Insider · CIK 0001231580

FARNHAM SHELLEY A

Reports to the SEC for 1 company

sec.gov

Transactions

Companies

Filings

CIK

0001231580

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-05-29	SOUTHWEST WATER COM Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+1,853 sh	$8.88	+$16.4K	2,035
2007-05-29	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−1,853 sh	$13.40	−$24.8K	182
2007-05-29	SOUTHWEST WATER COM Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+1,764 sh	$8.44	+$14.9K	1,946
2007-05-29	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−1,764 sh	$13.40	−$23.6K	182
2007-05-29	SOUTHWEST WATER COM Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+1,680 sh	$11.39	+$19.1K	1,862
2007-05-29	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−731 sh	$13.40	−$9,795.4	1,131
2007-05-29	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−349 sh	$13.44	−$4,690.56	782
2007-05-29	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−500 sh	$13.43	−$6,715	282
2007-05-29	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−100 sh	$13.42	−$1,342	182
2007-05-29	SOUTHWEST WATER COEmployee Stock Options (Right to Buy)M Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+1,853 sh	—	—	0
2007-05-29	SOUTHWEST WATER COEmployee Stock Options (Right to Buy)M Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+1,764 sh	—	—	0
2007-05-29	SOUTHWEST WATER COEmployee Stock Options (Right to Buy)M Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+1,680 sh	—	—	0
2005-04-08	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−500 sh	$10.59	−$5,296.5	0
2005-04-07	SOUTHWEST WATER COM Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+11.7K sh	$10.40	+$122K	11,707
2005-04-07	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−11.7K sh	$10.40	−$122K	0
2005-04-07	SOUTHWEST WATER COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	−11.7K sh	$10.40	−$122K	0
2005-04-06	SOUTHWEST WATER COM Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+6,700 sh	$10.40	+$69.7K	6,700
2005-04-06	SOUTHWEST WATER COM Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+4,000 sh	$10.40	+$41.6K	4,000
2005-04-06	SOUTHWEST WATER COM Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+3,500 sh	$10.41	+$36.4K	3,500
2005-04-06	SOUTHWEST WATER COM Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	+2,487 sh	$10.41	+$25.9K	2,487
2005-04-06	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−6,700 sh	$10.40	−$69.7K	0
2005-04-06	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−4,000 sh	$10.40	−$41.6K	0
2005-04-06	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−3,500 sh	$10.41	−$36.4K	0
2005-04-06	SOUTHWEST WATER COS Sale	Vice President,Human Resources	SSale	−2,487 sh	$10.41	−$25.9K	0
2005-04-06	SOUTHWEST WATER COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	−6,700 sh	$10.40	−$69.7K	0
2005-04-06	SOUTHWEST WATER COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	−4,000 sh	$10.40	−$41.6K	0
2005-04-06	SOUTHWEST WATER COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	−3,500 sh	$10.41	−$36.4K	0
2005-04-06	SOUTHWEST WATER COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Vice President,Human Resources	MExercise/Conversion	−2,487 sh	$10.41	−$25.9K	0

Recent filings

Accepted (ET)
May 294
SOUTHWEST WATER CO0001231580-07-000001
SEC(opens sec.gov)
Apr 84
FARNHAM SHELLEY A0001179110-05-007536
SEC(opens sec.gov)

Companies

SOUTHWEST WATER COVice President,Human Resources