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Insider · CIK 0001234950

HALPERN JOHN D

Reports to the SEC for 4 companies · PORTSMOUTH, NH

Transactions

17

Companies

4

Filings

4

CIK

0001234950

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-12-02	ERNAErnexa Therapeutics Inc. · Warrants (Right to Purchase)P Purchase	10% Owner	PPurchase	+672K sh	$0.13	+$84K	671,840
2022-12-02	ERNAErnexa Therapeutics Inc.P Purchase	10% Owner	PPurchase	+336K sh	$3.28	+$1.1M	450,961
2004-12-20	BARNEYS NEW YORK INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	$10.32	−$51.6K	0
2004-12-20	BARNEYS NEW YORK INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	$9.38	−$235K	0
2003-09-30	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	10% Owner	SSale	−23.3M sh	—	—	0
2003-09-30	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockS Sale	10% Owner	SSale	−13.7M sh	—	—	0
2003-06-30	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+3.53M sh	—	—	3,531,700
2003-06-15	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+382K sh	—	—	381,667
2003-05-15	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+376K sh	—	—	375,765
2003-04-15	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+370K sh	—	—	370,060
2003-03-15	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+364K sh	—	—	364,401
2003-03-14	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+4.92M sh	—	—	4,924,072
2003-02-15	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+359K sh	—	—	358,829
2003-01-15	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+353K sh	—	—	353,389
2002-12-31	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+2.42M sh	—	—	2,422,204
2002-12-15	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+313K sh	—	—	313,420
2002-11-15	EINSTEIN NOAH RESTAURANT GROUP INCWarrant to Purchase Common StockP Purchase	10% Owner	PPurchase	+315K sh	—	—	314,547

Recent filings

4

Accepted (ET)
Dec 54
HALPERN JOHN D0001062993-22-023351
SEC(opens sec.gov)
Dec 224
BARNEYS NEW YORK INC0000909518-04-001014
SEC(opens sec.gov)
Oct 24
HALPERN JOHN D0000904454-03-000530
SEC(opens sec.gov)
Oct 24/A
HALPERN JOHN D0000904454-03-000516
SEC(opens sec.gov)

Companies

4

Address

PO BOX 540

PORTSMOUTH, NH, 03802