KING STEVEN W

CIK 00012441063 companiesTUSTIN,, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001244106

Recent Transactions

45 trades

Other
Mosaic ImmunoEngineering Inc.$CPMV
Convertible Note
2022-02-18$20000.00/sh
Award
Oncotelic Therapeutics, Inc.$OTLC
Stock Options
2021-09-03+500,000→ 500,000 total
Award
Oncotelic Therapeutics, Inc.$OTLC
Stock Options
2021-07-08+357,412→ 357,412 total
Conversion
Oncotelic Therapeutics, Inc.$OTLC
Series A Convertible Preferred Stock
2021-03-31−3,292→ 0 total
Conversion
Oncotelic Therapeutics, Inc.$OTLC
Common Stock
2021-03-31+3,291,720→ 3,330,647 total
Conversion
Mosaic ImmunoEngineering Inc.$CPMV
Common Stock
2021-01-29+1,641,252→ 1,641,252 total
Conversion
Mosaic ImmunoEngineering Inc.$CPMV
Series A Convertible Voting Preferred Stock
2021-01-29−161,000→ 0 total
Award
Mosaic ImmunoEngineering Inc.$CPMV
Restricted Stock Units
2020-12-16$3.30/sh+43,479→ 108,697 total
Award
Mosaic ImmunoEngineering Inc.$CPMV
Restricted Stock Units
2020-12-16$3.30/sh+65,218→ 65,218 total
Other
Avid Bioservices, Inc.
Common Stock
2017-10-31$3.87/sh+1,398→ 34,646 total
Other
Avid Bioservices, Inc.
Common Stock
2017-04-28$0.27/sh+19,941→ 232,730 total
Other
Avid Bioservices, Inc.
Common Stock
2016-10-31$0.29/sh+18,826→ 212,789 total
Award
Avid Bioservices, Inc.
Stock Option (right to buy)
2016-06-02+500,000→ 2,976,137 total
Other
Avid Bioservices, Inc.
Common Stock
2016-04-29$0.30/sh+10,683→ 193,963 total
Other
Avid Bioservices, Inc.
Common Stock
2015-10-30$0.95/sh+5,474→ 183,280 total
Award
Avid Bioservices, Inc.
Stock Option (right to buy)
2015-05-11+300,000→ 2,476,137 total
Other
Avid Bioservices, Inc.
Common Stock
2015-04-30$1.11/sh+4,634→ 177,806 total
Other
Avid Bioservices, Inc.
Common Stock
2014-10-31$1.36/sh+3,280→ 173,172 total
Other
Avid Bioservices, Inc.
Common Stock
2013-10-31$1.08/sh+4,131→ 191,534 total
Award
Avid Bioservices, Inc.
Stock Option (right to buy)
2013-10-15+250,000→ 1,933,500 total
Disposition to Issuer
Avid Bioservices, Inc.
Stock Option (right to buy)
2013-10-15−250,000→ 1,683,500 total
Award
Avid Bioservices, Inc.
Common Stock, $.001 par value
2013-10-15+100,000→ 187,403 total
Award
Avid Bioservices, Inc.
Stock Option (right to buy)
2013-05-06+400,000→ 1,933,500 total
Other
Avid Bioservices, Inc.
Common Stock
2013-04-30$0.71/sh+6,516→ 87,403 total
Award
Avid Bioservices, Inc.
Stock Option (right to buy)
2012-12-27+200,000→ 1,573,500 total
Other
Avid Bioservices, Inc.
Common Stock
2012-10-31$0.39/sh+11,000→ 80,887 total
Award
Avid Bioservices, Inc.
Non-Qualified Stock Options (right to buy)
2012-05-04+500,000→ 1,373,500 total
Other
Avid Bioservices, Inc.
Common Stock
2012-04-30$0.40/sh+10,726→ 69,887 total
Award
Avid Bioservices, Inc.
Incentive Stock Options (right to buy)
2012-02-17+82,561→ 606,061 total
Award
Avid Bioservices, Inc.
Non-Qualified Stock Options (right to buy)
2012-02-17+267,439→ 873,500 total
Other
Avid Bioservices, Inc.
Common Stock
2011-10-31$0.89/sh+4,804→ 59,161 total
Disposition to Issuer
Avid Bioservices, Inc.
Common Stock, $.001 par value
2011-06-30−14,000→ 40,357 total
Award
Avid Bioservices, Inc.
Non-Qualified Stock Options (right to buy)
2011-05-02+142,500→ 553,500 total
Other
Avid Bioservices, Inc.
Common Stock
2011-04-29$1.28/sh+3,046→ 96,357 total
Disposition to Issuer
Avid Bioservices, Inc.
Common Stock
2011-04-29−14,000→ 82,357 total
Disposition to Issuer
Avid Bioservices, Inc.
Common Stock
2011-04-29−14,000→ 68,357 total
Award
Avid Bioservices, Inc.
Common Stock, $.001 par value
2011-02-10+14,000→ 93,311 total
Disposition to Issuer
Avid Bioservices, Inc.
Common Stock, $0.001 par value
2010-12-31−14,000→ 79,311 total
Purchase
Avid Bioservices, Inc.
Common Stock, $0.001 par value
2010-09-23$1.33/sh+5,000→ 93,311 total
Award
Avid Bioservices, Inc.
Incentive Stock Option (right to buy)
2010-02-01+221,000→ 411,000 total
Award
Avid Bioservices, Inc.
Common Stock, $0.001 par value
2010-02-01+70,000→ 88,311 total
Exercise/Conversion
Avid Bioservices, Inc.
Incentive Stock Option (right to buy)
2007-06-11$0.60/sh−15,000→ 1,110,833 total
Exercise/Conversion
Avid Bioservices, Inc.
Common Stock, $0.001 par value
2007-06-11$0.60/sh+15,000→ 69,970 total
Award
Avid Bioservices, Inc.
Common Stock, $0.001 par value
2006-06-07+3,797→ 24,594 total
Award
Avid Bioservices, Inc.
Non-Qualified Stock Option (right to buy)
2003-10-21+350,000→ 1,140,833 total

Companies

Recent Filings

Address

C/O PEREGRINE PHARMACEUTICALS, INC. 14282 FRANKLIN AVENUE

TUSTIN,, CA, 92780

View on SEC.gov