Insider · CIK 0001234433

JAFFE DAVID R

Reports to the SEC for 2 companies · SUFFERN, NY

sec.gov

Transactions

Companies

Filings

CIK

0001234433

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-10-02	Mahwah Bergen Retail Group, Inc.Options To BuyA Award	Director	AAward	+24K sh	—	—	24,000
2019-06-28	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+51.7K sh	—	—	11,770,373
2019-06-28	Mahwah Bergen Retail Group, Inc.F Tax Payment	Director	FTax Payment	−16.2K sh	$0.61	−$9,891.15	11,754,158
2019-06-28	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−51.7K sh	—	—	0
2018-10-29	Mahwah Bergen Retail Group, Inc.Option To BuyA Award	Director	AAward	+311K sh	—	—	311,383
2018-09-21	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+51.7K sh	—	—	11,734,869
2018-09-21	Mahwah Bergen Retail Group, Inc.F Tax Payment	Director	FTax Payment	−16.2K sh	$4.22	−$68.4K	11,718,653
2018-09-21	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−51.7K sh	—	—	51,720
2018-09-17	Mahwah Bergen Retail Group, Inc.F Tax Payment	Director	FTax Payment	−9,841 sh	$4.11	−$40.4K	11,683,151
2018-09-16	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+31.4K sh	—	—	11,692,992
2018-09-16	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−31.4K sh	—	—	0
2017-09-28	Mahwah Bergen Retail Group, Inc.Option To BuyA Award	Director	AAward	+630K sh	—	—	630,000
2017-09-21	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+51.7K sh	—	—	11,679,375
2017-09-21	Mahwah Bergen Retail Group, Inc.F Tax Payment	Director	FTax Payment	−17.8K sh	$2.11	−$37.5K	11,661,604
2017-09-21	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−51.7K sh	—	—	103,438
2017-09-18	Mahwah Bergen Retail Group, Inc.F Tax Payment	Director	FTax Payment	−10.8K sh	$2.23	−$24K	11,627,641
2017-09-16	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+31.4K sh	—	—	11,638,423
2017-09-16	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−31.4K sh	—	—	31,388
2016-09-21	Mahwah Bergen Retail Group, Inc.Option to BuyA Award	Director	AAward	+475K sh	—	—	475,427
2016-09-21	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+155K sh	—	—	155,172
2016-09-16	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+31.4K sh	—	—	11,617,822
2016-09-16	Mahwah Bergen Retail Group, Inc.F Tax Payment	Director	FTax Payment	−10.8K sh	$7.97	−$86K	11,607,037
2016-09-16	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−31.4K sh	—	—	62,774
2016-01-13	Mahwah Bergen Retail Group, Inc.P Purchase	Director	PPurchase	+10K sh	$8.50	+$85K	11,586,426
2015-12-24	Mahwah Bergen Retail Group, Inc.P Purchase	Director	PPurchase	+4,900 sh	$10.09	+$49.4K	11,576,426
2015-12-23	Mahwah Bergen Retail Group, Inc.P Purchase	Director	PPurchase	+1,700 sh	$10.09	+$17.2K	11,571,526
2015-12-22	Mahwah Bergen Retail Group, Inc.P Purchase	Director	PPurchase	+6,600 sh	$9.85	+$65K	11,569,826
2015-09-16	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+94.2K sh	—	—	94,170
2015-09-16	Mahwah Bergen Retail Group, Inc.Option To BuyA Award	Director	AAward	+299K sh	—	—	299,288
2015-08-28	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+600K sh	$5.92	+$3.55M	11,563,226
2015-08-28	Mahwah Bergen Retail Group, Inc.Opton To BuyM Exercise/Conversion	Director	MExercise/Conversion	−600K sh	—	—	0
2014-09-23	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+55K sh	—	—	10,917,008
2014-09-23	Mahwah Bergen Retail Group, Inc.Options to BuyA Award	Director	AAward	+465K sh	—	—	465,000
2014-09-23	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−55K sh	—	—	0
2013-10-25	Mahwah Bergen Retail Group, Inc.A Award	Director	AAward	+96.4K sh	—	—	10,844,528
2013-09-25	Mahwah Bergen Retail Group, Inc.Opton To BuyA Award	Director	AAward	+375K sh	—	—	375,000
2013-06-19	Mahwah Bergen Retail Group, Inc.A Award	Director	AAward	+17.5K sh	—	—	10,748,118
2013-06-19	Mahwah Bergen Retail Group, Inc.Restricted Share UnitsA Award	Director	AAward	−17.5K sh	—	—	17,500
2012-12-07	Mahwah Bergen Retail Group, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+600K sh	$3.38	+$2.03M	10,730,618
2012-12-07	Mahwah Bergen Retail Group, Inc.Options to BuyM Exercise/Conversion	Director	MExercise/Conversion	−600K sh	—	—	0
2012-10-23	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsJ Other	Director	JOther	−250K sh	—	—	0
2012-10-23	Mahwah Bergen Retail Group, Inc.Restricted StocK UnitsA Award	Director	AAward	+250K sh	—	—	250,000
2012-10-10	Mahwah Bergen Retail Group, Inc.A Award	Director	AAward	+157K sh	—	—	10,130,618
2012-09-20	Mahwah Bergen Retail Group, Inc.Option To BuyA Award	Director	AAward	+80K sh	—	—	80,000
2012-09-20	Mahwah Bergen Retail Group, Inc.Option To BuyA Award	Director	AAward	+170K sh	—	—	170,000
2012-09-20	Mahwah Bergen Retail Group, Inc.Restricted Stock UnitsA Award	Director	AAward	+250K sh	—	—	250,000
2012-07-05	Mahwah Bergen Retail Group, Inc.S Sale	Director	SSale	−20K sh	$18.87	−$377K	9,973,728
2012-07-03	Mahwah Bergen Retail Group, Inc.S Sale	Director	SSale	−25K sh	$18.74	−$468K	9,993,728
2012-06-29	Mahwah Bergen Retail Group, Inc.S Sale	Director	SSale	−50K sh	$18.72	−$936K	10,018,728
2012-06-26	Mahwah Bergen Retail Group, Inc.S Sale	Director	SSale	−50K sh	$19.01	−$950K	10,068,728

Recent filings

Accepted (ET)
Oct 44
JAFFE DAVID R0001498301-19-000080
SEC(opens sec.gov)
Jul 24
JAFFE DAVID R0001498301-19-000059
SEC(opens sec.gov)
Oct 304
JAFFE DAVID R0001498301-18-000111
SEC(opens sec.gov)
Sep 254
JAFFE DAVID R0001498301-18-000061
SEC(opens sec.gov)
Sep 174
JAFFE DAVID R0001498301-18-000046
SEC(opens sec.gov)
Sep 294
JAFFE DAVID R0001498301-17-000087
SEC(opens sec.gov)
Sep 224
JAFFE DAVID R0001498301-17-000064
SEC(opens sec.gov)
Sep 184
JAFFE DAVID R0001498301-17-000057
SEC(opens sec.gov)
Sep 234
Ascena Retail Group, Inc.0001498301-16-000169
SEC(opens sec.gov)

Companies

Address

C/O THE DRESS BARN, INC. 30 DUNNIGAN DRIVE

SUFFERN, NY, 10901