89	+$39.5K	59,220
2013-12-11	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+400 sh	$19.01	+$7,604	2,400
2013-12-11	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+319 sh	$19.00	+$6,061	2,719
2013-12-11	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+143 sh	$18.95	+$2,709.85	2,862
2013-12-11	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+55 sh	$18.97	+$1,043.35	2,917
2013-12-11	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+45 sh	$18.98	+$854.1	2,962
2013-12-11	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+38 sh	$18.94	+$719.72	3,000
2013-08-28	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+201 sh	$18.07	+$3,632.07	1,201
2013-08-28	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+100 sh	$18.19	+$1,819	1,301
2013-08-28	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+699 sh	$18.20	+$12.7K	2,000
2013-07-30	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+41 sh	$20.92	+$857.72	41
2013-07-30	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+59 sh	$20.91	+$1,233.69	100
2013-07-30	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+100 sh	$20.90	+$2,090	200
2013-07-30	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+263 sh	$20.88	+$5,491.44	463
2013-07-30	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+61 sh	$20.87	+$1,273.07	524
2013-07-30	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+176 sh	$20.86	+$3,671.36	700
2013-07-30	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+300 sh	$20.85	+$6,255	1,000
2013-05-10	GAIN Capital Holdings, Inc.P Purchase	Director	PPurchase	+13.7K sh	$4.98	+$68.1K	54,220
2013-05-09	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+95 sh	$16.97	+$1,612.15	8,938
2013-05-09	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+256 sh	$16.98	+$4,346.88	9,194
2013-05-09	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+100 sh	$16.99	+$1,699	9,294
2013-05-09	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+190 sh	$17.00	+$3,230	9,484
2013-05-09	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+156 sh	$17.01	+$2,653.56	9,640
2013-05-09	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+161 sh	$17.02	+$2,740.22	9,801
2013-05-09	HUDSON VALLEY HOLDING CORPP Purchase	Director	PPurchase	+99 sh	$17.03	+$1,685.97	9,900

Recent filings

Accepted (ET)
Aug 44
SCHENK JOSEPH A0000950103-20-015245
SEC(opens sec.gov)
Jul 214
SCHENK JOSEPH A0000950103-20-013977
SEC(opens sec.gov)
Mar 184
SCHENK JOSEPH A0001444363-19-000030
SEC(opens sec.gov)
Nov 234
SCHENK JOSEPH A0001444363-18-000166
SEC(opens sec.gov)
May 294
SCHENK JOSEPH A0001444363-18-000084
SEC(opens sec.gov)
Oct 54
SCHENK JOSEPH A0001444363-17-000103
SEC(opens sec.gov)
Jun 124
GAIN Capital Holdings, Inc.0001444363-17-000071
SEC(opens sec.gov)
Mar 174
GAIN Capital Holdings, Inc.0001444363-17-000032
SEC(opens sec.gov)
Dec 194
GAIN Capital Holdings, Inc.0001444363-16-000296
SEC(opens sec.gov)
Nov 104
GAIN Capital Holdings, Inc.0001444363-16-000289
SEC(opens sec.gov)
May 94
GAIN Capital Holdings, Inc.0001444363-16-000242
SEC(opens sec.gov)
Jul 24/A
HUDSON VALLEY HOLDING CORP0001209191-15-059152
SEC(opens sec.gov)
Jul 14
HUDSON VALLEY HOLDING CORP0001209191-15-057802
SEC(opens sec.gov)
May 284
GAIN Capital Holdings, Inc.0001444363-15-000099
SEC(opens sec.gov)
Feb 94
HUDSON VALLEY HOLDING CORP0001209191-15-010737
SEC(opens sec.gov)

Companies

Address

C/O GAIN CAPITAL HOLDINGS, INC. BEDMINSTER ONE135 ROUTE 202/206

BEDMINSTER NEW JERSEY, NJ, 07921